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person · Reporting owner

SCALZO JOSEPH

Disclosed activity across 3 companies

Tapewire entity
61212
SEC CIK
0001203096

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Freshpet, Inc.FRPT · Entity 1637DirectorMarch 10, 2026March 12, 2026
Simply Good Foods CoSMPL · Entity 4946President and CEOJanuary 19, 2026January 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Freshpet, Inc.

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,629 Reported balance After 2026-03-10 transaction · row 1
1 source row

Row 1 · 2026-03-10 · Grant · Acquired 1,589 · Balance 5,629

F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

Simply Good Foods Co

Report date January 19, 2026 · Filed January 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2034-01-19Direct2,000,000 Reported balance After 2026-01-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-19 · Grant · Acquired 2,000,000 · Balance 2,000,000

F1: The stock options vest in three substantially equal annual installments beginning on January 19, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options vest in three substantially equal annual installments beginning on January 19, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TreeHouse Foods, Inc.

Report date February 11, 2026 · Filed February 11, 2026

Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-11 · Disposition to issuer · Disposed 14,031 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect7,727 Reported balance After 2026-02-11 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-11 · Exercise / conversion · Acquired 7,727 · Balance 7,727

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-11 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-02-11 · Disposition to issuer · Disposed 7,727 · Balance 0

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-11 · Exercise / conversion · Disposed 7,727 · Balance 0

F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F2: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F3: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 12, 2026 19:59 UTC Freshpet, Inc. FRPT · Entity 1637 GrantCommon Stock 1,589 $0.00 $0.00
Disclosure

SEC source: 0000929638-26-000999 · form4.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,629

F1 · shares: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

Read SEC document
February 11, 2026 Filed Feb 11, 2026 16:28 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionRestricted Stock Unit · Derivative 7,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001203096-26-000006 · wk-form4_1770845286.xml · derivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F3 · price: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Read SEC document
February 11, 2026 Filed Feb 11, 2026 16:28 UTC TreeHouse Foods, Inc. THS · Entity 66763 Disposition to issuerCommon Stock 7,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001203096-26-000006 · wk-form4_1770845286.xml · nonDerivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · security: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F3 · price: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Read SEC document
February 11, 2026 Filed Feb 11, 2026 16:28 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionCommon Stock 7,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001203096-26-000006 · wk-form4_1770845286.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Reflects vested restricted stock units ("RSUs") further described in footnote three below.

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

F3 · price: Each RSU represents a contingent right to receive one share of common stock of TreeHouse. Pursuant to the Merger Agreement, each RSU that was outstanding as of immediately prior to the Effective Time became fully vested and was automatically canceled and converted into the right to receive the Merger Consideration, less applicable taxes and withholding.

Read SEC document
February 11, 2026 Filed Feb 11, 2026 16:28 UTC TreeHouse Foods, Inc. THS · Entity 66763 Disposition to issuerCommon Stock 14,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001203096-26-000006 · wk-form4_1770845286.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of November 10, 2025, by and among TreeHouse Foods, Inc. ("TreeHouse"), Industrial F&B Investments II, Inc. ("Parent"), and Industrial F&B Investments III, Inc. ("Merger Sub"), Merger Sub merged with and into TreeHouse, with TreeHouse surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of TreeHouse's common stock, par value $0.01 per share, that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive (i) $22.50 in cash, less applicable taxes and withholding and (ii) one contractual contingent value right, which represents the right to receive a portion of the net proceeds, if any, resulting from certain litigation relating to part of TreeHouse's coffee business (clauses (i) and (ii) collectively, the "Merger Consideration").

Read SEC document
January 19, 2026 Filed Jan 21, 2026 17:49 UTC Simply Good Foods Co SMPL · Entity 4946 GrantOptions to Purchase Common Stock · Derivative 2,000,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001203096-26-000004 · wk-form4_1769035745.xml · derivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2034-01-19

F1 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on January 19, 2027.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 16:22 UTC TreeHouse Foods, Inc. THS · Entity 66763 GrantRestricted Stock Unit · Derivative 7,727 $0.00 $0.00
Disclosure

SEC source: 0001320695-25-000083 · wk-form4_1745871756.xml · derivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,727

Underlying: Common Stock · 7,727 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F4 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

F4 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 16:22 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionRestricted Stock Unit · Derivative 4,798 $0.00 $0.00
Disclosure

SEC source: 0001320695-25-000083 · wk-form4_1745871756.xml · derivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F1 · kind: Settlement of restricted stock units into shares of common stock.

