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SCOTTS MIRACLE-GRO CO

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0000825542
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Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Feb 1, 2017 20:29 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 4,514 $92.98 $419,711.72
Disclosure

SEC source: 0001182489-17-000097 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,469

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:31 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000103 · edgar.xml · nonDerivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:34 UTC
Vines John RDirector
GrantCommon Shares 2,367 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000109 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,451

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:34 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000108 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:33 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000107 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,680

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:33 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000106 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:32 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000105 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:31 UTC GrantCommon Shares 68 $92.98 $6,322.64
Disclosure

SEC source: 0001182489-17-000102 · edgar.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,592

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:31 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000102 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC
Hanft AdamDirector
GrantCommon Shares 135 $92.98 $12,552.30
Disclosure

SEC source: 0001182489-17-000101 · edgar.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,961

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC
Hanft AdamDirector
GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000101 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,826

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC
FINN BRIAN DDirector
GrantCommon Shares 269 $92.98 $25,011.62
Disclosure

SEC source: 0001182489-17-000100 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,380

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC
FINN BRIAN DDirector
GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000100 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC GrantCommon Shares 6,991 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000099 · edgar.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,202

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC GrantCommon Shares 7,099 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000099 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,211

F1 · date: On January 29, 2016, the reporting person was granted an award of 7,099 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 7,099 restricted stock units.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 24,629 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000098 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,775.568

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 33,344 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000098 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,146.568

F1 · date: On January 29, 2016, the reporting person was granted an award of 33,344 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 33,344 restricted stock units.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:28 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 3,119 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000096 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,298.16

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:28 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 4,223 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000096 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,179.16

F1 · date: On January 29, 2016, the reporting person was granted an award of 4,223 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 4,223 restricted stock units.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:28 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 3,335 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000095 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064.2915

Read SEC document
January 30, 2017 Filed Feb 16, 2017 15:50 UTC Amendment
Lukemire Michael CPresident and COO
GrantCommon Shares 11,831 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000185 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,949

F1 · shares: The original Form 4 showed 8,605 shares withheld. This amendment displays the correct number. The net gain of 3,226 shares is also omitted from one Form 4 filed by the reporting person after the original Form 4 was filed.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:08 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 151.621 $94.26 $14,291.80
Disclosure

SEC source: 0001182489-17-000073 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310.324

Underlying: Common Shares · 151.621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 884.088 $94.26 $83,334.13
Disclosure

SEC source: 0001182489-17-000071 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,585.974

Underlying: Common Shares · 884.088 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
January 03, 2017 Filed Jan 30, 2017 21:08 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.8603 $85.32 $500.00
Disclosure

SEC source: 0001182489-17-000073 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,729.2915

Read SEC document
January 03, 2017 Filed Jan 30, 2017 21:07 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4651 $85.32 $125.00
Disclosure

SEC source: 0001182489-17-000072 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,956.16

Read SEC document
January 03, 2017 Filed Jan 30, 2017 21:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.4412 $85.32 $2,000.00
Disclosure

SEC source: 0001182489-17-000071 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,802.568

Read SEC document
December 27, 2016 Filed Dec 29, 2016 18:43 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 937.196 $95.76 $89,745.89
Disclosure

SEC source: 0001182489-16-001336 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,701.886

Underlying: Common Shares · 937.196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 18:42 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 194.706 $95.76 $18,645.05
Disclosure

SEC source: 0001182489-16-001335 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158.703

Underlying: Common Shares · 194.706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 1,300 $95.89 $124,659.99
Disclosure

SEC source: 0001182489-16-001330 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779.1268

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $95.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 14,684 $95.38 $1,400,514.40
Disclosure

SEC source: 0001182489-16-001330 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,079.1268

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.76 to $95.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 23:00 UTC SaleCommon Shares 19,800 $94.99 $1,880,802.00
Disclosure

SEC source: 0001012975-16-001631 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,158,075

F1 · kind: Represents the sale for the account of Katherine Littlefield and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F3 · ownership.nature: Represents the aggregate proportionate interest of Katherine Littlefield and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 22:57 UTC SaleCommon Shares 19,800 $94.99 $1,880,802.00
Disclosure

SEC source: 0001012975-16-001629 · edgar.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775,518

Read SEC document
December 13, 2016 Filed Dec 15, 2016 23:00 UTC SaleCommon Shares 200 $95.94 $19,188.00
Disclosure

SEC source: 0001012975-16-001631 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,177,875

F1 · kind: Represents the sale for the account of Katherine Littlefield and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F3 · ownership.nature: Represents the aggregate proportionate interest of Katherine Littlefield and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 22:57 UTC SaleCommon Shares 200 $95.94 $19,188.00
Disclosure

SEC source: 0001012975-16-001629 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,795,318

Read SEC document
December 12, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 14,147 $96.00 $1,358,112.00
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,763.1268

Read SEC document
December 11, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 30,131 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · derivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On December 11, 2013, the reporting person was granted 30,131 restricted stock units, vesting on December 11, 2016.

F3 · derivative.expiration_date: On December 11, 2013, the reporting person was granted 30,131 restricted stock units, vesting on December 11, 2016.

Read SEC document
December 11, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 30,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,910.1268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:47 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001319 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:50 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001326 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Shares · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:45 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.7631 $96.16 $265.70
Disclosure

SEC source: 0001182489-16-001317 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954.6949

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:49 UTC GrantDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001325 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:49 UTC GrantDividend Equivalent Rights · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001324 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:48 UTC GrantDividend Equivalent Rights · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001323 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366

Underlying: Common Shares · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:48 UTC GrantDividend Equivalent Rights · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001322 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:48 UTC GrantDividend Equivalent Rights · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001321 · edgar.xml · derivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:47 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001320 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:46 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001318 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 09, 2016 Filed Dec 13, 2016 19:45 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 19.775 $96.99 $1,917.98
Disclosure

SEC source: 0001182489-16-001316 · edgar.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,963.997

Underlying: Common Shares · 19.775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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December 09, 2016 Filed Dec 13, 2016 19:45 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.3116 $96.16 $703.09
Disclosure

SEC source: 0001182489-16-001316 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,723.4312

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December 09, 2016 Filed Dec 13, 2016 19:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 393.715 $96.99 $38,186.42
Disclosure

SEC source: 0001182489-16-001315 · edgar.xml · derivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,764.69

Underlying: Common Shares · 393.715 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F5 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F5 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.