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SCOTTS MIRACLE-GRO CO

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0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2021 Filed May 6, 2021 20:33 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 15.0208 $194.73 $2,925.00
Disclosure

SEC source: 0001443984-21-000189 · wf-form4_162033320312965.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,287.1892

Read SEC document
April 23, 2021 Filed May 6, 2021 20:33 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 10.2706 $194.73 $1,999.99
Disclosure

SEC source: 0001443984-21-000188 · wf-form4_162033316143932.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

Read SEC document
April 23, 2021 Filed May 6, 2021 20:32 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.5677 $194.73 $500.01
Disclosure

SEC source: 0001443984-21-000187 · wf-form4_162033311252292.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,454.1078

Read SEC document
April 16, 2021 Filed May 6, 2021 20:35 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5008 $199.68 $100.00
Disclosure

SEC source: 0001443984-21-000191 · wf-form4_162033327214807.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425.9256

Read SEC document
April 06, 2021 Filed Apr 7, 2021 20:59 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionPhantom Stock · Derivative 383.357 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000181 · wf-form4_161782915975163.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,620.26

Underlying: Common Shares · 383.357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 20:59 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 383.357 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000181 · wf-form4_161782915975163.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,451.5401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On April 6, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 14:44 UTC GrantCommon Shares 25 $250.00 $6,250.00
Disclosure

SEC source: 0001443984-21-000179 · wf-form4_161763380868369.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,656

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 14:42 UTC
FINN BRIAN DDirector
GrantCommon Shares 100 $250.00 $25,000.00
Disclosure

SEC source: 0001443984-21-000178 · wf-form4_161763366170535.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
April 01, 2021 Filed May 6, 2021 20:35 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.4799 $208.36 $99.99
Disclosure

SEC source: 0001443984-21-000191 · wf-form4_162033327214807.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425.4248

Read SEC document
March 26, 2021 Filed Mar 29, 2021 23:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 867.945 $241.31 $209,443.81
Disclosure

SEC source: 0001443984-21-000163 · wf-form4_161705992374680.xml · derivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,107.6061

Underlying: Common Shares · 867.945 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 23:18 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 464.944 $241.31 $112,195.64
Disclosure

SEC source: 0001443984-21-000162 · wf-form4_161705989817714.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,003.617

Underlying: Common Shares · 464.944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 10.3247 $193.71 $2,000.00
Disclosure

SEC source: 0001443984-21-000163 · wf-form4_161705992374680.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,704.0118

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:18 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.5812 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000162 · wf-form4_161705989817714.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068.1831

Read SEC document
March 25, 2021 Filed Mar 30, 2021 19:15 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 15.0999 $193.71 $2,925.00
Disclosure

SEC source: 0001443984-21-000175 · wf-form4_161713171111418.xml · nonDerivative · entry 3

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272.1684

Read SEC document
March 25, 2021 Filed Mar 30, 2021 19:13 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.6453 $193.71 $125.00
Disclosure

SEC source: 0001443984-21-000170 · wf-form4_161713160962162.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591.963

Read SEC document
March 19, 2021 Filed Mar 30, 2021 19:15 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5225 $0.00 $0.00
Disclosure

SEC source: 0001443984-21-000174 · wf-form4_161713168923117.xml · nonDerivative · entry 4

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424.9449

Read SEC document
March 17, 2021 Filed Mar 18, 2021 13:52 UTC SaleCommon Shares 1,500 $232.56 $348,840.00
Disclosure

SEC source: 0001443984-21-000159 · wf-form4_161607551311680.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659

Read SEC document
March 11, 2021 Filed Mar 12, 2021 20:39 UTC SaleCommon Shares 800 $219.48 $175,584.00
Disclosure

SEC source: 0001443984-21-000135 · wf-form4_161558153926731.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,631

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:07 UTC GrantDividend Equivalent Rights · Derivative 13 $218.37 $2,838.81
Disclosure

SEC source: 0001443984-21-000154 · wf-form4_161558325620688.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:07 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 17 $218.37 $3,712.29
Disclosure

SEC source: 0001443984-21-000153 · wf-form4_161558323005585.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:01 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 13 $218.37 $2,838.81
Disclosure

SEC source: 0001443984-21-000150 · wf-form4_161558288088887.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:07 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 20 $218.37 $4,367.40
Disclosure

SEC source: 0001443984-21-000152 · wf-form4_161558321007536.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370

Underlying: Common Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:06 UTC GrantDividend Equivalent Rights · Derivative 13 $218.37 $2,838.81
Disclosure

SEC source: 0001443984-21-000151 · wf-form4_161558317864979.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:58 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 2.2424 $218.21 $489.31
Disclosure

SEC source: 0001443984-21-000149 · wf-form4_161558269108876.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425.4453

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:58 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 29.531 $218.71 $6,458.73
Disclosure

SEC source: 0001443984-21-000148 · wf-form4_161558266814586.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,538.673

Underlying: Common Shares · 29.531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:58 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.45 $218.21 $98.19
Disclosure

SEC source: 0001443984-21-000148 · wf-form4_161558266814586.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,065.6019

