Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Chief Financial Officer | November 22, 2017 | November 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date November 22, 2017 · Filed November 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,220 |
Ending reported balance
After 2017-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-22 · Exercise / conversion · Acquired 352 · Balance 1,355 Row 2 · 2017-11-22 · Tax withholding · Disposed 135 · Balance 1,220 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,520 |
Reported balance
After 2017-11-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-22 · Grant · Disposed 352 · Balance 3,520 F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 352 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 135 | $21.30 | $2,875.50 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,872 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 151 | $26.65 | $4,024.15 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 25, 2017 17:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000004 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,223 Underlying: Common Stock · 1,407 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 22, 2017 Filed May 25, 2017 17:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 604 | $24.35 | $14,707.40 |
DisclosureSEC source: 0001392943-17-000004 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 Read SEC document |
| May 22, 2017 Filed May 25, 2017 17:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000004 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001392943-17-000002 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 22,500 | $25.95 | $583,843.50 |
DisclosureSEC source: 0001392943-17-000002 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.55 to $26.45, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 22,500 | $10.19 | $229,275.00 |
DisclosureSEC source: 0001392943-17-000002 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 20:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionStock Option (right to buy) · Derivative | 20,314 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001392943-16-000017 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,314 shares Expires 2016-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 20:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 20,314 | $13.89 | $282,161.46 |
DisclosureSEC source: 0001392943-16-000017 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionStock Option (right to buy) · Derivative | 20,314 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001392943-16-000019 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,314 shares Expires 2016-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 20,314 | $25.57 | $519,424.92 |
DisclosureSEC source: 0001392943-16-000019 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.40 to $25.75, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 17, 2016 Filed Dec 30, 2016 22:05 UTC Amendment | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 20,314 | $13.89 | $282,161.46 |
DisclosureSEC source: 0001392943-16-000019 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2016 Filed Nov 21, 2016 20:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 20,314 | $25.57 | $519,424.92 |
DisclosureSEC source: 0001392943-16-000017 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.40 to $25.75, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.