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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2022 Filed Jul 6, 2022 13:24 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.414 $67.44 $500.00
Disclosure

SEC source: 0001443984-22-000221 · wf-form4_165711385601181.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,477.922

Read SEC document
June 24, 2022 Filed Jul 6, 2022 13:24 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.8535 $67.44 $125.00
Disclosure

SEC source: 0001443984-22-000220 · wf-form4_165711383813091.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061.1984

Read SEC document
June 24, 2022 Filed Jul 6, 2022 13:23 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 43.3719 $67.44 $2,925.00
Disclosure

SEC source: 0001443984-22-000219 · wf-form4_165711381904648.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,450.0506

Read SEC document
June 10, 2022 Filed Jun 14, 2022 18:01 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 52 $89.88 $4,673.76
Disclosure

SEC source: 0001443984-22-000205 · wf-form4_165522966753688.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 18:00 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 8.906 $87.30 $777.49
Disclosure

SEC source: 0001443984-22-000202 · wf-form4_165522960566674.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,406.6787

Read SEC document
June 10, 2022 Filed Jun 14, 2022 18:01 UTC GrantDividend Equivalent Rights · Derivative 30 $89.88 $2,696.40
Disclosure

SEC source: 0001443984-22-000204 · wf-form4_165522964688686.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Shares · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 18:00 UTC GrantDividend Equivalent Rights · Derivative 30 $89.88 $2,696.40
Disclosure

SEC source: 0001443984-22-000203 · wf-form4_165522963051903.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Shares · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 18:00 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 30 $89.88 $2,696.40
Disclosure

SEC source: 0001443984-22-000201 · wf-form4_165522958835650.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Shares · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:59 UTC GrantDividend Equivalent Rights · Derivative 30 $89.88 $2,696.40
Disclosure

SEC source: 0001443984-22-000200 · wf-form4_165522957250257.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Shares · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:59 UTC GrantDividend Equivalent Rights · Derivative 27 $89.88 $2,426.76
Disclosure

SEC source: 0001443984-22-000199 · wf-form4_165522955246177.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:59 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 35 $89.88 $3,145.80
Disclosure

SEC source: 0001443984-22-000198 · wf-form4_165522953348847.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:58 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 15 $89.88 $1,348.20
Disclosure

SEC source: 0001443984-22-000197 · wf-form4_165522951455227.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

Underlying: Common Shares · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:58 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 44 $89.88 $3,954.72
Disclosure

SEC source: 0001443984-22-000196 · wf-form4_165522949693604.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:58 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 83.557 $92.70 $7,745.57
Disclosure

SEC source: 0001443984-22-000195 · wf-form4_165522947866683.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,921.784

Underlying: Common Shares · 83.557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:58 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 1.692 $87.30 $147.71
Disclosure

SEC source: 0001443984-22-000195 · wf-form4_165522947866683.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,470.508

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:57 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 0.561 $87.30 $48.98
Disclosure

SEC source: 0001443984-22-000194 · wf-form4_165522945898268.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,304.7542

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:57 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.918 $92.70 $177.80
Disclosure

SEC source: 0001443984-22-000192 · wf-form4_165522942119153.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271.308

Underlying: Common Shares · 1.918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,088.693 $92.70 $100,919.66
Disclosure

SEC source: 0001443984-22-000193 · wf-form4_165522944118297.xml · derivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,937.214

Underlying: Common Shares · 1,088.693 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 59.312 $87.30 $5,177.94
Disclosure

SEC source: 0001443984-22-000193 · wf-form4_165522944118297.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,925.6608

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:56 UTC GrantDividend Equivalent Rights · Derivative 30 $89.88 $2,696.40
Disclosure

SEC source: 0001443984-22-000191 · wf-form4_165522940307869.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Shares · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 17:56 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 5.397 $87.30 $471.16
Disclosure

SEC source: 0001443984-22-000190 · wf-form4_165522938510667.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,059.3449

Read SEC document
June 10, 2022 Filed Jun 14, 2022 15:24 UTC GrantCommon Shares 1,363 $89.88 $122,506.44
Disclosure

SEC source: 0001443984-22-000173 · wf-form4_165522023797551.xml · nonDerivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363

Read SEC document
June 10, 2022 Filed Sep 26, 2022 16:14 UTC Amendment GrantDividend Equivalent Rights · Derivative 40 $89.88 $3,595.20
Disclosure

SEC source: 0001443984-22-000277 · wf-form4a_166420885758980.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F2 · shares: The original Form 4 showed 27 shares acquired. This amendment displays the correct number.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
May 26, 2022 Filed May 27, 2022 15:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 940.552 $96.05 $90,340.02
Disclosure

SEC source: 0001443984-22-000161 · wf-form4_165366534003236.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,848.521

Underlying: Common Shares · 940.552 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
May 26, 2022 Filed May 27, 2022 15:28 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 102.511 $96.05 $9,846.18
Disclosure

SEC source: 0001443984-22-000160 · wf-form4_165366532075103.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838.227

Underlying: Common Shares · 102.511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
May 25, 2022 Filed May 27, 2022 15:30 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6792 $74.44 $125.00
Disclosure

SEC source: 0001443984-22-000164 · wf-form4_165366539981888.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,053.9479

Read SEC document
May 25, 2022 Filed May 27, 2022 15:29 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 39.2934 $74.44 $2,925.00
Disclosure

SEC source: 0001443984-22-000163 · wf-form4_165366537880344.xml · nonDerivative · entry 1

