Tapewire

NYSE · USD

SMG

SCOTTS MIRACLE-GRO CO

Export transactions ↓
Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2017 Filed Aug 10, 2017 20:10 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 18,000 $96.14 $1,730,581.20
Disclosure

SEC source: 0001182489-17-000456 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,969

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.81 to $96.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
July 31, 2017 Filed Aug 14, 2017 18:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.1508 $86.39 $2,000.00
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

Read SEC document
July 31, 2017 Filed Aug 30, 2017 19:39 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.7877 $86.39 $500.00
Disclosure

SEC source: 0001182489-17-000471 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,122.9133

Read SEC document
July 31, 2017 Filed Aug 30, 2017 19:39 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4469 $86.39 $125.00
Disclosure

SEC source: 0001182489-17-000470 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,856.916

Read SEC document
July 26, 2017 Filed Jul 28, 2017 13:36 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 48.126 $95.70 $4,605.66
Disclosure

SEC source: 0001182489-17-000443 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862.956

Underlying: Common Shares · 48.126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 13:36 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 937.791 $95.70 $89,746.60
Disclosure

SEC source: 0001182489-17-000442 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,195.239

Underlying: Common Shares · 937.791 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · derivative · entry 6

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,529

Underlying: Common Shares · 2,500 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionStock Option (right to buy) · Derivative 13,788 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · derivative · entry 5

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,788 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 22,615 $95.05 $2,149,650.73
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 4

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117.1256

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 13,788 $49.19 $678,231.72
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,732.1256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 2,500 $45.32 $113,300.00
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,944.1256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 10:49 UTC GrantCommon Shares 70 $90.53 $6,337.10
Disclosure

SEC source: 0001182489-17-000398 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 10:49 UTC
Hanft AdamDirector
GrantCommon Shares 139 $90.53 $12,583.67
Disclosure

SEC source: 0001182489-17-000397 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,784

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 10:48 UTC
FINN BRIAN DDirector
GrantCommon Shares 277 $90.53 $25,076.81
Disclosure

SEC source: 0001182489-17-000396 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,926

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
June 30, 2017 Filed Jul 26, 2017 17:26 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.2104 $80.51 $500.00
Disclosure

SEC source: 0001182489-17-000438 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,444.1256

Read SEC document
June 30, 2017 Filed Jul 28, 2017 13:37 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.5526 $80.51 $125.00
Disclosure

SEC source: 0001182489-17-000444 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855.4691

Read SEC document
June 30, 2017 Filed Jul 28, 2017 13:36 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.8416 $80.51 $2,000.00
Disclosure

SEC source: 0001182489-17-000442 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,986.1911

Read SEC document
June 26, 2017 Filed Jun 28, 2017 16:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 997.367 $89.99 $89,753.06
Disclosure

SEC source: 0001182489-17-000392 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,257.448

Underlying: Common Shares · 997.367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 16:57 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 15.28 $89.99 $1,375.05
Disclosure

SEC source: 0001182489-17-000391 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814.83

Underlying: Common Shares · 15.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:29 UTC GrantDividend Equivalent Rights · Derivative 51 $83.37 $4,251.87
Disclosure

SEC source: 0001182489-17-000365 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319

Underlying: Common Shares · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:30 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 44 $83.37 $3,668.28
Disclosure

SEC source: 0001182489-17-000367 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:28 UTC GrantDividend Equivalent Rights · Derivative 44 $83.37 $3,668.28
Disclosure

SEC source: 0001182489-17-000364 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:27 UTC GrantDividend Equivalent Rights · Derivative 44 $83.37 $3,668.28
Disclosure

SEC source: 0001182489-17-000362 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:29 UTC GrantDividend Equivalent Rights · Derivative 44 $83.37 $3,668.28
Disclosure

SEC source: 0001182489-17-000366 · edgar.xml · derivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:28 UTC GrantDividend Equivalent Rights · Derivative 52 $83.37 $4,335.24
Disclosure

SEC source: 0001182489-17-000363 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:25 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 53 $83.37 $4,418.61
Disclosure

SEC source: 0001182489-17-000360 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Shares · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:25 UTC GrantDividend Equivalent Rights · Derivative 12 $83.37 $1,000.44
Disclosure

