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SCOTTS MIRACLE-GRO CO

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SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 17:30 UTC GrantCommon Shares 43 $147.14 $6,327.02
Disclosure

SEC source: 0001443984-21-000320 · wf-form4_163345503633515.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,732

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250

Read SEC document
September 27, 2021 Filed Sep 29, 2021 21:53 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 131.067 $150.21 $19,687.57
Disclosure

SEC source: 0001443984-21-000317 · wf-form4_163295242434498.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,295.659

Underlying: Common Shares · 131.067 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 21:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 601.447 $150.21 $90,343.35
Disclosure

SEC source: 0001443984-21-000316 · wf-form4_163295240581378.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,106.7971

Underlying: Common Shares · 601.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:03 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 1.7639 $123.02 $216.99
Disclosure

SEC source: 0001443984-21-000333 · wf-form4_163546937825445.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434.5177

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 16.2575 $123.02 $2,000.00
Disclosure

SEC source: 0001443984-21-000332 · wf-form4_163546935706417.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,838.8974

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:02 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 23.7766 $123.02 $2,925.00
Disclosure

SEC source: 0001443984-21-000331 · wf-form4_163546933592761.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,392.7162

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:02 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 4.0644 $123.02 $500.00
Disclosure

SEC source: 0001443984-21-000330 · wf-form4_163546931451476.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,472.31

Read SEC document
September 24, 2021 Filed Oct 29, 2021 01:01 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.0161 $123.02 $125.00
Disclosure

SEC source: 0001443984-21-000329 · wf-form4_163546929176133.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602.0069

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 617.929 $154.15 $95,253.76
Disclosure

SEC source: 0001443984-21-000313 · wf-form4_163165020718146.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,505.3501

Underlying: Common Shares · 617.929 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 33.0616 $152.24 $5,033.19
Disclosure

SEC source: 0001443984-21-000313 · wf-form4_163165020718146.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,822.6399

Read SEC document
September 10, 2021 Filed Sep 14, 2021 20:09 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 3.9194 $152.24 $596.68
Disclosure

SEC source: 0001443984-21-000312 · wf-form4_163165016795477.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,368.9396

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:45 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 2 $151.62 $303.24
Disclosure

SEC source: 0001443984-21-000309 · wf-form4_163164868833934.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:44 UTC GrantDividend Equivalent Rights · Derivative 21 $151.62 $3,184.02
Disclosure

SEC source: 0001443984-21-000308 · wf-form4_163164866825442.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:44 UTC GrantDividend Equivalent Rights · Derivative 21 $151.62 $3,184.02
Disclosure

SEC source: 0001443984-21-000307 · wf-form4_163164865114281.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:44 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 26 $151.62 $3,942.12
Disclosure

SEC source: 0001443984-21-000306 · wf-form4_163164863384083.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:43 UTC GrantDividend Equivalent Rights · Derivative 35 $151.62 $5,306.70
Disclosure

SEC source: 0001443984-21-000305 · wf-form4_163164861677745.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:43 UTC GrantDividend Equivalent Rights · Derivative 21 $151.62 $3,184.02
Disclosure

SEC source: 0001443984-21-000304 · wf-form4_163164859795485.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:43 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 31 $151.62 $4,700.22
Disclosure

SEC source: 0001443984-21-000303 · wf-form4_163164858122750.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Shares · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:42 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.2338 $152.24 $35.59
Disclosure

SEC source: 0001443984-21-000302 · wf-form4_163164856012243.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,432.7538

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:42 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 47.242 $154.15 $7,282.35
Disclosure

SEC source: 0001443984-21-000301 · wf-form4_163164853992024.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,164.592

Underlying: Common Shares · 47.242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:42 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.7646 $152.24 $116.40
Disclosure

SEC source: 0001443984-21-000301 · wf-form4_163164853992024.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468.2456

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:42 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.0033 $152.24 $457.21
Disclosure

SEC source: 0001443984-21-000300 · wf-form4_163164851371888.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600.9908

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:41 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 21 $151.62 $3,184.02
Disclosure

SEC source: 0001443984-21-000298 · wf-form4_163164847611452.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:41 UTC GrantDividend Equivalent Rights · Derivative 21 $151.62 $3,184.02
Disclosure

SEC source: 0001443984-21-000299 · wf-form4_163164849679047.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:41 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 28 $151.62 $4,245.36
Disclosure

SEC source: 0001443984-21-000297 · wf-form4_163164845634617.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Underlying: Common Shares · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:40 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.137 $154.18 $175.30
Disclosure

SEC source: 0001443984-21-000296 · wf-form4_163164843865158.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266.737

Underlying: Common Shares · 1.137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 14:24 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 83.492 $160.16 $13,372.08
Disclosure

SEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,117.35

Underlying: Common Shares · 83.492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 14:24 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 564.071 $160.16 $90,341.61
Disclosure

SEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,887.4211

Underlying: Common Shares · 564.071 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:25 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 1.6291 $133.20 $217.00
Disclosure

SEC source: 0001443984-21-000281 · wf-form4_163041993605945.xml · nonDerivative · entry 4

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,432.52

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:25 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.9384 $133.20 $124.99
Disclosure

SEC source: 0001443984-21-000280 · wf-form4_163041991567398.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597.9875

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:25 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 21.9595 $133.20 $2,925.01
Disclosure

SEC source: 0001443984-21-000279 · wf-form4_163041989032447.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,365.0202

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:24 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.7538 $133.20 $500.01
Disclosure

SEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,467.481

Read SEC document
August 25, 2021 Filed Aug 31, 2021 14:24 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 15.015 $133.20 $2,000.00
Disclosure

SEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,789.5783

Read SEC document
August 06, 2021 Filed Aug 31, 2021 14:25 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.7252 $137.89 $100.00
Disclosure

SEC source: 0001443984-21-000281 · wf-form4_163041993605945.xml · nonDerivative · entry 3

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,430.8909

Read SEC document
July 30, 2021 Filed Aug 3, 2021 14:22 UTC
Volas GeraldDirector
GrantCommon Shares 436 $176.96 $77,154.56
Disclosure

SEC source: 0001443984-21-000263 · wf-form4_162800056565540.xml · nonDerivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Read SEC document
July 26, 2021 Filed Jul 27, 2021 19:50 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 102.481 $182.45 $18,697.66
Disclosure

SEC source: 0001443984-21-000251 · wf-form4_162741528527202.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033.858

Underlying: Common Shares · 102.481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 19:46 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 495.161 $182.45 $90,342.12
Disclosure

SEC source: 0001443984-21-000250 · wf-form4_162741512407810.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,323.3501

Underlying: Common Shares · 495.161 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:41 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 102.481 $182.45 $18,697.66
Disclosure

SEC source: 0001443984-21-000259 · wf-form4_162749046739300.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033.858

Underlying: Common Shares · 102.481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:25 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.6502 $153.80 $100.00
Disclosure

SEC source: 0001443984-21-000281 · wf-form4_163041993605945.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,430.1657

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:25 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.8127 $153.80 $124.99
Disclosure

SEC source: 0001443984-21-000280 · wf-form4_163041991567398.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597.0491

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:25 UTC
Miller Cory JSVP and Interim CFO
OtherCommon Shares 19.0182 $153.80 $2,925.00
Disclosure

SEC source: 0001443984-21-000279 · wf-form4_163041989032447.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · SVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,343.0607

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:24 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.251 $153.80 $500.00
Disclosure

SEC source: 0001443984-21-000278 · wf-form4_163041987013360.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463.7272

Read SEC document
July 23, 2021 Filed Aug 31, 2021 14:24 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 13.0039 $153.80 $2,000.00
Disclosure

SEC source: 0001443984-21-000277 · wf-form4_163041985411793.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,774.5633

Read SEC document
July 09, 2021 Filed Aug 31, 2021 14:25 UTC
Hagedorn ChristopherEVP, Division President
OtherCommon Shares 0.6169 $162.10 $100.00
Disclosure

SEC source: 0001443984-21-000281 · wf-form4_163041993605945.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · EVP, Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429.5155

Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:22 UTC
FINN BRIAN DDirector
GrantCommon Shares 131 $191.02 $25,023.62
Disclosure

SEC source: 0001443984-21-000244 · wf-form4_162559571213634.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,006

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 18:21 UTC GrantCommon Shares 33 $191.02 $6,303.66
Disclosure

SEC source: 0001443984-21-000243 · wf-form4_162559568776292.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,689

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 16:03 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 103.055 $191.04 $19,687.63
Disclosure

SEC source: 0001443984-21-000240 · wf-form4_162506896799591.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,931.377

Underlying: Common Shares · 103.055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 16:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 472.908 $191.04 $90,344.34
Disclosure

SEC source: 0001443984-21-000239 · wf-form4_162506895300560.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,828.1891

Underlying: Common Shares · 472.908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 25, 2021 Filed Jul 27, 2021 19:50 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.1184 $160.34 $500.00
Disclosure

SEC source: 0001443984-21-000251 · wf-form4_162741528527202.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460.4762

Read SEC document
June 25, 2021 Filed Jul 27, 2021 19:46 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 12.4735 $160.34 $2,000.00
Disclosure

SEC source: 0001443984-21-000250 · wf-form4_162741512407810.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,761.5594

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.