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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2020 Filed Aug 18, 2020 21:18 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 130 $26.10 $3,393.00
Disclosure

SEC source: 0001758554-20-000066 · wf-form4_159778547081944.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:18 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000066 · wf-form4_159778547081944.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:21 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000067 · wf-form4_159778566737894.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:21 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 130 $26.10 $3,393.00
Disclosure

SEC source: 0001758554-20-000067 · wf-form4_159778566737894.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,774

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:21 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000067 · wf-form4_159778566737894.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:13 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000065 · wf-form4_159778521053664.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:13 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Tax withholdingCommon Stock 217 $26.10 $5,663.70
Disclosure

SEC source: 0001758554-20-000065 · wf-form4_159778521053664.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Read SEC document
August 16, 2020 Filed Aug 18, 2020 21:13 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000065 · wf-form4_159778521053664.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:33 UTC
Hsu AlexChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000063 · wf-form4_159726798584400.xml · derivative · entry 3

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:33 UTC
Hsu AlexChief Operating Officer
Tax withholdingCommon Stock 59 $30.21 $1,782.39
Disclosure

SEC source: 0001758554-20-000063 · wf-form4_159726798584400.xml · nonDerivative · entry 2

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:33 UTC
Hsu AlexChief Operating Officer
Exercise / conversionCommon Stock 170 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000063 · wf-form4_159726798584400.xml · nonDerivative · entry 1

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:13 UTC
CLEGG DON WSVP, Worldwide Sales
GrantRestricted Stock Units · Derivative 3,380 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000087 · wf-form4_160020441876683.xml · derivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:13 UTC
CLEGG DON WSVP, Worldwide Sales
GrantEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001758554-20-000087 · wf-form4_160020441876683.xml · derivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:11 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000086 · wf-form4_160020429823337.xml · derivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,150

Underlying: Common Stock · 3,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:11 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0001758554-20-000086 · wf-form4_160020429823337.xml · derivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2025-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantRestricted Stock Units · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000085 · wf-form4_160020369771276.xml · derivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 3,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0001758554-20-000085 · wf-form4_160020369771276.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2025-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 20:59 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000084 · wf-form4_160020357247948.xml · derivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 20:59 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $30.33 $0.00
Disclosure

SEC source: 0001758554-20-000084 · wf-form4_160020357247948.xml · derivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2030-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 2,975 $28.39 $84,460.25
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,709,879

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:14 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,975 $28.39 $84,460.25
Disclosure

SEC source: 0001758554-20-000059 · wf-form4_159372442292437.xml · nonDerivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709,879

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:12 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,975 $28.39 $84,460.25
Disclosure

SEC source: 0001758554-20-000058 · wf-form4_159372428478329.xml · nonDerivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709,879

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,485 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · derivative · entry 6

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,485 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The vesting commencement date was April 17, 2010. The option was exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
SaleCommon Stock 7,485 $25.22 $188,803.89
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · nonDerivative · entry 4

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,529

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.42, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 7,485 $13.61 $101,870.85
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · nonDerivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,485 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · derivative · entry 5

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

Underlying: Common Stock · 7,485 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The vesting commencement date was April 17, 2010. The option was exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
SaleCommon Stock 7,485 $25.33 $189,627.24
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,529

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.24 to $25.44, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 7,485 $13.61 $101,870.85
Disclosure

SEC source: 0001758554-20-000056 · wf-form4_159104753540205.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:40 UTC SaleCommon Stock 2,000 $25.25 $50,500.00
Disclosure

SEC source: 0001758554-20-000054 · wf-form4_159018003060784.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.50, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC SaleCommon Stock 2,000 $25.50 $51,004.60
Disclosure

SEC source: 0001758554-20-000054 · wf-form4_159018003060784.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.395 to $25.6096, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:49 UTC SaleCommon Stock 3,000 $24.84 $74,505.00
Disclosure

SEC source: 0001758554-20-000052 · wf-form4_159000772745646.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.73 to $24.867, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:49 UTC SaleCommon Stock 2,000 $24.50 $49,000.00
Disclosure

SEC source: 0001758554-20-000052 · wf-form4_159000772745646.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

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May 16, 2020 Filed May 19, 2020 16:52 UTC
Bauer Kevin SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 937 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · derivative · entry 3

Bauer Kevin S · CIK 0001300264 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 16, 2020 Filed May 19, 2020 16:52 UTC
Bauer Kevin SChief Financial Officer
Tax withholdingCommon Stock 325 $23.29 $7,569.25
Disclosure

SEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · nonDerivative · entry 2

Bauer Kevin S · CIK 0001300264 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,620

Read SEC document
May 16, 2020 Filed May 19, 2020 16:52 UTC
Bauer Kevin SChief Financial Officer
Exercise / conversionCommon Stock 937 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000048 · wf-form4_158992150685834.xml · nonDerivative · entry 1

Bauer Kevin S · CIK 0001300264 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · derivative · entry 6

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · derivative · entry 5

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 127 $23.29 $2,957.83
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · nonDerivative · entry 4

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,529

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · nonDerivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 21 $23.29 $489.09
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,281

Read SEC document
May 16, 2020 Filed May 19, 2020 20:55 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 61 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000050 · wf-form4_158992172141477.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:54 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000049 · wf-form4_158992162320295.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:54 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Tax withholdingCommon Stock 211 $23.29 $4,914.19
Disclosure

SEC source: 0001758554-20-000049 · wf-form4_158992162320295.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

Read SEC document
May 16, 2020 Filed May 19, 2020 20:54 UTC
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000049 · wf-form4_158992162320295.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:47 UTC
Hsu AlexChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000046 · wf-form4_158992123134722.xml · derivative · entry 3

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:47 UTC
Hsu AlexChief Operating Officer
Tax withholdingCommon Stock 23 $23.29 $535.67
Disclosure

SEC source: 0001758554-20-000046 · wf-form4_158992123134722.xml · nonDerivative · entry 2

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

Read SEC document
May 16, 2020 Filed May 19, 2020 20:47 UTC
Hsu AlexChief Operating Officer
Exercise / conversionCommon Stock 67 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000046 · wf-form4_158992123134722.xml · nonDerivative · entry 1

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:49 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000047 · wf-form4_158992133983592.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2020 Filed May 19, 2020 20:49 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 142 $23.29 $3,307.18
Disclosure

SEC source: 0001758554-20-000047 · wf-form4_158992133983592.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Read SEC document
May 16, 2020 Filed May 19, 2020 20:49 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000047 · wf-form4_158992133983592.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.