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:57 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 2.2424 $218.21 $489.31
Disclosure

SEC source: 0001443984-21-000147 · wf-form4_161558264711840.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,241.9727

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:57 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.2424 $218.21 $489.31
Disclosure

SEC source: 0001443984-21-000146 · wf-form4_161558262226843.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591.3177

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:56 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 0.748 $218.85 $163.70
Disclosure

SEC source: 0001443984-21-000145 · wf-form4_161558260417096.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264.77

Underlying: Common Shares · 0.748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:56 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 398.155 $218.71 $87,080.48
Disclosure

SEC source: 0001443984-21-000144 · wf-form4_161558258336049.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,239.6611

Underlying: Common Shares · 398.155 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:56 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.716 $218.21 $5,393.25
Disclosure

SEC source: 0001443984-21-000144 · wf-form4_161558258336049.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,693.6871

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:39 UTC GrantDividend Equivalent Rights · Derivative 13 $218.37 $2,838.81
Disclosure

SEC source: 0001443984-21-000137 · wf-form4_161558157524499.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:39 UTC GrantDividend Equivalent Rights · Derivative 24 $218.37 $5,240.88
Disclosure

SEC source: 0001443984-21-000136 · wf-form4_161558155909574.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487

Underlying: Common Shares · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:39 UTC GrantDividend Equivalent Rights · Derivative 13 $218.37 $2,838.81
Disclosure

SEC source: 0001443984-21-000135 · wf-form4_161558153926731.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:38 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 18 $218.37 $3,930.66
Disclosure

SEC source: 0001443984-21-000134 · wf-form4_161558151893804.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2021 Filed Mar 30, 2021 19:14 UTC Amendment
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.1311 $218.21 $28.61
Disclosure

SEC source: 0001443984-21-000172 · wf-form4a_161713165518233.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424.4224

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March 10, 2021 Filed Mar 30, 2021 19:14 UTC Amendment
Miller Cory JSVP and Interim CFO
OtherCommon Shares 2.2719 $218.21 $495.75
Disclosure

SEC source: 0001443984-21-000171 · wf-form4a_161713163153188.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,242.0022

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March 10, 2021 Filed Nov 3, 2021 21:48 UTC Amendment
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 21.423 $218.21 $4,674.69
Disclosure

SEC source: 0001443984-21-000337 · wf-form4a_163597609726195.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,690.3941

F1 · shares: 1. The original Form 4 showed 24.716 shares acquired. This amendment displays the correct number.

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March 05, 2021 Filed Mar 30, 2021 19:15 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.6332 $157.93 $100.00
Disclosure

SEC source: 0001443984-21-000174 · wf-form4_161713168923117.xml · nonDerivative · entry 3

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424.4224

Read SEC document
February 26, 2021 Filed Mar 1, 2021 19:05 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 91.982 $214.04 $19,687.83
Disclosure

SEC source: 0001443984-21-000121 · wf-form4_161462548942684.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509.142

Underlying: Common Shares · 91.982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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February 26, 2021 Filed Mar 1, 2021 19:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 389.342 $214.04 $83,334.76
Disclosure

SEC source: 0001443984-21-000120 · wf-form4_161462547152066.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,841.5061

Underlying: Common Shares · 389.342 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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February 25, 2021 Filed Mar 1, 2021 19:06 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5546 $180.30 $99.99
Disclosure

SEC source: 0001443984-21-000124 · wf-form4_161462555971455.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423.2029

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:05 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.6933 $180.30 $125.00
Disclosure

SEC source: 0001443984-21-000123 · wf-form4_161462552881695.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,589.0753

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:05 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.7732 $180.30 $500.01
Disclosure

SEC source: 0001443984-21-000121 · wf-form4_161462548942684.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,065.1519

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:05 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 16.223 $180.30 $2,925.01
Disclosure

SEC source: 0001443984-21-000122 · wf-form4_161462550871522.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,239.7303

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 11.0926 $180.30 $2,000.00
Disclosure

SEC source: 0001443984-21-000120 · wf-form4_161462547152066.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,668.9711

Read SEC document
February 25, 2021 Filed Mar 30, 2021 19:14 UTC Amendment
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0 $180.30 $0.00
Disclosure

SEC source: 0001443984-21-000173 · wf-form4a_161713167147815.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423.6581

Read SEC document
February 19, 2021 Filed Mar 30, 2021 19:15 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5071 $197.20 $100.00
Disclosure

SEC source: 0001443984-21-000174 · wf-form4_161713168923117.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,423.7892

Read SEC document
February 12, 2021 Filed Feb 16, 2021 17:03 UTC
STUMP DENISEEVP, Global Human Resources
SaleCommon Shares 2,418 $244.00 $589,984.26
Disclosure

SEC source: 0001443984-21-000108 · wf-form4_161349498991470.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062.3787

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.89 to $244.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 09, 2021 Filed Feb 10, 2021 18:48 UTC
King James DEVP and CCO
SaleCommon Shares 1,546 $239.00 $369,494.00
Disclosure

SEC source: 0001443984-21-000106 · wf-form4_161298287300986.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,254

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.