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SCOTTS MIRACLE-GRO CO

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Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2018 Filed May 8, 2018 20:19 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 10,672.71 $81.35 $868,224.96
Disclosure

SEC source: 0001012975-18-000397 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,820,933

F3 · price: The transaction was executed in multiple trades at prices ranging from $81.00 to $80.66. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:19 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 22,340.29 $80.47 $1,797,723.14
Disclosure

SEC source: 0001012975-18-000397 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,810,260

F1 · price: The transaction was executed in multiple trades at prices ranging from $80.00 to $80.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 13:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,076.103 $83.41 $89,757.75
Disclosure

SEC source: 0001182489-18-000199 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,027.829

Underlying: Common Shares · 1,076.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 13:39 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 28.892 $83.41 $2,409.88
Disclosure

SEC source: 0001182489-18-000198 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646.37

Underlying: Common Shares · 28.892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 25, 2018 Filed Apr 30, 2018 13:39 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.0492 $70.93 $500.00
Disclosure

SEC source: 0001182489-18-000198 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,635.5629

Read SEC document
April 25, 2018 Filed Apr 30, 2018 13:39 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.7623 $70.93 $125.00
Disclosure

SEC source: 0001182489-18-000197 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,948.9004

Read SEC document
April 01, 2018 Filed Apr 3, 2018 18:32 UTC GrantCommon Shares 301 $90.48 $27,234.48
Disclosure

SEC source: 0001182489-18-000182 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,613

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 18:31 UTC GrantCommon Shares 76 $90.48 $6,876.48
Disclosure

SEC source: 0001182489-18-000181 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,231

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 18:31 UTC
Hanft AdamDirector
GrantCommon Shares 151 $90.48 $13,662.48
Disclosure

SEC source: 0001182489-18-000180 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,022

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 18:30 UTC
FINN BRIAN DDirector
GrantCommon Shares 301 $90.48 $27,234.48
Disclosure

SEC source: 0001182489-18-000179 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 18:26 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,993.691 $85.59 $170,640.01
Disclosure

SEC source: 0001182489-18-000174 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,951.726

Underlying: Common Shares · 1,993.691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 18:25 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 301.122 $85.59 $25,773.03
Disclosure

SEC source: 0001182489-18-000172 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,617.478

Underlying: Common Shares · 301.122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 23, 2018 Filed Mar 28, 2018 18:25 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.7453 $71.62 $125.00
Disclosure

SEC source: 0001182489-18-000173 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,947.1381

Read SEC document
March 23, 2018 Filed Mar 28, 2018 18:25 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.9813 $71.62 $500.00
Disclosure

SEC source: 0001182489-18-000172 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,628.5137

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:33 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 46 $91.89 $4,226.94
Disclosure

SEC source: 0001182489-18-000155 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242

Underlying: Common Shares · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:33 UTC GrantDividend Equivalent Rights · Derivative 26 $91.89 $2,389.14
Disclosure

SEC source: 0001182489-18-000154 · edgar.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:32 UTC GrantDividend Equivalent Rights · Derivative 39 $91.89 $3,583.71
Disclosure

SEC source: 0001182489-18-000153 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:32 UTC GrantDividend Equivalent Rights · Derivative 47 $91.89 $4,318.83
Disclosure

SEC source: 0001182489-18-000152 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:31 UTC GrantDividend Equivalent Rights · Derivative 39 $91.89 $3,583.71
Disclosure

SEC source: 0001182489-18-000151 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:31 UTC GrantDividend Equivalent Rights · Derivative 42 $91.89 $3,859.38
Disclosure

SEC source: 0001182489-18-000150 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219

Underlying: Common Shares · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:31 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 73 $91.89 $6,707.97
Disclosure

SEC source: 0001182489-18-000149 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

Underlying: Common Shares · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:30 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 39 $91.89 $3,583.71
Disclosure