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,397.7727

Read SEC document
May 25, 2022 Filed May 27, 2022 15:29 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 2.9151 $74.44 $217.00
Disclosure

SEC source: 0001443984-22-000162 · wf-form4_165366535892286.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,304.1932

Read SEC document
May 25, 2022 Filed May 27, 2022 15:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 26.8673 $74.44 $2,000.00
Disclosure

SEC source: 0001443984-22-000161 · wf-form4_165366534003236.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,866.3488

Read SEC document
May 25, 2022 Filed May 27, 2022 15:28 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.7168 $74.44 $500.00
Disclosure

SEC source: 0001443984-22-000160 · wf-form4_165366532075103.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,468.816

Read SEC document
May 13, 2022 Filed May 17, 2022 13:25 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 27,611 $98.53 $2,720,589.14
Disclosure

SEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,816.25

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 to $99.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 13, 2022 Filed May 17, 2022 13:25 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 10,138 $97.53 $988,779.42
Disclosure

SEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,427.25

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.24 to $98.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 13, 2022 Filed May 17, 2022 13:25 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 22,251 $96.84 $2,154,851.37
Disclosure

SEC source: 0001443984-22-000141 · wf-form4_165279393121351.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,565.25

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.25 to $97.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 10, 2022 Filed May 11, 2022 16:01 UTC
King James DEVP and CCO
SaleCommon Shares 1,971 $100.03 $197,150.26
Disclosure

SEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 4

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,760

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.64 to $100.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

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May 10, 2022 Filed May 11, 2022 16:01 UTC
King James DEVP and CCO
SaleCommon Shares 7,216 $99.02 $714,523.27
Disclosure

SEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 3

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,731

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.61 to $99.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 10, 2022 Filed May 11, 2022 16:01 UTC
King James DEVP and CCO
SaleCommon Shares 3,730 $98.18 $366,213.27
Disclosure

SEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 2

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,947

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.6026 to $98.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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May 10, 2022 Filed May 11, 2022 16:01 UTC
King James DEVP and CCO
SaleCommon Shares 4,583 $96.98 $444,476.30
Disclosure

SEC source: 0001443984-22-000139 · wf-form4_165228487737689.xml · nonDerivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.56 to $97.5351, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 04, 2022 Filed May 5, 2022 14:45 UTC SaleCommon Shares 305 $113.98 $34,763.90
Disclosure

SEC source: 0001443984-22-000137 · wf-form4_165176190872704.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,233

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.895 to $114.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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May 04, 2022 Filed May 5, 2022 14:45 UTC SaleCommon Shares 2,000 $113.26 $226,526.20
Disclosure

SEC source: 0001443984-22-000137 · wf-form4_165176190872704.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,538

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.89 to $113.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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April 26, 2022 Filed Apr 28, 2022 18:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 800.957 $104.04 $83,331.57
Disclosure

SEC source: 0001443984-22-000132 · wf-form4_165117149823896.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,907.969

Underlying: Common Shares · 800.957 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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April 26, 2022 Filed Apr 28, 2022 18:44 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 94.637 $104.04 $9,846.03
Disclosure

SEC source: 0001443984-22-000131 · wf-form4_165117146734120.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,735.716

Underlying: Common Shares · 94.637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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April 25, 2022 Filed May 24, 2022 16:29 UTC
Miller Cory JEVP and CFO
OtherCommon Shares 33.9761 $86.09 $2,925.00
Disclosure

SEC source: 0001443984-22-000151 · wf-form4_165340977887497.xml · nonDerivative · entry 2

Miller Cory J · CIK 0001840117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,358.4793

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April 25, 2022 Filed May 24, 2022 16:29 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.452 $86.09 $125.00
Disclosure

SEC source: 0001443984-22-000150 · wf-form4_165340976200679.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,052.2687

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April 25, 2022 Filed May 24, 2022 16:29 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 2.5206 $86.09 $217.00
Disclosure

SEC source: 0001443984-22-000149 · wf-form4_165340974394257.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,301.2781

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April 25, 2022 Filed May 24, 2022 16:28 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.8079 $86.09 $500.00
Disclosure

SEC source: 0001443984-22-000148 · wf-form4_165340972495458.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,462.0992

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April 25, 2022 Filed May 24, 2022 16:28 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.2315 $86.09 $2,000.00
Disclosure

SEC source: 0001443984-22-000147 · wf-form4_165340970849691.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,839.4815

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April 01, 2022 Filed Apr 5, 2022 19:25 UTC GrantCommon Shares 226 $127.36 $28,783.36
Disclosure

SEC source: 0001443984-22-000123 · wf-form4_164918673678802.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

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April 01, 2022 Filed Apr 5, 2022 19:25 UTC
FINN BRIAN DDirector
GrantCommon Shares 226 $127.36 $28,783.36
Disclosure

SEC source: 0001443984-22-000122 · wf-form4_164918671926331.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

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March 28, 2022 Filed Mar 29, 2022 21:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,685.992 $124.26 $209,501.37
Disclosure

SEC source: 0001443984-22-000119 · wf-form4_164858993142430.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,107.012

Underlying: Common Shares · 1,685.992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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March 28, 2022 Filed Mar 29, 2022 21:38 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 265.959 $124.26 $33,048.07
Disclosure

SEC source: 0001443984-22-000118 · wf-form4_164858991262981.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641.079

Underlying: Common Shares · 265.959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.