F3 · derivative.exercise_date: The restricted stock units have a grant date of April 25, 2024. Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

F3 · derivative.expiration_date: The restricted stock units have a grant date of April 25, 2024. Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 16:22 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionCommon Stock 4,798 $0.00 $0.00
Disclosure

SEC source: 0001320695-25-000083 · wk-form4_1745871756.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units into shares of common stock.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 17:40 UTC Freshpet, Inc. FRPT · Entity 1637 GrantCommon Stock 1,432 $0.00 $0.00
Disclosure

SEC source: 0000929638-25-001121 · form4.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,040

F1 · shares: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 20:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 147,200 $12.00 Strike: $12.00 $1,766,400.00
Disclosure

SEC source: 0001702744-24-000119 · wk-form4_1731460443.xml · derivative · entry 5

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,800

Underlying: Common Stock · 147,200 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 20:14 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 147,200 $36.86 $5,425,100.16
Disclosure

SEC source: 0001702744-24-000119 · wk-form4_1731460443.xml · nonDerivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,439

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.64 to $37.14, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 12, 2024 20:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 147,200 $12.00 $1,766,400.00
Disclosure

SEC source: 0001702744-24-000119 · wk-form4_1731460443.xml · nonDerivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:14 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 4,609 $0.00 $0.00
Disclosure

SEC source: 0001702744-24-000119 · wk-form4_1731460443.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,439

F2 · shares: Represents the net shares of common stock acquired by the Reporting Person upon the vesting of performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 20:14 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 2,374 $36.23 $86,010.02
Disclosure

SEC source: 0001702744-24-000119 · wk-form4_1731460443.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,830

F1 · shares: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 225,912 $12.00 Strike: $12.00 $2,710,944.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · derivative · entry 9

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,000

Underlying: Common Stock · 225,912 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 13,088 $12.00 Strike: $12.00 $157,056.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · derivative · entry 8

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961,912

Underlying: Common Stock · 13,088 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 225,912 $35.67 $8,058,303.63
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 6

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,204

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.535 to $35.80 inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 225,912 $12.00 $2,710,944.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 5

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 13,088 $35.87 $469,528.07
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,204

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.75 to $36.085, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 07, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 13,088 $12.00 $157,056.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 25,000 $12.00 Strike: $12.00 $300,000.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · derivative · entry 7

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 25,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 25,000 $35.99 $899,842.50
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,204

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.93 to $36.065, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 16:14 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 25,000 $12.00 $300,000.00
Disclosure

SEC source: 0001702744-24-000096 · wk-form4_1731100438.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2024 Filed Sep 9, 2024 16:15 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 3,827 $0.00 $0.00
Disclosure

SEC source: 0001702744-24-000074 · wk-form4_1725912927.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,204

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the issuer's annual director compensation program. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
July 08, 2024 Filed Jul 8, 2024 19:27 UTC Simply Good Foods Co SMPL · Entity 4946 Tax withholdingCommon Stock 2,429 $36.22 $87,978.38
Disclosure

SEC source: 0001702744-24-000047 · wk-form4_1720481223.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,377

F1 · shares: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 17:05 UTC TreeHouse Foods, Inc. THS · Entity 66763 GrantRestricted Stock Unit · Derivative 4,798 $0.00 $0.00
Disclosure

SEC source: 0001320695-24-000079 · wk-form4_1714424704.xml · derivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,798

Underlying: Common Stock · 4,798 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F4 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

F4 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 17:05 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionRestricted Stock Unit · Derivative 3,261 $0.00 $0.00
Disclosure

SEC source: 0001320695-24-000079 · wk-form4_1714424704.xml · derivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F1 · kind: Settlement of restricted stock units into shares of common stock.

F3 · derivative.exercise_date: The restricted stock units have a grant date of April 27, 2023. Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

F3 · derivative.expiration_date: The restricted stock units have a grant date of April 27, 2023. Unless deferred, restricted stock units vest and settle in stock or cash upon the earlier of the 12-month anniversary of the grant date or the next annual meeting of the Company's shareholders following the date of grant.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 17:05 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionCommon Stock 3,261 $0.00 $0.00
Disclosure

SEC source: 0001320695-24-000079 · wk-form4_1714424704.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units into shares of common stock.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:43 UTC Freshpet, Inc. FRPT · Entity 1637 GrantCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001062 · form4.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,608

F1 · kind: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

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November 08, 2023 Filed Nov 13, 2023 17:44 UTC Simply Good Foods Co SMPL · Entity 4946 Tax withholdingCommon Stock 7,666 $38.14 $292,381.24
Disclosure

SEC source: 0001702744-23-000109 · wk-form4_1699915479.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,806

F2 · shares: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 17:44 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 59,559 $0.00 $0.00
Disclosure

SEC source: 0001702744-23-000109 · wk-form4_1699915479.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,472

F1 · shares: Represents net shares of common stock issued to the Reporting Person upon the vesting of performance-based restricted stock units granted on November 8, 2020 under the issuer's 2017 Omnibus Incentive Plan.

