Tapewire

Nasdaq · USD

SMPL

Simply Good Foods Co

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Tapewire entity
4946
SEC CIK
0001702744
Parsed reports
353

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 23,283 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · derivative · entry 5

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,563

Underlying: Common Stock · 23,283 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on July 14, 2018, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Tax withholdingCommon Stock 2,013 $18.94 $38,126.22
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · nonDerivative · entry 4

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,695

F1 · kind: Represents shares withheld by the issuer to cover the exercise price and tax withholding obligations upon the exercise of the options.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionCommon Stock 2,786 $12.00 $33,432.00
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · nonDerivative · entry 3

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Tax withholdingCommon Stock 17,266 $18.94 $327,018.04
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · nonDerivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,922

F1 · kind: Represents shares withheld by the issuer to cover the exercise price and tax withholding obligations upon the exercise of the options.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionCommon Stock 23,283 $12.00 $279,396.00
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:10 UTC
Cunfer Todd EChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 29,487 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014166 · wf-form4_154180503816179.xml · derivative · entry 2

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,487

Underlying: Common Stock · 29,487 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:10 UTC
Cunfer Todd EChief Financial Officer
GrantCommon Stock 16,511 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014166 · wf-form4_154180503816179.xml · nonDerivative · entry 1

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,511

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:09 UTC
SCALZO JOSEPHDirector · CEO and President
GrantOptions to Purchase Common Stock · Derivative 105,418 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014165 · wf-form4_154180493429638.xml · derivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,418

Underlying: Common Stock · 105,418 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 18:09 UTC
SCALZO JOSEPHDirector · CEO and President
GrantCommon Stock 59,027 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014165 · wf-form4_154180493429638.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,670

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:16 UTC
Short Jill M.Chief Customer Officer
GrantCommon Stock · Derivative 16,255 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014170 · wf-form4_154180538638399.xml · derivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,255

Underlying: Common Stock · 16,255 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:16 UTC
Short Jill M.Chief Customer Officer
GrantCommon Stock 9,101 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014170 · wf-form4_154180538638399.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,905

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:15 UTC
Matthews Timothy AllenVP, Controller and CAO
GrantOptions to Purchase Common Stock · Derivative 8,109 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014169 · wf-form4_154180533217444.xml · derivative · entry 2

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

Underlying: Common Stock · 8,109 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:15 UTC
Matthews Timothy AllenVP, Controller and CAO
GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014169 · wf-form4_154180533217444.xml · nonDerivative · entry 1

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:12 UTC
Parker C ScottChief Marketing Officer
GrantOptions to Purchase Common Stock · Derivative 33,623 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014167 · wf-form4_154180511386032.xml · derivative · entry 2

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,623

Underlying: Common Stock · 33,623 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:12 UTC
Parker C ScottChief Marketing Officer
GrantCommon Stock 18,826 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014167 · wf-form4_154180511386032.xml · nonDerivative · entry 1

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,430

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:13 UTC
Holm Hanno EVP & Chief Operations Officer
GrantOptions to Purchase Common Stock · Derivative 16,902 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014168 · wf-form4_154180521096004.xml · derivative · entry 2

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,902

Underlying: Common Stock · 16,902 shares

Expires 2028-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:13 UTC
Holm Hanno EVP & Chief Operations Officer
GrantCommon Stock 9,464 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014168 · wf-form4_154180521096004.xml · nonDerivative · entry 1

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,197

F1 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 19:32 UTC
KRAFT TIMOTHY RICHARDGen. Counsel & Corp. Secretary
GrantOptions to Purchase Common Stock · Derivative 26,907 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001628280-18-014250 · wf-form4_154213755443344.xml · derivative · entry 3

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907

Underlying: Common Stock · 26,907 shares

Expires 2028-11-08

F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 19:32 UTC
KRAFT TIMOTHY RICHARDGen. Counsel & Corp. Secretary
GrantCommon Stock 15,066 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014250 · wf-form4_154213755443344.xml · nonDerivative · entry 2

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,015

F2 · shares: Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 19:32 UTC
KRAFT TIMOTHY RICHARDGen. Counsel & Corp. Secretary
GrantCommon Stock 18,949 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014250 · wf-form4_154213755443344.xml · nonDerivative · entry 1

