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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2017 Filed Feb 28, 2017 23:51 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
SaleCommon Stock 20,300 $26.74 $542,917.41
Disclosure

SEC source: 0001392941-17-000007 · edgar.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,620

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.90 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:51 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
Exercise / conversionCommon Stock 20,300 $5.53 $112,259.00
Disclosure

SEC source: 0001392941-17-000007 · edgar.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 4,700 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · derivative · entry 13

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 35,900

Underlying: Common Stock · 4,700 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 20,300 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · derivative · entry 12

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 20,300 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 4,700 $26.75 $125,720.30
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 470,620

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.90 to $27.1250, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 4,700 $11.81 $55,507.00
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 475,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 20,300 $26.74 $542,917.41
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 470,620

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.90 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 20,300 $5.53 $112,259.00
Disclosure

SEC source: 0001392942-17-000007 · edgar.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 490,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 25,000 $26.99 $674,707.50
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 470,620

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
SaleCommon Stock 25,000 $26.99 $674,707.50
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,620

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC SaleCommon Stock 5,000 $27.04 $135,187.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC Exercise / conversionCommon Stock 5,000 $10.19 $50,950.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:21 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001450857-17-000002 · edgar.xml · derivative · entry 3

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 1,000 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:21 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
SaleCommon Stock 1,000 $27.03 $27,030.00
Disclosure

SEC source: 0001450857-17-000002 · edgar.xml · nonDerivative · entry 2

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:21 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
Exercise / conversionCommon Stock 1,000 $5.53 $5,530.00
Disclosure

SEC source: 0001450857-17-000002 · edgar.xml · nonDerivative · entry 1

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 19:26 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 337 $0.00 $0.00
Disclosure

SEC source: 0001450857-17-000006 · edgar.xml · derivative · entry 6

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713

Underlying: Common Stock · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 19:26 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
Tax withholdingCommon Stock 148 $26.60 $3,936.80
Disclosure

SEC source: 0001450857-17-000006 · edgar.xml · nonDerivative · entry 4

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947

Read SEC document
February 10, 2017 Filed Apr 10, 2017 19:26 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001450857-17-000006 · edgar.xml · nonDerivative · entry 3

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,012 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000009 · edgar.xml · derivative · entry 10

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,038

Underlying: Common Stock · 1,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 444 $26.60 $11,810.40
Disclosure

SEC source: 0001392942-17-000009 · edgar.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 471,188

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 1,012 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000009 · edgar.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 471,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:16 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,012 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000009 · edgar.xml · derivative · entry 10

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038

Underlying: Common Stock · 1,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:16 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
Tax withholdingCommon Stock 444 $26.60 $11,810.40
Disclosure

SEC source: 0001392941-17-000009 · edgar.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,188

Read SEC document
February 10, 2017 Filed Apr 10, 2017 23:16 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
Exercise / conversionCommon Stock 1,012 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000009 · edgar.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144,795

Read SEC document
December 28, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,144,795

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:37 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001450857-16-000025 · edgar.xml · derivative · entry 3

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 500 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:37 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales · 10% owner
SaleCommon Stock 500 $26.31 $13,155.85
Disclosure

SEC source: 0001450857-16-000025 · edgar.xml · nonDerivative · entry 2

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 21, 2016 Filed Nov 22, 2016 17:37 UTC
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales · 10% owner
Exercise / conversionCommon Stock 500 $5.53 $2,765.00
Disclosure

SEC source: 0001450857-16-000025 · edgar.xml · nonDerivative · entry 1

CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 20:01 UTC
Hideshima HowardChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,314 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001392943-16-000017 · edgar.xml · derivative · entry 3

Hideshima Howard · CIK 0001392943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,314 shares

Expires 2016-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 20:01 UTC
Hideshima HowardChief Financial Officer
Exercise / conversionCommon Stock 20,314 $13.89 $282,161.46
Disclosure

SEC source: 0001392943-16-000017 · edgar.xml · nonDerivative · entry 1

Hideshima Howard · CIK 0001392943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment
Hideshima HowardChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,314 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001392943-16-000019 · edgar.xml · derivative · entry 3

Hideshima Howard · CIK 0001392943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,314 shares

Expires 2016-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment
Hideshima HowardChief Financial Officer
SaleCommon Stock 20,314 $25.57 $519,424.92
Disclosure

SEC source: 0001392943-16-000019 · edgar.xml · nonDerivative · entry 2

Hideshima Howard · CIK 0001392943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.40 to $25.75, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment
Hideshima HowardChief Financial Officer
Exercise / conversionCommon Stock 20,314 $13.89 $282,161.46
Disclosure

SEC source: 0001392943-16-000019 · edgar.xml · nonDerivative · entry 1

Hideshima Howard · CIK 0001392943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:39 UTC SaleCommon Stock 5,000 $25.75 $128,762.50
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $26.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 14, 2016 Filed Nov 15, 2016 18:39 UTC Exercise / conversionCommon Stock 10,000 $13.89 $138,900.00
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child E

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child D

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child A

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 01:04 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001392942-17-000005 · edgar.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150,095

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November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child E

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child D

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 1,077 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child A

Disclosed balance after: 1,077

Read SEC document
November 14, 2016 Filed Feb 24, 2017 00:58 UTC
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
GiftCommon Stock 5,385 $0.00 $0.00
Disclosure

SEC source: 0001392941-17-000005 · edgar.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,150,095

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.