Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Nov 8, 2018 23:45 UTC |
TUAN SHERMANDirector
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000002 · wf-form5_154172070239682.xml · nonDerivative · entry 4 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 F1 · shares: This transaction represents charitable contributions by the Reporting Person. Read SEC document |
| December 29, 2017 Filed Nov 8, 2018 23:45 UTC |
TUAN SHERMANDirector
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000002 · wf-form5_154172070239682.xml · nonDerivative · entry 3 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 F1 · shares: This transaction represents charitable contributions by the Reporting Person. Read SEC document |
| December 29, 2017 Filed Nov 8, 2018 23:45 UTC |
TUAN SHERMANDirector
|
GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000002 · wf-form5_154172070239682.xml · nonDerivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 F1 · shares: This transaction represents charitable contributions by the Reporting Person. Read SEC document |
| December 29, 2017 Filed Nov 8, 2018 23:45 UTC |
TUAN SHERMANDirector
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000002 · wf-form5_154172070239682.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 F1 · shares: This transaction represents charitable contributions by the Reporting Person. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC |
Hideshima HowardChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 352 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC |
Hideshima HowardChief Financial Officer
|
Tax withholdingCommon Stock | 135 | $21.30 | $2,875.50 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:48 UTC |
Hideshima HowardChief Financial Officer
|
Exercise / conversionCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000010 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:30 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001450857-17-000020 · edgar.xml · derivative · entry 3 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Underlying: Common Stock · 338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:30 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Tax withholdingCommon Stock | 128 | $20.00 | $2,560.00 |
DisclosureSEC source: 0001450857-17-000020 · edgar.xml · nonDerivative · entry 2 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:30 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001450857-17-000020 · edgar.xml · nonDerivative · entry 1 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:27 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-17-000020 · edgar.xml · derivative · entry 10 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,279 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:27 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 97 | $20.00 | $1,940.00 |
DisclosureSEC source: 0001392942-17-000020 · edgar.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,645 Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:27 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-17-000020 · edgar.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:36 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000008 · edgar.xml · derivative · entry 7 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,395 Underlying: Common Stock · 239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on May 10, 2017 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on May 10, 2017 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:36 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Tax withholdingCommon Stock | 90 | $20.00 | $1,800.00 |
DisclosureSEC source: 0001392943-17-000008 · edgar.xml · nonDerivative · entry 2 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838 Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:36 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Exercise / conversionCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000008 · edgar.xml · nonDerivative · entry 1 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:24 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392941-17-000020 · edgar.xml · derivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:24 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 97 | $20.00 | $1,940.00 |
DisclosureSEC source: 0001392941-17-000020 · edgar.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,645 Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:24 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392941-17-000020 · edgar.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC |
Hideshima HowardChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · derivative · entry 3 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,872 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 22, 2017 and and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC |
Hideshima HowardChief Financial Officer
|
Tax withholdingCommon Stock | 151 | $26.65 | $4,024.15 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · nonDerivative · entry 2 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:33 UTC |
Hideshima HowardChief Financial Officer
|
Exercise / conversionCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001392943-17-000006 · edgar.xml · nonDerivative · entry 1 Hideshima Howard · CIK 0001392943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 15:54 UTC |
Tsai Hwei-Ming FredDirector
|
SaleCommon Stock | 5,000 | $27.10 | $135,490.00 |
DisclosureSEC source: 0001392936-17-000010 · edgar.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment |
Tsai Hwei-Ming FredDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.83 | $0.00 |
DisclosureSEC source: 0001392936-17-000013 · edgar.xml · derivative · entry 3 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment |
Tsai Hwei-Ming FredDirector
|
SaleCommon Stock | 5,000 | $27.10 | $135,490.00 |
DisclosureSEC source: 0001392936-17-000013 · edgar.xml · nonDerivative · entry 2 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 17, 2017 Filed Aug 24, 2017 17:25 UTC Amendment |
Tsai Hwei-Ming FredDirector
|
Exercise / conversionCommon Stock | 5,000 | $8.83 | $44,150.00 |
