Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,712,854 F2 · shares: This transaction represents charitable contributions by the reporting person's spouse. Read SEC document |
| May 15, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,712,854 F2 · shares: This transaction represents charitable contributions by the reporting person. Read SEC document |
| May 15, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,712,854 F2 · shares: This transaction represents charitable contributions by the reporting person. Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By child E Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By child D Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By child C Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By child B Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By child A Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:21 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GiftCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,212,854 F1 · shares: This transaction represents gifting a total of 6,250 shares equally divided among the 5 children. Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child E Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child D Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child C Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child B Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child A Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:14 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,212,854 F1 · shares: This transaction represents gifting a total of 6,250 shares equally divided among the 5 children. Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child E Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child D Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child C Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child B Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child A Disclosed balance after: 2,327 Read SEC document |
| May 13, 2020 Filed Jul 2, 2020 21:12 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,212,854 F1 · shares: This transaction represents gifting a total of 6,250 shares equally divided among the 5 children. Read SEC document |
| May 10, 2020 Filed May 12, 2020 20:38 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000044 · wf-form4_158931586924376.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2020 Filed May 12, 2020 20:38 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 70 | $25.42 | $1,779.40 |
DisclosureSEC source: 0001758554-20-000044 · wf-form4_158931586924376.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 Read SEC document |
| May 10, 2020 Filed May 12, 2020 20:38 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000044 · wf-form4_158931586924376.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:31 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 2,975 | $21.28 | $63,308.00 |
DisclosureSEC source: 0001758554-20-000042 · wf-form4_158586305920363.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,219,104 F1 · kind: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:29 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 2,975 | $21.28 | $63,308.00 |
DisclosureSEC source: 0001758554-20-000041 · wf-form4_158586295535802.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,219,104 F1 · kind: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:24 UTC |
TUAN SHERMANDirector
|
GrantRestricted Stock Units · Derivative | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000040 · wf-form4_158570064231125.xml · derivative · entry 3 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:24 UTC |
TUAN SHERMANDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000040 · wf-form4_158570064231125.xml · derivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:19 UTC |
FAIRFAX DANIEL WDirector
|
GrantRestricted Stock Units · Derivative | 10,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000038 · wf-form4_158570035539273.xml · derivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2020. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2020. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:18 UTC |
LIU TALLY CDirector
|
GrantRestricted Stock Units · Derivative | 15,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000037 · wf-form4_158570028024907.xml · derivative · entry 1 LIU TALLY C · CIK 0001208730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 Underlying: Common Stock · 15,300 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (4,500 restricted stock units for FY19 and 10,800 for FY20). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (4,500 restricted stock units for FY19 and 10,800 for FY20). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:15 UTC |
Tseng SariaDirector
|
GrantRestricted Stock Units · Derivative | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000034 · wf-form4_158570013448557.xml · derivative · entry 2 Tseng Saria · CIK 0001312593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:15 UTC |
Tseng SariaDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000034 · wf-form4_158570013448557.xml · derivative · entry 1 Tseng Saria · CIK 0001312593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:19 UTC |
Tsai Hwei-Ming FredDirector
|
GrantRestricted Stock Units · Derivative | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000039 · wf-form4_158570036346956.xml · derivative · entry 3 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:19 UTC |
Tsai Hwei-Ming FredDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000039 · wf-form4_158570036346956.xml · derivative · entry 2 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:17 UTC |
KAO GEORGESVP, OPERATIONS
|
GrantRestricted Stock Units · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000036 · wf-form4_158570020829733.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 Underlying: Common Stock · 3,380 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:17 UTC |
KAO GEORGESVP, OPERATIONS
|
GrantStock Option (right to buy) · Derivative | 1,560 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000036 · wf-form4_158570020829733.xml · derivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 Underlying: Common Stock · 1,560 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date is March 27, 2020. The option is generally exercisable at the rate of 56.25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:17 UTC |
McAndrews Michael SDirector
|
GrantRestricted Stock Units · Derivative | 21,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000035 · wf-form4_158570020382833.xml · derivative · entry 2 McAndrews Michael S · CIK 0001634055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:17 UTC |
McAndrews Michael SDirector
|
GrantStock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000035 · wf-form4_158570020382833.xml · derivative · entry 1 McAndrews Michael S · CIK 0001634055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date for the option, which was granted with respect to service in fiscal 2018, is March 27, 2020. The option generally becomes exercisable in full on the first anniversary of the vesting commencement date. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:08 UTC |
Hsu AlexChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000032 · wf-form4_158569967891213.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in substantially equal installments on each of May 10, 2021 and November 10, 2021. Each installment is subject to potential increase based on performance with respect to applicable performance objectives. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in substantially equal installments on each of May 10, 2021 and November 10, 2021. Each installment is subject to potential increase based on performance with respect to applicable performance objectives. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 00:08 UTC |
Hsu AlexChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001758554-20-000032 · wf-form4_158569967891213.xml · derivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2030-03-27 F1 · derivative.exercise_date: The vesting commencement date is March 27, 2020. The option is generally exercisable at the rate of 87.5% of the option granted on the first anniversary of the vesting commencement date, and then the remaining 12.5% of the option on June 27, 2021. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 384 | $28.02 | $10,759.68 |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,008 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:44 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000026 · wf-form4_158214862661238.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · derivative · entry 6 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · derivative · entry 5 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,375 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 25 | $28.02 | $700.50 |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · nonDerivative · entry 4 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 61 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · nonDerivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 154 | $28.02 | $4,315.08 |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,205 Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 23:22 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000029 · wf-form4_158215450512501.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:53 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000028 · wf-form4_158214917915105.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469 Underlying: Common Stock · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.