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SCOTTS MIRACLE-GRO CO

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Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 2, 2017 23:50 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000147 · edgar.xml · derivative · entry 4

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Shares · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC
Vines John RDirector
Exercise / conversionDeferred Stock Units · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000147 · edgar.xml · derivative · entry 3

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC
Vines John RDirector
Exercise / conversionDeferred Stock Units · Derivative 1,719 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000147 · edgar.xml · derivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC
Vines John RDirector
Exercise / conversionCommon Shares 3,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000147 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC Exercise / conversionDividend Equivalent Rights · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000146 · edgar.xml · derivative · entry 3

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 63 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 8, 2014, the reporting person was granted 1,397 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On August 8, 2014, the reporting person was granted 1,397 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC Exercise / conversionDeferred Stock Units · Derivative 1,334 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000146 · edgar.xml · derivative · entry 2

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On August 8, 2014, the reporting person was granted 1,397 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On August 8, 2014, the reporting person was granted 1,397 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC Exercise / conversionCommon Shares 1,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000146 · edgar.xml · nonDerivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC Exercise / conversionDividend Equivalent Rights · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000145 · edgar.xml · derivative · entry 4

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,322 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,507 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,322 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,507 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC Exercise / conversionDeferred Stock Units · Derivative 1,439 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000145 · edgar.xml · derivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,507 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,507 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC Exercise / conversionDeferred Stock Units · Derivative 2,216 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000145 · edgar.xml · derivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,322 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,322 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC Exercise / conversionCommon Shares 3,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000145 · edgar.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDividend Equivalent Rights · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000143 · edgar.xml · derivative · entry 4

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,367 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 821 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,367 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 821 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDeferred Stock Units · Derivative 784 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000143 · edgar.xml · derivative · entry 3

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 821 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 821 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDeferred Stock Units · Derivative 2,259 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000143 · edgar.xml · derivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,367 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,367 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionCommon Shares 3,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000143 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDividend Equivalent Rights · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000142 · edgar.xml · derivative · entry 4

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Shares · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDeferred Stock Units · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000142 · edgar.xml · derivative · entry 3

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionDeferred Stock Units · Derivative 1,719 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000142 · edgar.xml · derivative · entry 2

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:48 UTC Exercise / conversionCommon Shares 3,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000142 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 5

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDeferred Stock Units · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F4 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDeferred Stock Units · Derivative 1,719 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 3,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDividend Equivalent Rights · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 12

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

Underlying: Common Shares · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 20, 2012, the reporting person was granted 157 deferred stock units, with accruing dividend equivalent rights, vesting on January 20, 2012.

F3 · derivative.exercise_date: On April 2, 2012, the reporting person was granted 138 deferred stock units, with accruing dividend equivalent rights, vesting on April 2, 2012.

F4 · derivative.exercise_date: On July 2, 2012, the reporting person was granted 177 deferred stock units, with accruing dividend equivalent rights, vesting on July 2, 2012.

F5 · derivative.exercise_date: On October 1, 2012, the reporting person was granted 166 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2012.

F6 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,511 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 122 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.

F8 · derivative.exercise_date: On April 1, 2014, the reporting person was granted 117 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.

F9 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 685 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F10 · derivative.exercise_date: On July 1, 2014, the reporting person was granted 124 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.

F11 · derivative.exercise_date: On October 1, 2014, the reporting person was granted 123 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.

F2 · derivative.expiration_date: On January 20, 2012, the reporting person was granted 157 deferred stock units, with accruing dividend equivalent rights, vesting on January 20, 2012.

F3 · derivative.expiration_date: On April 2, 2012, the reporting person was granted 138 deferred stock units, with accruing dividend equivalent rights, vesting on April 2, 2012.

F4 · derivative.expiration_date: On July 2, 2012, the reporting person was granted 177 deferred stock units, with accruing dividend equivalent rights, vesting on July 2, 2012.

F5 · derivative.expiration_date: On October 1, 2012, the reporting person was granted 166 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2012.

