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Tsai Hwei-Ming Fred

Disclosed activity across 1 company

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139501
SEC CIK
0001392936

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204DirectorMay 10, 2021May 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date May 10, 2021 · Filed May 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect258,600 Reported balance After 2021-05-10 transaction · row 1
1 source row

Row 1 · 2021-05-10 · Exercise / conversion · Acquired 21,600 · Balance 258,600

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-10 · Exercise / conversion · Disposed 21,600 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 22:08 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000039 · wf-form4_162085730170158.xml · derivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:08 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000039 · wf-form4_162085730170158.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.69 $0.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · derivative · entry 6

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F3 · derivative.expiration_date: This stock option is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · derivative · entry 5

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F3 · derivative.expiration_date: This stock option is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $29.91 $149,532.50
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 4

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $29.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $17.69 $88,450.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $29.80 $149,008.50
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.665 to $29.83, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $15.54 $77,700.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $26.00 $52,000.00
Disclosure

SEC source: 0001758554-20-000080 · wf-form4_159865057560985.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,000 $26.50 $26,500.00
Disclosure

SEC source: 0001758554-20-000078 · wf-form4_159856087360745.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,000

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,000 $26.83 $80,499.00
Disclosure

SEC source: 0001758554-20-000072 · wf-form4_159838808336535.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $26.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 20:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000072 · wf-form4_159838808336535.xml · derivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,289

Underlying: Common Stock · 8,289 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock.

F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $25.25 $50,500.00
Disclosure

SEC source: 0001758554-20-000054 · wf-form4_159018003060784.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.50, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $25.50 $51,004.60
Disclosure

SEC source: 0001758554-20-000054 · wf-form4_159018003060784.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.395 to $25.6096, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,000 $24.84 $74,505.00
Disclosure

SEC source: 0001758554-20-000052 · wf-form4_159000772745646.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.73 to $24.867, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:49 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $24.50 $49,000.00
Disclosure

SEC source: 0001758554-20-000052 · wf-form4_159000772745646.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
March 27, 2020 Filed Apr 1, 2020 00:19 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000039 · wf-form4_158570036346956.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 21,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
March 27, 2020 Filed Apr 1, 2020 00:19 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001758554-20-000039 · wf-form4_158570036346956.xml · derivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-03-27

F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:53 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,000 $28.62 $28,621.00
Disclosure

SEC source: 0001758554-20-000023 · wf-form4_158206280414579.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,000

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:53 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $28.89 $57,776.00
Disclosure

SEC source: 0001758554-20-000023 · wf-form4_158206280414579.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,000

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.861 to $28.92, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.68 $0.00
Disclosure

SEC source: 0001758554-20-000006 · wf-form4_157981565517789.xml · derivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was granted on February 9, 2010. It is fully vested and exercisable.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:41 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $12.68 $63,400.00
Disclosure

SEC source: 0001758554-20-000006 · wf-form4_157981565517789.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 15:54 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $27.10 $135,490.00
Disclosure

SEC source: 0001392936-17-000010 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001392936-17-000013 · edgar.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $27.10 $135,490.00
Disclosure

SEC source: 0001392936-17-000013 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $8.83 $44,150.00
Disclosure

SEC source: 0001392936-17-000013 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:10 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $24.27 $48,540.00
Disclosure

SEC source: 0001392936-17-000006 · edgar.xml · nonDerivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
May 22, 2017 Filed May 24, 2017 00:10 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $24.23 $48,450.00
Disclosure

SEC source: 0001392936-17-000006 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,000

Read SEC document
May 19, 2017 Filed May 24, 2017 00:10 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,000 $23.81 $47,610.00
Disclosure

SEC source: 0001392936-17-000006 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,000

Read SEC document
March 01, 2017 Filed Mar 3, 2017 19:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0001392936-17-000004 · edgar.xml · derivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-03-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable on the earlier of (i) March 1, 2018 or (ii) immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $27.04 $135,187.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.95 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 00:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 5,000 $10.19 $50,950.00
Disclosure

SEC source: 0001392936-17-000002 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.89 $0.00
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · derivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,000 $25.75 $128,762.50
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.60 to $26.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 18:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 10,000 $13.89 $138,900.00
Disclosure

SEC source: 0001392936-16-000018 · edgar.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2013 Filed Aug 24, 2017 17:26 UTC Amendment Super Micro Computer, Inc. SMCI · Entity 3204 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001392936-17-000014 · edgar.xml · derivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-14

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable upon the first to occur: (i) the first anniversary of the date of grant or (ii) immediately prior to the Issuers' annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.