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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2019 Filed Nov 15, 2019 15:08 UTC
Lukemire Michael CPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 9,788 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · derivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,788 shares

Expires 2021-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:08 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 2,635 $106.92 $281,728.14
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,533

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:08 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 7,153 $106.01 $758,308.84
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,168

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.56 to $106.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
November 13, 2019 Filed Nov 15, 2019 15:08 UTC
Lukemire Michael CPresident and COO
Exercise / conversionCommon Shares 9,788 $49.19 $481,471.72
Disclosure

SEC source: 0001443984-19-000215 · wf-form4_157383046669304.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 19:49 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 915.885 $98.00 $89,756.73
Disclosure

SEC source: 0001443984-19-000208 · wf-form4_157237826228741.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,790.8591

Underlying: Common Shares · 915.885 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 19:44 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 95.536 $98.00 $9,362.53
Disclosure

SEC source: 0001443984-19-000207 · wf-form4_157237821874625.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968.921

Underlying: Common Shares · 95.536 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 19:50 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.5287 $81.77 $125.00
Disclosure

SEC source: 0001443984-19-000209 · wf-form4_157237859473885.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,021.2828

Read SEC document
October 25, 2019 Filed Oct 29, 2019 19:49 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.4588 $81.77 $2,000.00
Disclosure

SEC source: 0001443984-19-000208 · wf-form4_157237826228741.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,193.0712

Read SEC document
October 25, 2019 Filed Oct 29, 2019 19:44 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.1147 $81.77 $500.00
Disclosure

SEC source: 0001443984-19-000207 · wf-form4_157237821874625.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460.6626

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC GrantCommon Shares 62 $100.82 $6,250.84
Disclosure

SEC source: 0001443984-19-000197 · wf-form4_157011326496253.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,537

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:35 UTC
FINN BRIAN DDirector
GrantCommon Shares 248 $100.82 $25,003.36
Disclosure

SEC source: 0001443984-19-000198 · wf-form4_157011329133692.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:34 UTC GrantCommon Shares 248 $100.82 $25,003.36
Disclosure

SEC source: 0001443984-19-000196 · wf-form4_157011323835234.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,816

Read SEC document
September 26, 2019 Filed Sep 30, 2019 18:22 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 871.419 $103.00 $89,756.16
Disclosure

SEC source: 0001443984-19-000191 · wf-form4_156986771786324.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,874.9741

Underlying: Common Shares · 871.419 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 18:21 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 90.898 $103.00 $9,362.49
Disclosure

SEC source: 0001443984-19-000190 · wf-form4_156986769275073.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873.385

Underlying: Common Shares · 90.898 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 25, 2019 Filed Sep 30, 2019 18:22 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.2883 $85.88 $2,000.00
Disclosure

SEC source: 0001443984-19-000191 · wf-form4_156986771786324.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,168.6124

Read SEC document
September 25, 2019 Filed Sep 30, 2019 18:22 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4555 $85.88 $125.00
Disclosure

SEC source: 0001443984-19-000192 · wf-form4_156986774351274.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,019.7541

Read SEC document
September 25, 2019 Filed Sep 30, 2019 18:21 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.8221 $85.88 $500.00
Disclosure

SEC source: 0001443984-19-000190 · wf-form4_156986769275073.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,454.5479

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 656.365 $105.59 $69,305.58
Disclosure

SEC source: 0001443984-19-000177 · wf-form4_156832697210651.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,003.5551

Underlying: Common Shares · 656.365 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 39.0675 $103.64 $4,048.87
Disclosure

SEC source: 0001443984-19-000177 · wf-form4_156832697210651.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,145.3241

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:26 UTC GrantDividend Equivalent Rights · Derivative 49 $106.79 $5,232.71
Disclosure

SEC source: 0001443984-19-000185 · wf-form4_156832717292588.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:23 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 44 $106.79 $4,698.76
Disclosure

SEC source: 0001443984-19-000178 · wf-form4_156832699363086.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:24 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 42.027 $105.59 $4,437.63
Disclosure

SEC source: 0001443984-19-000181 · wf-form4_156832708123862.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,782.487

Underlying: Common Shares · 42.027 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:24 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 12.9255 $103.64 $1,339.57
Disclosure

SEC source: 0001443984-19-000181 · wf-form4_156832708123862.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448.7258

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:26 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 56 $106.79 $5,980.24
Disclosure

SEC source: 0001443984-19-000186 · wf-form4_156832719668113.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:26 UTC GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000184 · wf-form4_156832715052361.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:25 UTC GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000183 · wf-form4_156832712243298.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:25 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 73 $106.79 $7,795.67
Disclosure

SEC source: 0001443984-19-000182 · wf-form4_156832710146893.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

Underlying: Common Shares · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:24 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000180 · wf-form4_156832706041158.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:24 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.368 $105.60 $144.46
Disclosure

SEC source: 0001443984-19-000179 · wf-form4_156832703266720.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250.451

Underlying: Common Shares · 1.368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:22 UTC GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000176 · wf-form4_156832695126178.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:22 UTC GrantDividend Equivalent Rights · Derivative 22 $106.79 $2,349.38
Disclosure