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
October 29, 2018 Filed Nov 2, 2018 14:50 UTC OtherWarrants (Right to Buy) · Derivative 3,333 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001628280-18-013419 · wf-form4_154118462548697.xml · derivative · entry 3

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2022-08-06

F1 · derivative.exercise_price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 29, 2018 Filed Nov 2, 2018 14:50 UTC SaleCommon Stock 2,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-013419 · wf-form4_154118462548697.xml · nonDerivative · entry 2

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,303

F2 · kind: Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 29, 2018 Filed Nov 2, 2018 14:50 UTC OtherCommon Stock 3,333 $11.50 $38,329.50
Disclosure

SEC source: 0001628280-18-013419 · wf-form4_154118462548697.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,366

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 12:42 UTC OtherWarrants (Right to Buy) · Derivative 1,666 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001628280-18-012790 · wf-form4_154031293192680.xml · derivative · entry 3

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,666 shares

Expires 2022-08-06

F1 · derivative.exercise_price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 12:42 UTC SaleCommon Stock 1,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012790 · wf-form4_154031293192680.xml · nonDerivative · entry 2

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,167

F2 · kind: Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 12:42 UTC OtherCommon Stock 1,666 $11.50 $19,159.00
Disclosure

SEC source: 0001628280-18-012790 · wf-form4_154031293192680.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,199

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 12:44 UTC
Ghez NomiDirector
OtherWarrants (Right to Buy) · Derivative 8,333 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001628280-18-012668 · wf-form4_153996744419514.xml · derivative · entry 3

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2022-08-06

F1 · derivative.exercise_price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person received 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 12:44 UTC
Ghez NomiDirector
SaleCommon Stock 5,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012668 · wf-form4_153996744419514.xml · nonDerivative · entry 2

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,064

F2 · kind: Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise.

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person received 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

Read SEC document
October 17, 2018 Filed Oct 19, 2018 12:44 UTC
Ghez NomiDirector
OtherCommon Stock 8,333 $11.50 $95,829.50
Disclosure

SEC source: 0001628280-18-012668 · wf-form4_153996744419514.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,221

F1 · price: On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person received 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise.

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September 06, 2018 Filed Sep 7, 2018 14:49 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011698 · wf-form4_153634614072456.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,533

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 18:59 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011705 · wf-form4_153634672742472.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,893

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 18:54 UTC
WEST DAVID JDirector
GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011702 · wf-form4_153634647988209.xml · nonDerivative · entry 1

WEST DAVID J · CIK 0001141569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 14:52 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011700 · wf-form4_153634632978145.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,033

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 14:57 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011704 · wf-form4_153634666214319.xml · nonDerivative · entry 1

Laube Richard · CIK 0001445036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,521

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 14:53 UTC
Ghez NomiDirector
GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011701 · wf-form4_153634640920250.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,888

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 15:00 UTC
KASH ARVINDirector
GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011706 · wf-form4_153634681771985.xml · nonDerivative · entry 1

KASH ARVIN · CIK 0001538738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,533

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 14:56 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011703 · wf-form4_153634659632903.xml · nonDerivative · entry 1

Montgomery Robert G. · CIK 0001678122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,533

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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September 06, 2018 Filed Sep 7, 2018 18:50 UTC GrantCommon Stock 5,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011699 · wf-form4_153634621900197.xml · nonDerivative · entry 1

Ratzan Brian K. · CIK 0001679746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,243

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest on the first anniversary of the date of grant.

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August 15, 2018 Filed Aug 17, 2018 16:35 UTC
Short Jill M.Chief Customer Officer
GrantOptions to Purchase Common Stock · Derivative 17,699 $0.00 Strike: $17.62 $0.00
Disclosure

SEC source: 0001715625-18-000004 · wf-form4_153452368581101.xml · derivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,699

Underlying: Common Stock · 17,699 shares

Expires not disclosed

F1 · security: Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan.

F2 · derivative.exercise_date: Options vest and become exercisable in three equal installments on August 15, 2019, August 15, 2020 and August 15, 2021, subject to the recipient's continued service with the Company from the date of grant on August 15, 2018. The options expire on the ten-year anniversary of the award

F2 · derivative.expiration_date: Options vest and become exercisable in three equal installments on August 15, 2019, August 15, 2020 and August 15, 2021, subject to the recipient's continued service with the Company from the date of grant on August 15, 2018. The options expire on the ten-year anniversary of the award

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July 16, 2018 Filed Jul 18, 2018 18:15 UTC
KRAFT TIMOTHY RICHARDGen. Counsel & Corp. Secretary
GrantOptions to Purchase Common Stock · Derivative 99,854 Not disclosed Strike: $16.75 Not disclosed
Disclosure

SEC source: 0001628280-18-009306 · wf-form4_153193770892710.xml · derivative · entry 1

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,854

Underlying: Common Stock · 99,854 shares

Expires not disclosed

F1 · security: Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan.