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August 21, 2023 Filed Mar 19, 2024 18:43 UTC Freshpet, Inc. FRPT · Entity 1637 GrantCommon Stock 1,513 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001062 · form4.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513

F1 · kind: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:29 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 9,581 $0.00 $0.00
Disclosure

SEC source: 0001702744-23-000060 · wk-form4_1689125352.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,913

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:23 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionRestricted Stock Unit · Derivative 5,972 $0.00 $0.00
Disclosure

SEC source: 0001320695-23-000090 · wf-form4_168323541830856.xml · derivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F1 · kind: Settlement of restricted stock units into shares of common stock.

F3 · derivative.exercise_date: The restricted stock units have a grant date of May 2, 2022. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units have a grant date of May 2, 2022. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:23 UTC TreeHouse Foods, Inc. THS · Entity 66763 Exercise / conversionCommon Stock 5,972 $0.00 $0.00
Disclosure

SEC source: 0001320695-23-000090 · wf-form4_168323541830856.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units into shares of common stock.

Read SEC document
April 27, 2023 Filed May 1, 2023 17:13 UTC TreeHouse Foods, Inc. THS · Entity 66763 GrantRestricted Stock Unit · Derivative 3,261 $0.00 $0.00
Disclosure

SEC source: 0001320695-23-000076 · wf-form4_168297559336094.xml · derivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,261

Underlying: Common Stock · 3,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F2 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F2 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:49 UTC Simply Good Foods Co SMPL · Entity 4946 GrantOptions to Purchase Common Stock · Derivative 35,384 $0.00 Strike: $38.61 $0.00
Disclosure

SEC source: 0001702744-22-000097 · wf-form4_166812774497922.xml · derivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,384

Underlying: Common Stock · 35,384 shares

Expires 2032-11-08

F4 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:49 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 15,529 $0.00 $0.00
Disclosure

SEC source: 0001702744-22-000097 · wf-form4_166812774497922.xml · nonDerivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,332

F3 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:49 UTC Simply Good Foods Co SMPL · Entity 4946 GrantCommon Stock 20,491 $0.00 $0.00
Disclosure

SEC source: 0001702744-22-000097 · wf-form4_166812774497922.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,803

F2 · shares: Represents the net shares of common stock acquired by the Reporting Person upon the vesting of performance-based restricted stock units ("PSUs") granted on November 8, 2019 under the issuer's 2017 Omnibus Incentive Plan.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 19:49 UTC Simply Good Foods Co SMPL · Entity 4946 Tax withholdingCommon Stock 5,243 $38.61 $202,432.23
Disclosure

SEC source: 0001702744-22-000097 · wf-form4_166812774497922.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,312

F1 · shares: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 17:39 UTC TreeHouse Foods, Inc. THS · Entity 66763 GrantRestricted Stock Unit · Derivative 5,972 $0.00 $0.00
Disclosure

SEC source: 0001320695-22-000104 · wf-form4_165170023764034.xml · derivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,972

Underlying: Common Stock · 5,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.

F2 · derivative.exercise_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

F2 · derivative.expiration_date: Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 16:33 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 100,000 $12.00 Strike: $12.00 $1,200,000.00
Disclosure

SEC source: 0001702744-22-000032 · wf-form4_165048679081838.xml · derivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 100,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 16:33 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 100,000 $44.69 $4,468,850.00
Disclosure

SEC source: 0001702744-22-000032 · wf-form4_165048679081838.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,555

F2 · shares: This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.50 to $45.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 16:33 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 100,000 $12.00 $1,200,000.00
Disclosure

SEC source: 0001702744-22-000032 · wf-form4_165048679081838.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 16:48 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 22,177 $12.00 Strike: $12.00 $266,124.00
Disclosure

SEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · derivative · entry 6

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 22,177 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 16:48 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 22,177 $41.76 $926,173.62
Disclosure

SEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · nonDerivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,555

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 16:48 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionCommon Stock 22,177 $12.00 $266,124.00
Disclosure

SEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · nonDerivative · entry 3

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 16:48 UTC Simply Good Foods Co SMPL · Entity 4946 Exercise / conversionOptions to Purchase Common Stock · Derivative 77,823 $12.00 Strike: $12.00 $933,876.00
Disclosure

SEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · derivative · entry 5

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,177

Underlying: Common Stock · 77,823 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 16:48 UTC Simply Good Foods Co SMPL · Entity 4946 SaleCommon Stock 77,823 $41.69 $3,244,464.22
Disclosure

SEC source: 0001702744-21-000147 · wf-form4_164090089273945.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,555

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.02, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.