SEC source: 0001182489-17-000361 · edgar.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:24 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 54 $83.37 $4,501.98
Disclosure

SEC source: 0001182489-17-000358 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:24 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 68 $83.37 $5,669.16
Disclosure

SEC source: 0001182489-17-000359 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Underlying: Common Shares · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:54 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.2546 $83.89 $273.03
Disclosure

SEC source: 0001182489-17-000345 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,853.9165

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:55 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 28.46 $83.55 $2,377.83
Disclosure

SEC source: 0001182489-17-000346 · edgar.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,799.55

Underlying: Common Shares · 28.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:55 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.5993 $83.89 $721.41
Disclosure

SEC source: 0001182489-17-000346 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,437.9152

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 501.166 $83.55 $41,872.42
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,260.081

Underlying: Common Shares · 501.166 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 34.024 $83.89 $2,854.32
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,961.3495

Read SEC document
June 09, 2017 Filed Dec 5, 2017 20:50 UTC Amendment
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 81 $83.37 $6,752.97
Disclosure

SEC source: 0001182489-17-000556 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Shares · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F2 · derivative.underlying_shares: The original Form 4 shows 54 dividend equivalents issued. This amendment displays the correct number.

Read SEC document
May 31, 2017 Filed Jun 13, 2017 18:54 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6036 $77.95 $125.00
Disclosure

SEC source: 0001182489-17-000345 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,850.6619

Read SEC document
May 31, 2017 Filed Jun 13, 2017 18:55 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.4144 $77.95 $500.00
Disclosure

SEC source: 0001182489-17-000346 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,429.3159

Read SEC document
May 31, 2017 Filed Jun 13, 2017 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 25.6575 $77.95 $2,000.00
Disclosure

SEC source: 0001182489-17-000344 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,927.3255

Read SEC document
May 26, 2017 Filed May 31, 2017 16:20 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,017.178 $88.23 $89,745.61
Disclosure

SEC source: 0001182489-17-000339 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,758.915

Underlying: Common Shares · 1,017.178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 26, 2017 Filed May 31, 2017 16:19 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 15.584 $88.23 $1,374.98
Disclosure

SEC source: 0001182489-17-000338 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,771.09

Underlying: Common Shares · 15.584 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 3,787 $0.00 Strike: $36.86 $0.00
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · derivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,787 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 3,787 $87.84 $332,648.94
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,849.0583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.60 to $88.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionCommon Shares 3,787 $36.86 $139,588.82
Disclosure

SEC source: 0001182489-17-000320 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636.0583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 14:35 UTC SaleCommon Shares 5,112 $87.56 $447,607.74
Disclosure

SEC source: 0001182489-17-000319 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,090

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.52 to $87.575, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:08 UTC SaleCommon Shares 4,265 $89.84 $383,167.60
Disclosure

SEC source: 0001182489-17-000316 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,202

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.62 to $89.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:44 UTC
HAGEDORN PAUL10% owner
SaleCommon Shares 4,259 $89.46 $381,020.36
Disclosure

SEC source: 0001012975-17-000385 · edgar.xml · nonDerivative · entry 1

HAGEDORN PAUL · CIK 0001195835 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,293,751

F1 · price: The transaction was executed in multiple trades at prices ranging from $89.26 to $89.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · balance_after: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings he may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings he may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
May 09, 2017 Filed May 10, 2017 20:41 UTC SaleCommon Shares 4,259 $89.46 $381,020.36
Disclosure

SEC source: 0001012975-17-000382 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,771,259

F1 · price: The transaction was executed in multiple trades at prices ranging from $89.26 to $89.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2017 Filed May 10, 2017 18:52 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 8,300 $89.41 $742,142.01
Disclosure

SEC source: 0001182489-17-000314 · edgar.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.02 to $89.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document
May 09, 2017 Filed May 10, 2017 18:52 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 1,700 $88.79 $150,943.00
Disclosure

SEC source: 0001182489-17-000314 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.39 to $88.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
May 03, 2017 Filed May 5, 2017 19:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 14,684 $88.74 $1,303,005.30
Disclosure

SEC source: 0001182489-17-000307 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,901.668

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.48 to $89.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.