F1 · price: Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan.

F2 · derivative.exercise_date: Options vest and become exercisable in three equal installments on July 16, 2019, July 16, 2020 and July 16, 2021, subject to the recipient's continued service with the Company from the date of grant on July 16, 2018. The options expire on the ten-year anniversary of the award.

F2 · derivative.expiration_date: Options vest and become exercisable in three equal installments on July 16, 2019, July 16, 2020 and July 16, 2021, subject to the recipient's continued service with the Company from the date of grant on July 16, 2018. The options expire on the ten-year anniversary of the award.

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April 23, 2018 Filed Apr 25, 2018 15:39 UTC
Holm Hanno EVP & Chief Operations Officer
PurchaseCommon Stock 1,500 $12.79 $19,191.15
Disclosure

SEC source: 0001711478-18-000004 · wf-form4_152467074321492.xml · nonDerivative · entry 4

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,733

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April 23, 2018 Filed Apr 25, 2018 15:39 UTC
Holm Hanno EVP & Chief Operations Officer
PurchaseCommon Stock 800 $12.77 $10,216.00
Disclosure

SEC source: 0001711478-18-000004 · wf-form4_152467074321492.xml · nonDerivative · entry 3

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,233

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April 23, 2018 Filed Apr 25, 2018 15:39 UTC
Holm Hanno EVP & Chief Operations Officer
PurchaseCommon Stock 1,500 $12.77 $19,152.75
Disclosure

SEC source: 0001711478-18-000004 · wf-form4_152467074321492.xml · nonDerivative · entry 2

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,433

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April 23, 2018 Filed Apr 25, 2018 15:39 UTC
Holm Hanno EVP & Chief Operations Officer
PurchaseCommon Stock 200 $12.77 $2,553.00
Disclosure

SEC source: 0001711478-18-000004 · wf-form4_152467074321492.xml · nonDerivative · entry 1

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,933

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April 18, 2018 Filed Apr 20, 2018 12:19 UTC
Cunfer Todd EChief Financial Officer
PurchaseCommon Stock 1,020 $13.14 $13,401.58
Disclosure

SEC source: 0001715621-18-000002 · wf-form4_152424117788052.xml · nonDerivative · entry 2

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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April 18, 2018 Filed Apr 20, 2018 12:19 UTC
Cunfer Todd EChief Financial Officer
PurchaseCommon Stock 8,980 $13.20 $118,535.10
Disclosure

SEC source: 0001715621-18-000002 · wf-form4_152424117788052.xml · nonDerivative · entry 1

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

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February 09, 2018 Filed Feb 13, 2018 17:15 UTC PurchaseCommon Stock 4,000 $12.40 $49,600.00
Disclosure

SEC source: 0001213900-18-001729 · f4020918healey_simplygood.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

F1 · balance_after: Includes 7,500 restricted stock units subject to vesting and forfeiture restrictions.

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February 09, 2018 Filed Feb 13, 2018 22:08 UTC PurchaseCommon Stock 651,360 $12.40 $8,076,864.00
Disclosure

SEC source: 0001213900-18-001717 · f4020918kilts_simplygood.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,860

F1 · balance_after: Includes 7,500 restricted stock units subject to vesting and forfeiture restrictions.

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February 09, 2018 Filed Feb 13, 2018 17:18 UTC PurchaseCommon Stock 7,500 $12.40 $93,000.00
Disclosure

SEC source: 0001213900-18-001736 · f4020918daley_simplygood.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Includes 7,500 restricted stock units subject to vesting and forfeiture restrictions.

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February 09, 2018 Filed Feb 13, 2018 17:12 UTC
Ghez NomiDirector
PurchaseCommon Stock 20,355 $12.40 $252,402.00
Disclosure

SEC source: 0001213900-18-001723 · f4020918ghez_simplygood.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,855

F1 · balance_after: Includes 7,500 restricted stock units subject to vesting and forfeiture restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.