Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2020 Filed Nov 20, 2020 22:17 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Child A Disclosed balance after: 3,327 Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 22:17 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,701,904 F1 · shares: This transaction represents gifting a total of 5,000 shares equally divided among the 5 children. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $29.49 | $9,584.25 |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,845 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 17:21 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000104 · wf-form4_160573807280123.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:32 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 14,231 | $30.00 | $426,930.00 |
DisclosureSEC source: 0001758554-20-000108 · wf-form4_160573875586252.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 375,110 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:31 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
SaleCommon Stock | 14,231 | $30.00 | $426,930.00 |
DisclosureSEC source: 0001758554-20-000107 · wf-form4_160573867059998.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,110 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:20 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000103 · wf-form4_160573799558038.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:20 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 130 | $29.49 | $3,833.70 |
DisclosureSEC source: 0001758554-20-000103 · wf-form4_160573799558038.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,019 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:20 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000103 · wf-form4_160573799558038.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:17 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000102 · wf-form4_160573784350061.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268 Underlying: Common Stock · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:17 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 24 | $29.49 | $707.76 |
DisclosureSEC source: 0001758554-20-000102 · wf-form4_160573784350061.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:17 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000102 · wf-form4_160573784350061.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:16 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000101 · wf-form4_160573776429562.xml · derivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:16 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Tax withholdingCommon Stock | 217 | $29.49 | $6,399.33 |
DisclosureSEC source: 0001758554-20-000101 · wf-form4_160573776429562.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:16 UTC |
WEIGAND DAVID ESVP, CHIEF COMPLIANCE OFFICER
|
Exercise / conversionCommon Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000101 · wf-form4_160573776429562.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, CHIEF COMPLIANCE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:14 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000100 · wf-form4_160573765950774.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:14 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 130 | $29.49 | $3,833.70 |
DisclosureSEC source: 0001758554-20-000100 · wf-form4_160573765950774.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,747 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:14 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000100 · wf-form4_160573765950774.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:49 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000098 · wf-form4_160521774067692.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 Underlying: Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:49 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 59 | $27.78 | $1,638.73 |
DisclosureSEC source: 0001758554-20-000098 · wf-form4_160521774067692.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:49 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000098 · wf-form4_160521774067692.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:48 UTC |
CHAN SHIU LEUNGDirector
|
GrantRestricted Stock Units · Derivative | 5,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000096 · wf-form4_160469930734061.xml · derivative · entry 1 CHAN SHIU LEUNG · CIK 0001190814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,168 Underlying: Common Stock · 5,168 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: On November 5, 2020, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2021. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: On November 5, 2020, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2021. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 20:33 UTC |
KAO GEORGESVP, OPERATIONS
|
GrantRestricted Stock Units · Derivative | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000092 · wf-form4_160400357717152.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,430 Underlying: Common Stock · 2,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 20:33 UTC |
KAO GEORGESVP, OPERATIONS
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,410 | $0.00 Strike: $23.74 | $0.00 |
DisclosureSEC source: 0001758554-20-000092 · wf-form4_160400357717152.xml · derivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,410 Underlying: Common Stock · 5,410 shares Expires 2030-10-27 F1 · derivative.exercise_date: The vesting commencement date is October 27, 2020. The option is generally exercisable at the rate of 25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:45 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 2,975 | $26.40 | $78,540.00 |
DisclosureSEC source: 0001758554-20-000090 · wf-form4_160167150389205.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,706,904 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:43 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 2,975 | $26.40 | $78,540.00 |
DisclosureSEC source: 0001758554-20-000089 · wf-form4_160167138328783.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706,904 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,350 | $0.00 Strike: $17.69 | $0.00 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · derivative · entry 7 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,650 Underlying: Common Stock · 2,350 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $15.54 | $0.00 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · derivative · entry 6 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 2,650 | $27.18 | $72,023.03 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · nonDerivative · entry 5 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.13 to $27.27, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 2,350 | $27.08 | $63,631.66 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · nonDerivative · entry 4 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.955 to $27.16, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionCommon Stock | 2,350 | $17.69 | $41,571.50 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · nonDerivative · entry 3 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 5,000 | $27.03 | $135,137.50 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · nonDerivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.97 to $27.08, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionCommon Stock | 5,000 | $15.54 | $77,700.00 |
DisclosureSEC source: 0001758554-20-000082 · wf-form4_159899337539116.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 21:36 UTC |
Tsai Hwei-Ming FredDirector
|
SaleCommon Stock | 2,000 | $26.00 | $52,000.00 |
DisclosureSEC source: 0001758554-20-000080 · wf-form4_159865057560985.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,000 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 20:41 UTC |
Tsai Hwei-Ming FredDirector
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SaleCommon Stock | 1,000 | $26.50 | $26,500.00 |
DisclosureSEC source: 0001758554-20-000078 · wf-form4_159856087360745.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,000 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 20:41 UTC |
Tsai Hwei-Ming FredDirector
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SaleCommon Stock | 3,000 | $26.83 | $80,499.00 |
DisclosureSEC source: 0001758554-20-000072 · wf-form4_159838808336535.xml · nonDerivative · entry 1 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $26.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:46 UTC |
TUAN SHERMANDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000075 · wf-form4_159838838878790.xml · derivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 16:38 UTC |
FAIRFAX DANIEL WDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000071 · wf-form4_159838790805564.xml · derivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:47 UTC |
LIU TALLY CDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000076 · wf-form4_159838845182761.xml · derivative · entry 1 LIU TALLY C · CIK 0001208730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:45 UTC |
Tseng SariaDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000074 · wf-form4_159838831191267.xml · derivative · entry 1 Tseng Saria · CIK 0001312593 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:43 UTC |
McAndrews Michael SDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000073 · wf-form4_159838818785741.xml · derivative · entry 1 McAndrews Michael S · CIK 0001634055 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:41 UTC |
Tsai Hwei-Ming FredDirector
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GrantRestricted Stock Units · Derivative | 8,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000072 · wf-form4_159838808336535.xml · derivative · entry 2 Tsai Hwei-Ming Fred · CIK 0001392936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 Underlying: Common Stock · 8,289 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. F3 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC |
Bauer Kevin SChief Financial Officer
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Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $26.10 | $8,482.50 |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,233 Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 17:26 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000069 · wf-form4_159778600074865.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:23 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000068 · wf-form4_159778577810907.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:23 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 24 | $26.10 | $626.40 |
DisclosureSEC source: 0001758554-20-000068 · wf-form4_159778577810907.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,101 Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:23 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-20-000068 · wf-form4_159778577810907.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 21:18 UTC |
KAO GEORGESVP, OPERATIONS
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Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-20-000066 · wf-form4_159778547081944.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.