DisclosureSEC source: 0001392936-17-000013 · edgar.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:59 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001450857-17-000018 · edgar.xml · derivative · entry 3 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 Underlying: Common Stock · 337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on November 10, 2016 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:59 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Tax withholdingCommon Stock | 124 | $26.55 | $3,292.20 |
DisclosureSEC source: 0001450857-17-000018 · edgar.xml · nonDerivative · entry 2 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:59 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001450857-17-000018 · edgar.xml · nonDerivative · entry 1 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:55 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-17-000018 · edgar.xml · derivative · entry 10 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,532 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:55 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 94 | $26.55 | $2,495.70 |
DisclosureSEC source: 0001392942-17-000018 · edgar.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,489 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 21:55 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392942-17-000018 · edgar.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:32 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392941-17-000018 · edgar.xml · derivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,532 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:32 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 94 | $26.55 | $2,495.70 |
DisclosureSEC source: 0001392941-17-000018 · edgar.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,489 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:32 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001392941-17-000018 · edgar.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · derivative · entry 7 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634 Underlying: Common Stock · 239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on May 10, 2017 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: The restricted stock units vest in installments at the rate of 25% of the total number of units on May 10, 2017 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Tax withholdingCommon Stock | 88 | $26.55 | $2,336.40 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · nonDerivative · entry 2 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
Exercise / conversionCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · nonDerivative · entry 1 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 22:48 UTC |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $29.65 | $0.00 |
DisclosureSEC source: 0001392941-17-000013 · edgar.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2027-08-02 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 12.5% of the total number of shares on August 2, 2017 and 1/48th of the total number of shares on each month thereafter. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 22:43 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $29.65 | $0.00 |
DisclosureSEC source: 0001392942-17-000013 · edgar.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2027-08-02 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 12.5% of the total number of shares on August 2, 2017 and 1/48th of the total number of shares on each month thereafter. Read SEC document |
| August 02, 2017 Filed Aug 7, 2017 21:53 UTC Amendment |
Liu Liang Chiu-Chu SaraDirector · VP of Operations & Treasurer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001392941-17-000015 · edgar.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · VP of Operations & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2027-08-02 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 12.5% of the total number of shares on August 2, 2017 and 1/48th of the total number of shares on each month thereafter. Read SEC document |
| August 02, 2017 Filed Aug 7, 2017 21:49 UTC Amendment |
Liang CharlesDirector · President and CEO · 10% owner
|
GrantStock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001392942-17-000015 · edgar.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2027-08-02 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 12.5% of the total number of shares on August 2, 2017 and 1/48th of the total number of shares on each month thereafter. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:32 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 10,000 | $24.51 | $245,123.00 |
DisclosureSEC source: 0001126026-17-000006 · edgar.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.425 to $24.55, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:27 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001450857-17-000016 · edgar.xml · derivative · entry 3 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 1,000 shares Expires 2019-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:27 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
SaleCommon Stock | 1,000 | $24.51 | $24,514.90 |
DisclosureSEC source: 0001450857-17-000016 · edgar.xml · nonDerivative · entry 2 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:27 UTC |
CHOU CHENG-HSIEN PHIDIASVP Worldwide Sales
|
Exercise / conversionCommon Stock | 1,000 | $5.53 | $5,530.00 |
DisclosureSEC source: 0001450857-17-000016 · edgar.xml · nonDerivative · entry 1 CHOU CHENG-HSIEN PHIDIAS · CIK 0001450857 · VP Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
GiftCommon Stock | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · nonDerivative · entry 5 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Indirect · By Child B Disclosed balance after: 12,128 Read SEC document |
| May 31, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
GiftCommon Stock | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · nonDerivative · entry 4 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Indirect · By Child A Disclosed balance after: 12,128 Read SEC document |
| May 31, 2017 Filed Aug 14, 2017 20:46 UTC |
Liaw Yih-Shyan WallyDirector · Secretary & V P of Intl Sales
|
GiftCommon Stock | 2,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001392937-17-000004 · edgar.xml · nonDerivative · entry 3 Liaw Yih-Shyan Wally · CIK 0001392937 · Director · Secretary & V P of Intl Sales 10b5-1 filing: Not disclosed Ownership: Indirect · By Liaw Family Trust Disclosed balance after: 2,049,920 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.