Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2020 Filed Feb 19, 2020 21:53 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 28 | $28.02 | $784.56 |
DisclosureSEC source: 0001758554-20-000028 · wf-form4_158214917915105.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:53 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000028 · wf-form4_158214917915105.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:45 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000027 · wf-form4_158214871221796.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:45 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 154 | $28.02 | $4,315.08 |
DisclosureSEC source: 0001758554-20-000027 · wf-form4_158214871221796.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:45 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000027 · wf-form4_158214871221796.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:35 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000025 · wf-form4_158214811551466.xml · derivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:35 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Tax withholdingCommon Stock | 256 | $28.02 | $7,173.12 |
DisclosureSEC source: 0001758554-20-000025 · wf-form4_158214811551466.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:35 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000025 · wf-form4_158214811551466.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:53 UTC |
Tsai Hwei-Ming FredDirector
|
SaleCommon Stock | 1,000 | $28.62 | $28,621.00 |
DisclosureSEC source: 0001758554-20-000023 · wf-form4_158206280414579.xml · nonDerivative · entry 2 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,000 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:53 UTC |
Tsai Hwei-Ming FredDirector
|
SaleCommon Stock | 2,000 | $28.89 | $57,776.00 |
DisclosureSEC source: 0001758554-20-000023 · wf-form4_158206280414579.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,000 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.861 to $28.92, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 22:20 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 5,000 | $28.99 | $144,970.00 |
DisclosureSEC source: 0001758554-20-000019 · wf-form4_158171879859124.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.72 to $29.11, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 22:24 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 100,000 | $28.76 | $2,875,500.00 |
DisclosureSEC source: 0001758554-20-000021 · wf-form4_158171902292161.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 389,341 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.53 to $29.155, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
SaleCommon Stock | 100,000 | $28.76 | $2,875,500.00 |
DisclosureSEC source: 0001758554-20-000020 · wf-form4_158171894239316.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,341 F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.53 to $29.155, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:46 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000016 · wf-form4_158154394761862.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:46 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 88 | $29.11 | $2,561.24 |
DisclosureSEC source: 0001758554-20-000016 · wf-form4_158154394761862.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 489,341 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:46 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000016 · wf-form4_158154394761862.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 489,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:32 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000017 · wf-form4_158155031741403.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Underlying: Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:32 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 70 | $29.11 | $2,037.35 |
DisclosureSEC source: 0001758554-20-000017 · wf-form4_158155031741403.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:32 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000017 · wf-form4_158155031741403.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:39 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:39 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 88 | $29.11 | $2,561.24 |
DisclosureSEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,341 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:39 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:58 UTC |
TUAN SHERMANDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.68 | $0.00 |
DisclosureSEC source: 0001758554-20-000012 · wf-form4_158093987797149.xml · derivative · entry 3 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This stock option was granted on February 9, 2010. It is fully vested and exercisable. F1 · derivative.exercise_date: This stock option was granted on February 9, 2010. It is fully vested and exercisable. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:58 UTC |
TUAN SHERMANDirector
|
Tax withholdingCommon Stock | 2,213 | $28.66 | $63,424.58 |
DisclosureSEC source: 0001758554-20-000012 · wf-form4_158093987797149.xml · nonDerivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,437 Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:58 UTC |
TUAN SHERMANDirector
|
Exercise / conversionCommon Stock | 5,000 | $12.68 | $63,400.00 |
DisclosureSEC source: 0001758554-20-000012 · wf-form4_158093987797149.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 00:16 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 42,716 | $28.81 | $1,230,647.96 |
DisclosureSEC source: 0001758554-20-000008 · wf-form4_158034338964833.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,222,079 Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 00:19 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 42,716 | $28.81 | $1,230,647.96 |
DisclosureSEC source: 0001758554-20-000010 · wf-form4_158034357823903.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,222,079 Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 00:16 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000008 · wf-form4_158034338964833.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,264,795 Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 00:19 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000010 · wf-form4_158034357823903.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,264,795 Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:41 UTC |
Tsai Hwei-Ming FredDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.68 | $0.00 |
DisclosureSEC source: 0001758554-20-000006 · wf-form4_157981565517789.xml · derivative · entry 2 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option was granted on February 9, 2010. It is fully vested and exercisable. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:41 UTC |
Tsai Hwei-Ming FredDirector
|
Exercise / conversionCommon Stock | 5,000 | $12.68 | $63,400.00 |
DisclosureSEC source: 0001758554-20-000006 · wf-form4_157981565517789.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:44 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,285 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001758554-20-000004 · wf-form4_157929745009948.xml · derivative · entry 8 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,615 Underlying: Common Stock · 16,285 shares Expires 2020-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option was granted on January 25, 2010. It is fully vested and exercisable. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:44 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 16,285 | $11.81 | $192,325.85 |
DisclosureSEC source: 0001758554-20-000004 · wf-form4_157929745009948.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 489,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:43 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,285 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001758554-20-000003 · wf-form4_157929736265192.xml · derivative · entry 8 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,615 Underlying: Common Stock · 16,285 shares Expires 2020-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option was granted on January 25, 2010. It is fully vested and exercisable. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:43 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 16,285 | $11.81 | $192,325.85 |
DisclosureSEC source: 0001758554-20-000003 · wf-form4_157929736265192.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:53 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000075 · wf-form4_157774637404101.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:53 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 779 | $23.80 | $18,540.20 |
DisclosureSEC source: 0001758554-19-000075 · wf-form4_157774637404101.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 22:53 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000075 · wf-form4_157774637404101.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · derivative · entry 6 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · derivative · entry 5 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 354 | $23.80 | $8,425.20 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · nonDerivative · entry 4 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · nonDerivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 188 | $23.80 | $4,474.40 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:01 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000077 · wf-form4_157774685557726.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:05 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000079 · wf-form4_157774711665189.xml · derivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:05 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Tax withholdingCommon Stock | 1,299 | $23.80 | $30,916.20 |
DisclosureSEC source: 0001758554-19-000079 · wf-form4_157774711665189.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:05 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000079 · wf-form4_157774711665189.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $22.18 | $7,208.50 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.