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SCOTTS MIRACLE-GRO CO

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Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2018 Filed Feb 6, 2018 22:02 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 3,427 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000075 · e18043_smith-form4.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,940.494

Read SEC document
February 02, 2018 Filed Mar 1, 2018 15:37 UTC GrantCommon Shares 277 $90.48 $25,062.96
Disclosure

SEC source: 0001182489-18-000128 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 6

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231

Underlying: Common Shares · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.exercise_date: On April 1, 2015, the reporting person was granted 371 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.exercise_date: On July 1, 2015, the reporting person was granted 419 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.exercise_date: On October 1, 2015, the reporting person was granted 410 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.expiration_date: On April 1, 2015, the reporting person was granted 371 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.expiration_date: On July 1, 2015, the reporting person was granted 419 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.expiration_date: On October 1, 2015, the reporting person was granted 410 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionDeferred Stock Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · derivative · entry 8

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199

Underlying: Common Shares · 99 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F8 · derivative.exercise_date: On February 3, 2017, the reporting person was granted 4,399 restricted stock units, vesting on January 31, 2018.

F8 · derivative.expiration_date: On February 3, 2017, the reporting person was granted 4,399 restricted stock units, vesting on January 31, 2018.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · derivative · entry 7

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 198 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.exercise_date: On April 1, 2015, the reporting person was granted 186 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.exercise_date: On July 1, 2015, the reporting person was granted 210 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.exercise_date: On October 1, 2015, the reporting person was granted 205 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 198 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.expiration_date: On April 1, 2015, the reporting person was granted 186 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.expiration_date: On July 1, 2015, the reporting person was granted 210 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.expiration_date: On October 1, 2015, the reporting person was granted 205 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionDeferred Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · derivative · entry 5

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 198 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 198 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 99 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · nonDerivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDividend Equivalent Rights · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · derivative · entry 6

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Shares · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 99 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.exercise_date: On April 1, 2015, the reporting person was granted 93 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.exercise_date: On July 1, 2015, the reporting person was granted 105 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.exercise_date: On October 1, 2015, the reporting person was granted 103 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 99 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.expiration_date: On April 1, 2015, the reporting person was granted 93 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.expiration_date: On July 1, 2015, the reporting person was granted 105 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.expiration_date: On October 1, 2015, the reporting person was granted 103 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDeferred Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · derivative · entry 4

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 99 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 99 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionCommon Shares 42 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2018 Filed Feb 6, 2018 22:05 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 26.0654 $76.73 $2,000.00
Disclosure

SEC source: 0001552781-18-000079 · e18047_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,086.2094

Read SEC document
January 31, 2018 Filed Feb 6, 2018 22:04 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.5164 $76.73 $500.00
Disclosure

SEC source: 0001552781-18-000078 · e18046_stump-form4.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,176.0271

Read SEC document
January 31, 2018 Filed Feb 6, 2018 22:02 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6291 $76.73 $125.00
Disclosure

SEC source: 0001552781-18-000075 · e18043_smith-form4.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513.494

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:53 UTC
Smith Ivan CEVP, GC and Secretary
Tax withholdingCommon Shares 1,142 $91.96 $105,018.32
Disclosure

SEC source: 0001552781-18-000055 · e18040_smith-form4.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511.8649

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:53 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 3,784 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000055 · e18040_smith-form4.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,653.8649

F1 · date: On January 30, 2015, the reporting person was granted an award of 3,784 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:52 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 3,720 $91.96 $342,091.20
Disclosure

SEC source: 0001552781-18-000054 · e18039_lukemire-form4.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,074

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:52 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 11,825 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000054 · e18039_lukemire-form4.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,794

F1 · date: On January 30, 2015, the reporting person was granted an award of 11,825 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:52 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 12,654 $91.96 $1,163,661.84
Disclosure

SEC source: 0001552781-18-000053 · e18038_hagedorn-form4.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,060.144

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:52 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 31,531 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000053 · e18038_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,714.144

F1 · date: On January 30, 2015, the reporting person was granted an award of 31,531 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:51 UTC Tax withholdingCommon Shares 1,955 $91.96 $179,781.80
Disclosure

SEC source: 0001552781-18-000052 · e18037_coleman-form4.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:51 UTC GrantCommon Shares 6,504 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000052 · e18037_coleman-form4.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,594

F1 · date: On January 30, 2015, the reporting person was granted an award of 6,504 restricted stock units with vesting subject to the satisfaction of certain performance criteria. On January 30, 2018, the award settled.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · derivative · entry 6

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · derivative · entry 4

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:50 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000041 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · derivative · entry 5

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · derivative · entry 3

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000040 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:48 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:48 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · derivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:48 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000039 · edgar.xml · derivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000039 · edgar.xml · derivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:49 UTC Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000039 · edgar.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:47 UTC Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000037 · edgar.xml · derivative · entry 3

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:47 UTC Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000037 · edgar.xml · derivative · entry 2

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:47 UTC Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000037 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000036 · edgar.xml · derivative · entry 3

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000036 · edgar.xml · derivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000036 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 232 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000035 · edgar.xml · derivative · entry 3

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Shares · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 3,232 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 3,232 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC
Vines John RDirector
Exercise / conversionDeferred Stock Unit · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000035 · edgar.xml · derivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 3,232 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 3,232 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:46 UTC
Vines John RDirector
Exercise / conversionCommon Shares 254 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000035 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 19:05 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 22.261 $108.26 $2,409.98
Disclosure

SEC source: 0001552781-18-000040 · e18027_stump-form4.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259.597

Underlying: Common Shares · 22.261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 19:03 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 769.767 $108.26 $83,334.98
Disclosure

SEC source: 0001552781-18-000039 · e18026_hagedorn-form4.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,507.047

Underlying: Common Shares · 769.767 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.