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SM

SM Energy Co

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Tapewire entity
3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2017 Filed Mar 10, 2017 21:48 UTC PurchaseCommon Stock; $.01 Par Value 1,000 $23.36 $23,355.00
Disclosure

SEC source: 0000893538-17-000035 · wf-form4_148918250594675.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,381

Read SEC document
March 08, 2017 Filed Mar 10, 2017 19:25 UTC PurchaseCommon Stock; $.01 Par Value 200 $24.32 $4,863.98
Disclosure

SEC source: 0000893538-17-000033 · wf-form4_148917388827685.xml · nonDerivative · entry 2

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,479

Read SEC document
March 08, 2017 Filed Mar 10, 2017 19:25 UTC PurchaseCommon Stock; $.01 Par Value 4,800 $24.31 $116,697.12
Disclosure

SEC source: 0000893538-17-000033 · wf-form4_148917388827685.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,279

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March 08, 2017 Filed Mar 10, 2017 16:54 UTC PurchaseCommon Stock, $.01 Par Value 1,500 $23.40 $35,094.00
Disclosure

SEC source: 0000893538-17-000027 · wf-form4_148916483985335.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,205

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March 08, 2017 Filed Mar 10, 2017 16:52 UTC PurchaseCommon Stock; $.01 Par Value 20,000 $24.59 $491,800.00
Disclosure

SEC source: 0000893538-17-000025 · wf-form4_148916472895109.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,429

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February 27, 2017 Filed Feb 28, 2017 23:33 UTC PurchaseCommon Stock, $.01 Par Value 1,000 $25.42 $25,422.00
Disclosure

SEC source: 0000893538-17-000021 · wf-form4_148832480330509.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,705

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February 27, 2017 Filed Feb 28, 2017 23:31 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock; $.01 Par Value 5,000 $25.22 $126,100.00
Disclosure

SEC source: 0000893538-17-000019 · wf-form4_148832467803005.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,102

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February 27, 2017 Filed Feb 28, 2017 23:30 UTC
Copeland David WEVP, GC & Corp. Sec.
PurchaseCommon Stock; $.01 Par Value 10,000 $25.22 $252,200.00
Disclosure

SEC source: 0000893538-17-000017 · wf-form4_148832458786073.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,451

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February 27, 2017 Filed Feb 28, 2017 23:28 UTC PurchaseCommon Stock; $.01 Par Value 200 $25.70 $5,140.00
Disclosure

SEC source: 0000893538-17-000015 · wf-form4_148832446392574.xml · nonDerivative · entry 2

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,479

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:28 UTC PurchaseCommon Stock; $.01 Par Value 9,800 $25.69 $251,762.00
Disclosure

SEC source: 0000893538-17-000015 · wf-form4_148832446392574.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,279

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:32 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 600 $25.69 $15,414.00
Disclosure

SEC source: 0000893538-17-000023 · wf-form4_148840753915086.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,037

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:32 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 400 $25.71 $10,282.00
Disclosure

SEC source: 0000893538-17-000023 · wf-form4_148840753915086.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,437

Read SEC document
December 31, 2016 Filed Feb 28, 2017 23:31 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock; $.01 Par Value 117 $23.87 $2,792.56
Disclosure

SEC source: 0000893538-17-000019 · wf-form4_148832467803005.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,102

F1 · kind: The reporting person purchased 117 shares of the issuer's common stock on December 31, 2016, through the issuer's Employee Stock Purchase Plan.

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December 31, 2016 Filed Mar 1, 2017 22:32 UTC
Vogel Herbert SEVP - Operations
OtherCommon Stock; $.01 Par Value 173 $23.87 $4,129.16
Disclosure

SEC source: 0000893538-17-000023 · wf-form4_148840753915086.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,037

F1 · kind: The reporting person purchased 173 shares of the issuer's common stock on December 31, 2016, through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2016 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 75 $23.87 $1,790.10
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,618

F1 · kind: The reporting person purchased 75 shares of the issuer's common stock on December 30, 2016 through the issuer's Employee Stock Purchase Plan.

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December 30, 2016 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
OtherCommon Stock, $.01 Par Value 412 $23.87 $9,833.62
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 1

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,741

F1 · kind: The reporting person purchased 412 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.

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December 30, 2016 Filed Jul 6, 2017 20:26 UTC OtherCommon Stock; $.01 Par Value 26 $23.87 $620.57
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,578

F1 · kind: The reporting person purchased 26 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2016 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 362 $23.87 $8,640.22
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 14,277

F2 · kind: The reporting person's husband purchased 362 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

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December 30, 2016 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 356 $23.87 $8,497.01
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,491

F1 · kind: The reporting person purchased 356 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2016 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
OtherCommon Stock: $.01 Par Value 157 $23.87 $3,747.28
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,574

F1 · kind: The reporting person purchased 157 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan.

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November 14, 2016 Filed Dec 7, 2016 23:46 UTC GiftCommon Stock; $.01 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-16-000229 · wf-form4_148115435979781.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,552

Read SEC document
November 08, 2016 Filed Dec 7, 2016 23:44 UTC
Ottoson Javan DDirector · President & CEO
GiftCommon Stock; $.01 Par Value 4,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-16-000227 · wf-form4_148115426816792.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,985

Read SEC document
September 29, 2016 Filed Oct 3, 2016 20:03 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
SaleCommon Stock: $.01 Par Value 661 $40.00 $26,440.00
Disclosure

SEC source: 0000893538-16-000208 · wf-form4_147552498821536.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 24, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.