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SCOTTS MIRACLE-GRO CO

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0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2019 Filed Mar 12, 2019 18:03 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 44 $82.16 $3,615.04
Disclosure

SEC source: 0001443984-19-000030 · wf-form4_155241382108882.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:03 UTC GrantDividend Equivalent Rights · Derivative 48 $82.16 $3,943.68
Disclosure

SEC source: 0001443984-19-000029 · wf-form4_155241378250052.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Underlying: Common Shares · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:02 UTC GrantDividend Equivalent Rights · Derivative 44 $82.16 $3,615.04
Disclosure

SEC source: 0001443984-19-000028 · wf-form4_155241374410614.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:02 UTC GrantDividend Equivalent Rights · Derivative 44 $82.16 $3,615.04
Disclosure

SEC source: 0001443984-19-000027 · wf-form4_155241370688576.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:01 UTC GrantDividend Equivalent Rights · Derivative 44 $82.16 $3,615.04
Disclosure

SEC source: 0001443984-19-000026 · wf-form4_155241366851385.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:45 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 107.266 $80.47 $8,631.70
Disclosure

SEC source: 0001443984-19-000010 · wf-form4_155138311441660.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145.175

Underlying: Common Shares · 107.266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,035.549 $80.47 $83,330.63
Disclosure

SEC source: 0001443984-19-000009 · wf-form4_155138308629342.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,081.3791

Underlying: Common Shares · 1,035.549 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 19:45 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.8372 $68.04 $125.00
Disclosure

SEC source: 0001443984-19-000011 · wf-form4_155138314390126.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,793.3167

Read SEC document
February 25, 2019 Filed Feb 28, 2019 19:45 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.3486 $68.04 $500.00
Disclosure

SEC source: 0001443984-19-000010 · wf-form4_155138311441660.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,690.1663

Read SEC document
February 25, 2019 Filed Feb 28, 2019 19:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 29.3945 $68.04 $2,000.00
Disclosure

SEC source: 0001443984-19-000009 · wf-form4_155138308629342.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,122.9235

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:01 UTC
Hanft AdamDirector
GrantCommon Shares 7,719 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000054 · edgar.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,403

F2 · shares: Includes 5,278 Restricted Stock Units pursuant to a consulting agreement in the amount of $400,000.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:10 UTC
Lukemire Michael CPresident and COO
GrantCommon Shares 11,544 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000084 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,976

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:09 UTC GrantCommon Shares 9,895 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000083 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,617

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:08 UTC
Smith Ivan CEVP, GC and Secretary
GrantCommon Shares 4,090 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000081 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,791.4795

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:09 UTC
STUMP DENISEEVP, Global Human Resources
GrantCommon Shares 4,090 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000082 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,682.8177

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:08 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000080 · edgar.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,978

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000079 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,476

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 2,665 $74.07 $197,396.55
Disclosure

SEC source: 0001182489-19-000079 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000078 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,664

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000077 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,454

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:06 UTC
Vines John RDirector
GrantCommon Shares 2,903 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000076 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,488

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:06 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000075 · edgar.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC
FINN BRIAN DDirector
GrantCommon Shares 330 $75.80 $25,014.00
Disclosure

SEC source: 0001182489-19-000073 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,697

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC
FINN BRIAN DDirector
GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000073 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,367

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000074 · edgar.xml · nonDerivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC GrantCommon Shares 83 $75.80 $6,291.40
Disclosure

SEC source: 0001182489-19-000072 · edgar.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,477

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000072 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,394

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:04 UTC GrantCommon Shares 330 $75.80 $25,014.00
Disclosure

SEC source: 0001182489-19-000071 · edgar.xml · nonDerivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:04 UTC GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000071 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantCommon Shares 32,982 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000070 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,093.529

Read SEC document
February 02, 2019 Filed Feb 5, 2019 21:01 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 120 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000054 · edgar.xml · derivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

Underlying: Common Shares · 120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 2, 2018, the reporting person was granted 4,421 restricted stock units, with accruing dividend equivalent rights, vesting on February 2, 2019.

F3 · derivative.expiration_date: On February 2, 2018, the reporting person was granted 4,421 restricted stock units, with accruing dividend equivalent rights, vesting on February 2, 2019.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 21:01 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000054 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:52 UTC Exercise / conversionDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000051 · edgar.xml · derivative · entry 2

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.exercise_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.exercise_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.expiration_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.expiration_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:52 UTC Exercise / conversionCommon Shares 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000051 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:52 UTC Exercise / conversionDividend Equivalent Rights · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000050 · edgar.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Shares · 28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 92 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.exercise_date: On April 1, 2016, the reporting person was granted 86 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 90 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.exercise_date: On October 1, 2016, the reporting person was granted 76 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 92 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.expiration_date: On April 1, 2016, the reporting person was granted 86 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 90 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.expiration_date: On October 1, 2016, the reporting person was granted 76 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:52 UTC Exercise / conversionCommon Shares 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000050 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000049 · edgar.xml · derivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

Underlying: Common Shares · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 183 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.exercise_date: On April 1, 2016, the reporting person was granted 172 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 180 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.exercise_date: On October 1, 2016, the reporting person was granted 151 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 183 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.expiration_date: On April 1, 2016, the reporting person was granted 172 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 180 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.expiration_date: On October 1, 2016, the reporting person was granted 151 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000049 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000048 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Shares · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.exercise_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.exercise_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.expiration_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.expiration_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000048 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:45 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 3,413 $69.97 $238,807.61
Disclosure

SEC source: 0001182489-19-000043 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,432

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:44 UTC
STUMP DENISEEVP, Global Human Resources
Tax withholdingCommon Shares 1,340 $69.97 $93,759.80
Disclosure

SEC source: 0001182489-19-000042 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,592.8177

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:44 UTC
Smith Ivan CEVP, GC and Secretary
Tax withholdingCommon Shares 1,278 $69.97 $89,421.66
Disclosure

SEC source: 0001182489-19-000041 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,701.4795

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:43 UTC Tax withholdingCommon Shares 2,101 $69.97 $147,006.97
Disclosure

SEC source: 0001182489-19-000040 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,722

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:43 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 13,085 $69.97 $915,557.45
Disclosure

SEC source: 0001182489-19-000039 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,111.529

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:01 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 229 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000033 · edgar.xml · derivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

Underlying: Common Shares · 229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,985 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,985 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:01 UTC
Vines John RDirector
Exercise / conversionCommon Shares 229 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000033 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:01 UTC Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000032 · edgar.xml · derivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:01 UTC Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000032 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000031 · edgar.xml · derivative · entry 2

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.