F6 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,511 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 122 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.

F8 · derivative.expiration_date: On April 1, 2014, the reporting person was granted 117 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.

F9 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 685 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F10 · derivative.expiration_date: On July 1, 2014, the reporting person was granted 124 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.

F11 · derivative.expiration_date: On October 1, 2014, the reporting person was granted 123 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 11

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F11 · derivative.exercise_date: On October 1, 2014, the reporting person was granted 123 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.

F11 · derivative.expiration_date: On October 1, 2014, the reporting person was granted 123 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2014.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 10

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F10 · derivative.exercise_date: On July 1, 2014, the reporting person was granted 124 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.

F10 · derivative.expiration_date: On July 1, 2014, the reporting person was granted 124 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2014.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 653 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 9

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F9 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 685 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F9 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 685 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 8

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F8 · derivative.exercise_date: On April 1, 2014, the reporting person was granted 117 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.

F8 · derivative.expiration_date: On April 1, 2014, the reporting person was granted 117 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2014.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 7

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 122 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.

F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 122 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2014.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 2,396 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 6

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F6 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,511 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F6 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,511 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 5

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F5 · derivative.exercise_date: On October 1, 2012, the reporting person was granted 166 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2012.

F5 · derivative.expiration_date: On October 1, 2012, the reporting person was granted 166 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2012.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 4

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F4 · derivative.exercise_date: On July 2, 2012, the reporting person was granted 177 deferred stock units, with accruing dividend equivalent rights, vesting on July 2, 2012.

F4 · derivative.expiration_date: On July 2, 2012, the reporting person was granted 177 deferred stock units, with accruing dividend equivalent rights, vesting on July 2, 2012.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 131 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 3

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On April 2, 2012, the reporting person was granted 138 deferred stock units, with accruing dividend equivalent rights, vesting on April 2, 2012.

F3 · derivative.expiration_date: On April 2, 2012, the reporting person was granted 138 deferred stock units, with accruing dividend equivalent rights, vesting on April 2, 2012.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionDeferred Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 20, 2012, the reporting person was granted 157 deferred stock units, with accruing dividend equivalent rights, vesting on January 20, 2012.

F2 · derivative.expiration_date: On January 20, 2012, the reporting person was granted 157 deferred stock units, with accruing dividend equivalent rights, vesting on January 20, 2012.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC Exercise / conversionCommon Shares 4,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000141 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:29 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 3,558 $91.97 $327,229.26
Disclosure

SEC source: 0001182489-17-000130 · edgar.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,743

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:29 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 7,578 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000130 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,301

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:30 UTC
Smith Ivan CEVP, GC and Secretary
Tax withholdingCommon Shares 2,194 $91.97 $201,782.18
Disclosure

SEC source: 0001182489-17-000131 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,841.6702

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:30 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 6,736 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000131 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,035.6702

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 27,681 $91.97 $2,545,821.57
Disclosure

SEC source: 0001182489-17-000129 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,903.7313

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 60,785 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000129 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,584.7313

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionRestricted Stock Units · Derivative 2,610 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000128 · edgar.xml · derivative · entry 4

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 2,610 restricted stock units, vesting on January 31, 2017.

F2 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 2,610 restricted stock units, vesting on January 31, 2017.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC
STUMP DENISEEVP, Global Human Resources
Tax withholdingCommon Shares 3,019 $91.97 $277,657.43
Disclosure

SEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,397.3323

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 6,736 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,416.3323

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:28 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 2,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000128 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,680.3323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:26 UTC Tax withholdingCommon Shares 2,050 $91.97 $188,538.50
Disclosure

SEC source: 0001182489-17-000124 · edgar.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,467

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:26 UTC GrantCommon Shares 6,315 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000124 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,517

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:31 UTC GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000104 · edgar.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,263

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 8,605 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000097 · edgar.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,723

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:29 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 11,649 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000097 · edgar.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,118

F1 · date: On January 29, 2016, the reporting person was granted an award of 11,649 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2017, the Compensation and Organization Committee certified performance with respect to 11,649 restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.