Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2018 Filed Sep 6, 2018 20:29 UTC Exercise / conversionCommon Stock 5,000 $30.82 $154,100.00
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · derivative · entry 4

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,250 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC SaleCommon Stock 1,678 $57.30 $96,145.54
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 3

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,940

F2 · price: This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3500. Price and share details are available upon request.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC SaleCommon Stock 1,250 $57.30 $71,622.50
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 2

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,618

F1 · price: This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3250. Price and share details are available upon request.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:57 UTC Exercise / conversionCommon Stock 1,250 $26.59 $33,237.50
Disclosure

SEC source: 0001593968-18-001152 · primary_01.xml · nonDerivative · entry 1

HANKIN ROCKELL N · CIK 0001189904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC
Brown Simon AVP and GM
Exercise / conversionOption (right to buy) · Derivative 500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · derivative · entry 4

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 500 shares

Expires 2019-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC
Brown Simon AVP and GM
SaleCommon Stock 500 $59.01 $29,502.50
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 500 $29.21 $14,605.00
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:54 UTC
Brown Simon AVP and GM
SaleCommon Stock 1,500 $59.01 $88,507.50
Disclosure

SEC source: 0001593968-18-001151 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,193

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC
Brown Simon AVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 17, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 17, 2017.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC
Brown Simon AVP and GM
Tax withholdingCommon Stock 305 $48.70 $14,853.50
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:23 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001134 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · derivative · entry 8

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · derivative · entry 7

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Tax withholdingCommon Stock 433 $49.90 $21,606.70
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 6

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,068

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Tax withholdingCommon Stock 303 $49.90 $15,119.70
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 5

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,501

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 4

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 3

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC Tax withholdingCommon Stock 562 $49.90 $28,043.80
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:51 UTC Exercise / conversionCommon Stock 1,625 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001108 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · derivative · entry 5

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Tax withholdingCommon Stock 214 $49.90 $10,678.60
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 4

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,748

Read SEC document
August 13, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · derivative · entry 9

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Tax withholdingCommon Stock 649 $49.90 $32,385.10
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 2

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,679

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:52 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001109 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · derivative · entry 6

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Tax withholdingCommon Stock 305 $49.90 $15,219.50
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:50 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001107 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001106 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:47 UTC Tax withholdingCommon Stock 2,479 $49.90 $123,702.10
Disclosure

SEC source: 0001593968-18-001106 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,897

Read SEC document
August 12, 2018 Filed Aug 13, 2018 20:47 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001106 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2018 Filed Jul 13, 2018 22:45 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 13,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-18-001058 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 13,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 26, 2014.

Read SEC document
July 13, 2018 Filed Jul 13, 2018 22:45 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 13,000 $50.13 $651,662.70
Disclosure

SEC source: 0001593968-18-001058 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,430

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request.

Read SEC document
July 13, 2018 Filed Jul 13, 2018 22:45 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 13,000 $30.82 $400,660.00
Disclosure

SEC source: 0001593968-18-001058 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2018 Filed Jul 13, 2018 22:44 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,500 $50.12 $125,307.50
Disclosure

SEC source: 0001593968-18-001057 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,965

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.5500 to $50.5000. Price and share details are available upon request.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 23:36 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-001056 · primary_01.xml · derivative · entry 3

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 23:36 UTC SaleCommon Stock 5,000 $49.50 $247,496.00
Disclosure

SEC source: 0001593968-18-001056 · primary_01.xml · nonDerivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,257

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.4550 to $49.5550. Price and share details are available upon request.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 23:36 UTC Exercise / conversionCommon Stock 5,000 $29.68 $148,400.00
Disclosure

SEC source: 0001593968-18-001056 · primary_01.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,500 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC SaleCommon Stock 2,500 $48.81 $122,016.75
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,678

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.8050 to $48.8250. Price and share details are available upon request.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC Exercise / conversionCommon Stock 2,500 $29.68 $74,200.00
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:51 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-001048 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:51 UTC Exercise / conversionCommon Stock 5,000 $29.68 $148,400.00
Disclosure

SEC source: 0001593968-18-001048 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2018 Filed Jul 9, 2018 22:42 UTC
Pegulu MarcVP and GM
SaleCommon Stock 500 $48.85 $24,425.00
Disclosure

SEC source: 0001593968-18-001029 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,453

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July 02, 2018 Filed Jul 2, 2018 23:18 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,084 $47.89 $99,806.30
Disclosure

SEC source: 0001593968-18-000971 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,465

F2 · price: This price represents the weighted average of these sales. The prices ranged from $47.7250 to $48.0750. Price and share details are available upon request.

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July 02, 2018 Filed Jul 2, 2018 23:18 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 4,916 $47.35 $232,785.87
Disclosure

SEC source: 0001593968-18-000971 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,549

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.7000 to $47.7000. Price and share details are available upon request.

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July 01, 2018 Filed Jul 3, 2018 17:59 UTC GrantRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000979 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: SMTC · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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July 01, 2018 Filed Jul 3, 2018 17:59 UTC GrantRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000979 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: SMTC · 1,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.