SEC source: 0001443984-19-000175 · wf-form4_156832690478982.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Common Shares · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:21 UTC GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000173 · wf-form4_156832684516333.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:21 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.5078 $103.64 $363.54
Disclosure

SEC source: 0001443984-19-000174 · wf-form4_156832686599114.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,018.2986

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September 06, 2019 Filed Sep 9, 2019 14:26 UTC SaleCommon Shares 2,500 $107.98 $269,946.25
Disclosure

SEC source: 0001443984-19-000158 · wf-form4_156803915117282.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,454

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.9717 to $107.9785, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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August 26, 2019 Filed Aug 28, 2019 14:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 857.28 $104.70 $89,757.22
Disclosure

SEC source: 0001443984-19-000155 · wf-form4_156700143567201.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,347.1901

Underlying: Common Shares · 857.28 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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August 26, 2019 Filed Aug 28, 2019 14:10 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 89.423 $104.70 $9,362.59
Disclosure

SEC source: 0001443984-19-000154 · wf-form4_156700140600993.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740.46

Underlying: Common Shares · 89.423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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August 23, 2019 Filed Aug 28, 2019 14:11 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4317 $87.31 $125.00
Disclosure

SEC source: 0001443984-19-000156 · wf-form4_156700145598528.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,014.7908

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August 23, 2019 Filed Aug 28, 2019 14:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 22.9069 $87.31 $2,000.00
Disclosure

SEC source: 0001443984-19-000155 · wf-form4_156700143567201.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,106.2566

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August 23, 2019 Filed Aug 28, 2019 14:10 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.7267 $87.31 $500.00
Disclosure

SEC source: 0001443984-19-000154 · wf-form4_156700140600993.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,435.8003

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August 13, 2019 Filed Aug 15, 2019 13:13 UTC SaleCommon Shares 6,167 $111.91 $690,121.22
Disclosure

SEC source: 0001443984-19-000147 · wf-form4_156587479683608.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,811

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August 13, 2019 Filed Aug 15, 2019 13:13 UTC
Hanft AdamDirector
SaleCommon Shares 5,000 $111.48 $557,421.00
Disclosure

SEC source: 0001443984-19-000146 · wf-form4_156587476435401.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.16 to $111.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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August 13, 2019 Filed Aug 15, 2019 13:12 UTC
Vines John RDirector
SaleCommon Shares 9,051 $111.73 $1,011,241.08
Disclosure

SEC source: 0001443984-19-000145 · wf-form4_156587474367889.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,437

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.49 to $111.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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August 08, 2019 Filed Aug 9, 2019 21:42 UTC SaleCommon Shares 28,290 $110.10 $3,114,729.00
Disclosure

SEC source: 0001012975-19-000546 · edgar.xml · nonDerivative · entry 5

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,682,722

F4 · price: The transaction was executed in multiple trades at prices ranging from $110.01 to $110.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 08, 2019 Filed Aug 9, 2019 21:42 UTC SaleCommon Shares 49,025 $109.79 $5,382,454.75
Disclosure

SEC source: 0001012975-19-000546 · edgar.xml · nonDerivative · entry 4

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,711,012

F3 · price: The transaction was executed in multiple trades at prices ranging from $109.01 to $110.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 08, 2019 Filed Aug 9, 2019 21:44 UTC SaleCommon Shares 28,290 $110.10 $3,114,729.00
Disclosure

SEC source: 0001012975-19-000548 · edgar.xml · nonDerivative · entry 5

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,057,505

F4 · price: The transaction was executed in multiple trades at prices ranging from $110.01 to $110.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 08, 2019 Filed Aug 9, 2019 21:44 UTC SaleCommon Shares 49,025 $109.79 $5,382,454.75
Disclosure

SEC source: 0001012975-19-000548 · edgar.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,085,795

F3 · price: The transaction was executed in multiple trades at prices ranging from $109.01 to $110.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 08, 2019 Filed Aug 12, 2019 13:25 UTC
Hanft AdamDirector
SaleCommon Shares 7,500 $110.07 $825,504.75
Disclosure

SEC source: 0001443984-19-000141 · wf-form4_156561630343336.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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August 07, 2019 Filed Aug 9, 2019 21:42 UTC SaleCommon Shares 98 $109.82 $10,762.36
Disclosure

SEC source: 0001012975-19-000546 · edgar.xml · nonDerivative · entry 3

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,760,037

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 07, 2019 Filed Aug 9, 2019 21:42 UTC SaleCommon Shares 56,669 $109.15 $6,185,421.35
Disclosure

SEC source: 0001012975-19-000546 · edgar.xml · nonDerivative · entry 2

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,760,135

F2 · price: The transaction was executed in multiple trades at prices ranging from $108.65 to $109.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 07, 2019 Filed Aug 9, 2019 21:42 UTC SaleCommon Shares 27,624 $108.18 $2,988,364.32
Disclosure

SEC source: 0001012975-19-000546 · edgar.xml · nonDerivative · entry 1

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,816,804

F1 · price: The transaction was executed in multiple trades at prices ranging from $107.65 to $108.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.