SEC source: 0001182489-18-000148 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:29 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 56 $91.89 $5,145.84
Disclosure

SEC source: 0001182489-18-000147 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:47 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 541.455 $91.53 $49,559.38
Disclosure

SEC source: 0001182489-18-000137 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,958.035

Underlying: Common Shares · 541.455 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:47 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 37.9372 $92.37 $3,504.36
Disclosure

SEC source: 0001182489-18-000137 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,897.9305

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.2618 $92.37 $301.30
Disclosure

SEC source: 0001182489-18-000136 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,945.3928

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 30.456 $91.53 $2,787.64
Disclosure

SEC source: 0001182489-18-000135 · edgar.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316.356

Underlying: Common Shares · 30.456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:46 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 11.9574 $92.37 $1,104.54
Disclosure

SEC source: 0001182489-18-000135 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621.5324

Read SEC document
February 28, 2018 Filed Mar 13, 2018 21:46 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.637 $76.36 $125.00
Disclosure

SEC source: 0001182489-18-000136 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,942.131

Read SEC document
February 28, 2018 Filed Mar 13, 2018 21:46 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.5479 $76.36 $500.00
Disclosure

SEC source: 0001182489-18-000135 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,609.575

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:48 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 26.303 $91.62 $2,409.88
Disclosure

SEC source: 0001182489-18-000123 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,285.9

Underlying: Common Shares · 26.303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:47 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 909.533 $91.62 $83,331.41
Disclosure

SEC source: 0001182489-18-000122 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,416.58

Underlying: Common Shares · 909.533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 14:58 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 463.7839 $73.31 $34,000.00
Disclosure

SEC source: 0001552781-18-000092 · e18058_hagedorn-form4.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,859.9933

Read SEC document
February 05, 2018 Filed Feb 6, 2018 22:08 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 2,892 $89.50 $258,834.00
Disclosure

SEC source: 0001552781-18-000084 · e18052_littlefield-form4.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:10 UTC
Vines John RDirector
GrantCommon Shares 2,432 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000088 · e18056_vines-form4.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,356

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:09 UTC GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000087 · e18055_shumlin-form4.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

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February 02, 2018 Filed Feb 6, 2018 22:08 UTC GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000086 · e18054_mistretta-form4.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,124

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:08 UTC GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000085 · e18053_mccann-form4.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,942

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:08 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000084 · e18052_littlefield-form4.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,043

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:07 UTC GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000083 · e18051_kelly-form4.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,348

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:06 UTC GrantCommon Shares 70 $90.48 $6,333.60
Disclosure

SEC source: 0001552781-18-000082 · e18050_johnson-form4.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,155

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:06 UTC GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000082 · e18050_johnson-form4.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,085

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:06 UTC
Hanft AdamDirector
GrantCommon Shares 4,560 $90.48 $412,588.80
Disclosure

SEC source: 0001552781-18-000081 · e18049_hanft-form4.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,871

F1 · price: The Reporting Person was issued (i) 139 Deferred Stock Units in lieu of retainer in the amount of $12,500 and (ii) 4,421.Restricted Stock Units pursuant to a consulting agreement in the amount of $400,000.

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February 02, 2018 Filed Feb 6, 2018 22:06 UTC
Hanft AdamDirector
GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000081 · e18049_hanft-form4.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:05 UTC
FINN BRIAN DDirector
GrantCommon Shares 277 $90.48 $25,062.96
Disclosure

SEC source: 0001552781-18-000080 · e18048_finn-form4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:05 UTC
FINN BRIAN DDirector
GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000080 · e18048_finn-form4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:05 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 25,310 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000079 · e18047_hagedorn-form4.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,396.2094

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:04 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 3,427 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000078 · e18046_stump-form4.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,603.0271

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:03 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 12,158 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000077 · e18045_lukemire-form4.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,232

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:03 UTC GrantCommon Shares 7,184 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000076 · e18044_coleman-form4.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,823

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.