Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Chief Financial Officer | November 16, 2020 | November 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date November 16, 2020 · Filed November 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,845 |
Ending reported balance
After 2020-11-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-16 · Exercise / conversion · Acquired 937 · Balance 9,170 F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Row 2 · 2020-11-16 · Tax withholding · Disposed 325 · Balance 8,845 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 938 |
Reported balance
After 2020-11-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-16 · Exercise / conversion · Disposed 937 · Balance 938 F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $29.49 | $9,584.25 |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,845 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $26.10 | $8,482.50 |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,233 Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 16, 2020 Filed May 19, 2020 16:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2020 Filed May 19, 2020 16:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $23.29 | $7,569.25 |
DisclosureSEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,620 Read SEC document |
| May 16, 2020 Filed May 19, 2020 16:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 384 | $28.02 | $10,759.68 |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,008 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $22.18 | $7,208.50 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 17:06 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000070 · wf-form4_157420115217327.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $19.30 | $6,272.50 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,842 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,563 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 316 | $20.02 | $6,326.32 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,229 Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 384 | $19.76 | $7,587.84 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,608 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,438 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $14.30 | $4,647.50 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $19.15 | $6,223.75 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · derivative · entry 6 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 325 | $23.90 | $7,767.50 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 4 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,829 Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · derivative · entry 5 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 1,533 | $19.10 | $29,280.30 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.