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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2021 Filed Jul 28, 2021 16:41 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.1184 $160.34 $500.00
Disclosure

SEC source: 0001443984-21-000259 · wf-form4_162749046739300.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460.4762

Read SEC document
June 25, 2021 Filed Jul 28, 2021 16:36 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.6237 $160.34 $100.00
Disclosure

SEC source: 0001443984-21-000257 · wf-form4_162749014613720.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,428.8986

Read SEC document
June 25, 2021 Filed Jul 28, 2021 16:35 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.7796 $160.34 $125.00
Disclosure

SEC source: 0001443984-21-000256 · wf-form4_162749012572351.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596.2364

Read SEC document
June 25, 2021 Filed Jul 28, 2021 16:35 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 18.2425 $160.34 $2,925.00
Disclosure

SEC source: 0001443984-21-000255 · wf-form4_162749010702522.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,324.0425

Read SEC document
June 11, 2021 Filed Jul 28, 2021 16:36 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.6169 $162.10 $100.00
Disclosure

SEC source: 0001443984-21-000257 · wf-form4_162749014613720.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,428.2749

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:59 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.1575 $196.58 $30.96
Disclosure

SEC source: 0001443984-21-000236 · wf-form4_162368996812023.xml · nonDerivative · entry 3

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427.658

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:59 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 2.6751 $196.58 $525.88
Disclosure

SEC source: 0001443984-21-000235 · wf-form4_162368994890698.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305.8

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:59 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.1708 $196.58 $426.74
Disclosure

SEC source: 0001443984-21-000234 · wf-form4_162368993029543.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,595.4568

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:58 UTC GrantDividend Equivalent Rights · Derivative 16 $194.05 $3,104.80
Disclosure

SEC source: 0001443984-21-000233 · wf-form4_162368990763305.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:58 UTC GrantDividend Equivalent Rights · Derivative 16 $194.05 $3,104.80
Disclosure

SEC source: 0001443984-21-000232 · wf-form4_162368989162754.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:58 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 24 $194.05 $4,657.20
Disclosure

SEC source: 0001443984-21-000231 · wf-form4_162368986859342.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Underlying: Common Shares · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:57 UTC GrantDividend Equivalent Rights · Derivative 16 $194.05 $3,104.80
Disclosure

SEC source: 0001443984-21-000230 · wf-form4_162368984921087.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:57 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 16 $194.05 $3,104.80
Disclosure

SEC source: 0001443984-21-000229 · wf-form4_162368983236662.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:57 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 33.579 $197.64 $6,636.55
Disclosure

SEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828.322

Underlying: Common Shares · 33.579 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:57 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.5259 $196.58 $103.38
Disclosure

SEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457.3578

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:56 UTC GrantDividend Equivalent Rights · Derivative 28 $194.05 $5,433.40
Disclosure

SEC source: 0001443984-21-000227 · wf-form4_162368979631842.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Shares · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:56 UTC GrantDividend Equivalent Rights · Derivative 16 $194.05 $3,104.80
Disclosure

SEC source: 0001443984-21-000226 · wf-form4_162368977697945.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:56 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 19 $194.05 $3,686.95
Disclosure

SEC source: 0001443984-21-000225 · wf-form4_162368976107052.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:55 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 21 $194.05 $4,075.05
Disclosure

SEC source: 0001443984-21-000224 · wf-form4_162368974401010.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:55 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 0.83 $197.77 $164.15
Disclosure

SEC source: 0001443984-21-000223 · wf-form4_162368972364686.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265.6

Underlying: Common Shares · 0.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 446.994 $197.64 $88,343.89
Disclosure

SEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,355.2811

Underlying: Common Shares · 446.994 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.9073 $196.58 $4,699.75
Disclosure

SEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,749.0859

Read SEC document
May 28, 2021 Filed Jun 14, 2021 16:59 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.5505 $181.66 $100.00
Disclosure

SEC source: 0001443984-21-000236 · wf-form4_162368996812023.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427.5005

Read SEC document
May 26, 2021 Filed May 27, 2021 14:06 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 415.867 $217.24 $90,342.95
Disclosure

SEC source: 0001443984-21-000199 · wf-form4_162212435338106.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,908.2871

Underlying: Common Shares · 415.867 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
May 26, 2021 Filed May 27, 2021 14:05 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 90.625 $217.24 $19,687.38
Disclosure

SEC source: 0001443984-21-000198 · wf-form4_162212432914112.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,794.743

Underlying: Common Shares · 90.625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
May 25, 2021 Filed Jun 14, 2021 16:59 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 15.9357 $183.55 $2,925.00
Disclosure

SEC source: 0001443984-21-000235 · wf-form4_162368994890698.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303.1249

Read SEC document
May 25, 2021 Filed Jun 14, 2021 16:59 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.681 $183.55 $125.00
Disclosure

SEC source: 0001443984-21-000234 · wf-form4_162368993029543.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593.2859

Read SEC document
May 25, 2021 Filed Jun 14, 2021 16:57 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.7241 $183.55 $500.01
Disclosure

SEC source: 0001443984-21-000228 · wf-form4_162368981437467.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456.8319

Read SEC document
May 25, 2021 Filed Jun 14, 2021 16:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 10.8962 $183.55 $2,000.00
Disclosure

SEC source: 0001443984-21-000222 · wf-form4_162368970401781.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,725.1786

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 11,123 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · derivative · entry 20

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,123 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 798 $219.26 $174,969.96
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 16

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.06 to $219.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14).

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 5,454 $218.44 $1,191,361.40
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 15

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,512.2824

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.00 to $218.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13).

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,700 $217.61 $587,534.58
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 14

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,966.2824

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.03 to $217.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12).

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 1,000 $216.57 $216,568.00
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 13

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,666.2824

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.03 to $216.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11).

Read SEC document
May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 925 $215.40 $199,245.46
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 12

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,666.2824

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.00 to $215.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10).

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May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 246 $213.91 $52,623.04
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 11

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,591.2824

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.68 to $214.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).

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May 19, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 11,123 $42.60 $473,839.80
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,837.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 66,647 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · derivative · entry 19

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,123

Underlying: Common Shares · 66,647 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 700 $229.36 $160,551.02
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.30 to $229.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,820 $228.25 $643,676.56
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,414.2824

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.00 to $228.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,516 $227.59 $1,027,796.44
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234.2824

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.02 to $227.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,131 $226.54 $935,821.87
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,750.2824

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.095 to $226.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 5,946 $225.24 $1,339,290.12
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,881.2824

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.00 to $225.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 21,931 $224.49 $4,923,338.44
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,827.2824

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.00 to $224.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 20,803 $223.41 $4,647,598.23
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,758.2824

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.00 to $223.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 5,800 $222.81 $1,292,293.36
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,561.2824

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.40 to $222.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 18, 2021 Filed May 20, 2021 19:40 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 66,647 $42.60 $2,839,162.20
Disclosure

SEC source: 0001443984-21-000195 · wf-form4_162153961779638.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,361.2824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 24,219 $0.00 Strike: $42.60 $0.00
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · derivative · entry 14

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,770

Underlying: Common Shares · 24,219 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 6,051 $226.68 $1,371,658.83
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,714.2824

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.13 to $227.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

Read SEC document
May 17, 2021 Filed May 18, 2021 18:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 6,301 $227.42 $1,432,993.58
Disclosure

SEC source: 0001443984-21-000193 · wf-form4_162136397391974.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,765.2824

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.02 to $228.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.