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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 28.9236 $96.16 $2,781.31
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779.1268

Read SEC document
November 30, 2016 Filed Dec 13, 2016 19:45 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.5218 $82.14 $125.00
Disclosure

SEC source: 0001182489-16-001317 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,951.9318

Read SEC document
November 30, 2016 Filed Dec 13, 2016 19:45 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.0872 $82.14 $500.00
Disclosure

SEC source: 0001182489-16-001316 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,716.1196

Read SEC document
November 30, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.3487 $82.14 $2,000.00
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750.2032

Read SEC document
November 28, 2016 Filed Nov 30, 2016 19:05 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 108.263 $90.06 $9,750.17
Disclosure

SEC source: 0001182489-16-001296 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,944.222

Underlying: Common Shares · 108.263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 19:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 996.569 $90.06 $89,751.00
Disclosure

SEC source: 0001182489-16-001294 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,370.975

Underlying: Common Shares · 996.569 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:54 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 12,613 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001284 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,983

F1 · date: On January 30, 2015, the reporting person was granted an award of 15,766 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On November 9, 2016, the Compensation and Organization Committee certified performance with respect to 12,613 restricted stock units. The remaining 3,153 restricted stock units were forfeited.

Read SEC document
October 31, 2016 Filed Nov 30, 2016 19:05 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.3068 $79.28 $500.00
Disclosure

SEC source: 0001182489-16-001296 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,710.0324

Read SEC document
October 31, 2016 Filed Nov 30, 2016 19:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 25.227 $79.28 $2,000.00
Disclosure

SEC source: 0001182489-16-001294 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725.8545

Read SEC document
October 31, 2016 Filed Nov 30, 2016 19:04 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.5767 $79.28 $125.00
Disclosure

SEC source: 0001182489-16-001295 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,950.41

Read SEC document
October 26, 2016 Filed Oct 27, 2016 20:10 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 109.669 $88.90 $9,749.57
Disclosure

SEC source: 0001182489-16-001279 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835.959

Underlying: Common Shares · 109.669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 20:09 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,009.516 $88.90 $89,745.97
Disclosure

SEC source: 0001182489-16-001277 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,374.406

Underlying: Common Shares · 1,009.516 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 06, 2016 Filed Oct 7, 2016 14:01 UTC SaleCommon Shares 789 $82.65 $65,210.85
Disclosure

SEC source: 0001182489-16-001273 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:48 UTC GrantCommon Shares 76 $83.08 $6,314.08
Disclosure

SEC source: 0001182489-16-001262 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,534

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:48 UTC GrantCommon Shares 301 $83.08 $25,007.08
Disclosure

SEC source: 0001182489-16-001263 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,526

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:47 UTC
Hanft AdamDirector
GrantCommon Shares 151 $83.08 $12,545.08
Disclosure

SEC source: 0001182489-16-001261 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,836

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:47 UTC
FINN BRIAN DDirector
GrantCommon Shares 301 $83.08 $25,007.08
Disclosure

SEC source: 0001182489-16-001260 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,121

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001271 · edgar.xml · derivative · entry 3

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Common Shares · 2,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.

F2 · derivative.expiration_date: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:33 UTC Tax withholdingCommon Shares 755 $83.27 $62,868.85
Disclosure

SEC source: 0001182489-16-001271 · edgar.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:33 UTC Exercise / conversionCommon Shares 2,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-16-001271 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
September 30, 2016 Filed Oct 27, 2016 20:10 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.672 $74.94 $500.00
Disclosure

SEC source: 0001182489-16-001279 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703.7256

Read SEC document
September 30, 2016 Filed Oct 27, 2016 20:10 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.668 $74.94 $125.00
Disclosure

SEC source: 0001182489-16-001278 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,948.8333

Read SEC document
September 30, 2016 Filed Oct 27, 2016 20:09 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 26.688 $74.94 $2,000.00
Disclosure

SEC source: 0001182489-16-001277 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700.6275

Read SEC document
September 26, 2016 Filed Sep 28, 2016 18:27 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 118.817 $82.06 $9,750.12
Disclosure

SEC source: 0001182489-16-001253 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726.29

Underlying: Common Shares · 118.817 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 18:27 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,093.725 $82.06 $89,751.07
Disclosure

SEC source: 0001182489-16-001252 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,364.89

Underlying: Common Shares · 1,093.725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:45 UTC GrantDividend Equivalent Rights · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001248 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:44 UTC GrantDividend Equivalent Rights · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001247 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305

Underlying: Common Shares · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:45 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001249 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Shares · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:44 UTC GrantDividend Equivalent Rights · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001246 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:43 UTC GrantDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001245 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369

Underlying: Common Shares · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:43 UTC GrantDividend Equivalent Rights · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001244 · edgar.xml · derivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Underlying: Common Shares · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:42 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001243 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

Underlying: Common Shares · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:41 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001241 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Shares · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:42 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001242 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 13:07 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.2698 $80.01 $261.61
Disclosure

SEC source: 0001182489-16-001230 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,947.1653

Read SEC document
September 09, 2016 Filed Sep 13, 2016 13:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 453.71 $80.13 $36,355.78
Disclosure

SEC source: 0001182489-16-001229 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,271.165

Underlying: Common Shares · 453.71 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 13:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 34.2548 $80.01 $2,740.62
Disclosure

SEC source: 0001182489-16-001229 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,673.9395

Read SEC document
September 09, 2016 Filed Sep 13, 2016 13:08 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 21.627 $80.13 $1,732.97
Disclosure

SEC source: 0001182489-16-001231 · edgar.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607.473

Underlying: Common Shares · 21.627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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September 09, 2016 Filed Sep 13, 2016 13:08 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.6603 $80.01 $692.88
Disclosure

SEC source: 0001182489-16-001231 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697.0536

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:02 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 15,050 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · derivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,050 shares

Expires 2017-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:02 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 15,050 $82.50 $1,241,625.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.20 to $82.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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September 02, 2016 Filed Sep 7, 2016 20:02 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 15,050 $42.50 $639,625.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,627 $0.00 Strike: $36.69 $0.00
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · derivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,627 shares

Expires 2016-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 379 $82.93 $31,429.90
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,943.8955

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 1,015 $82.92 $84,159.94
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,322.8955

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:01 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionCommon Shares 1,627 $36.69 $59,694.63
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337.8955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2016 Filed Sep 7, 2016 20:01 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6774 $74.52 $125.00
Disclosure

SEC source: 0001182489-16-001224 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710.8955

Read SEC document
August 31, 2016 Filed Sep 13, 2016 13:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 26.8384 $74.52 $2,000.00
Disclosure

SEC source: 0001182489-16-001229 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,639.6847

Read SEC document
August 31, 2016 Filed Sep 13, 2016 13:08 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.7096 $74.52 $500.00
Disclosure

SEC source: 0001182489-16-001231 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688.3933

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.