Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SM Energy CoSM · Entity 3577 | VP, Controller & Asst. Sec. | July 30, 2018 | July 30, 2018 |
| ULTRA PETROLEUM CORPUPLCQ · Entity 146651 | VP, Chf Acctg Ofr, Controller | September 08, 2020 | September 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SM Energy Co
Report date July 30, 2018 · Filed July 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,360 |
Reported balance
After 2018-07-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-30 · Grant · Acquired 4,360 · Balance 4,360 F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
ULTRA PETROLEUM CORP
Report date September 08, 2020 · Filed September 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-08 transaction · row 1
1 source rowRow 1 · 2020-09-08 · Sale · Disposed 16,778 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 186,667 |
Reported balance
Holding disclosure · report date 2020-09-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 186,667 F1: Such time-based restricted stock units converted into common stock on a one-for-one basis. F2: On June 17, 2019, the Reporting Person was granted 70,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on June 17, 2020. F3: Following the transaction reported herein, 46,667 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on June 17, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F4: (Continued from Footnote 3) 140,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Such time-based restricted stock units converted into common stock on a one-for-one basis.
F2: On June 17, 2019, the Reporting Person was granted 70,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on June 17, 2020.
F3: Following the transaction reported herein, 46,667 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on June 17, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest.
F4: (Continued from Footnote 3) 140,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2020 Filed Sep 9, 2020 12:52 UTC | ULTRA PETROLEUM CORP UPLCQ · Entity 146651 | SaleCommon Stock | 16,778 | $0.01 | $104.02 |
DisclosureSEC source: 0001022646-20-000024 · primary_doc.xml · nonDerivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Chf Acctg Ofr, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:20 UTC | ULTRA PETROLEUM CORP UPLCQ · Entity 146651 | Exercise / conversionRestricted Stock Units · Derivative | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001022646-20-000019 · primary_doc.xml · derivative · entry 3 Solomon Mark T · CIK 0001379283 · VP, Chf Acctg Ofr, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,667 Underlying: Common Stock · 23,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Such time-based restricted stock units converted into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 17, 2019, the Reporting Person was granted 70,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on June 17, 2020. F2 · derivative.expiration_date: On June 17, 2019, the Reporting Person was granted 70,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on June 17, 2020. F3 · balance_after: Following the transaction reported herein, 46,667 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on June 17, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F4 · balance_after: (Continued from Footnote 3) 140,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:20 UTC | ULTRA PETROLEUM CORP UPLCQ · Entity 146651 | Tax withholdingCommon Stock | 6,555 | $0.02 | $157.32 |
DisclosureSEC source: 0001022646-20-000019 · primary_doc.xml · nonDerivative · entry 2 Solomon Mark T · CIK 0001379283 · VP, Chf Acctg Ofr, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,778 Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:20 UTC | ULTRA PETROLEUM CORP UPLCQ · Entity 146651 | Exercise / conversionCommon Stock | 23,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001022646-20-000019 · primary_doc.xml · nonDerivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Chf Acctg Ofr, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Such time-based restricted stock units converted into common stock on a one-for-one basis. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 06:06 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | GrantRestricted Stock Units · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017359 · doc4.xml · derivative · entry 2 Solomon Mark T · CIK 0001379283 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 140,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: The restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. F3 · derivative.expiration_date: The restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 06:06 UTC | ULTRA PETROLEUM CORP UPL · Entity 146651 | GrantRestricted Stock Units · Derivative | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017359 · doc4.xml · derivative · entry 1 Solomon Mark T · CIK 0001379283 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. F2 · derivative.exercise_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on June 17, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. F2 · derivative.expiration_date: The restricted stock units are time-based and will vest, if at all, in three equal annual installments beginning on June 17, 2020. The award will terminate and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 22:49 UTC | SM Energy Co SM · Entity 3577 | GrantRestricted Stock Units · Derivative | 4,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-18-000094 · wf-form4_153299092802747.xml · derivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360 Underlying: Common Stock · 4,360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 1,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · derivative · entry 10 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock · 1,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · derivative · entry 9 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653 Underlying: Common Stock · 653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · derivative · entry 8 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 409 | $25.69 | $10,507.21 |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 7 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,854 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 1,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 6 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 190 | $25.69 | $4,881.10 |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 5 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,852 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 4 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 139 | $25.69 | $3,570.91 |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 3 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,389 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 2 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 16:46 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock, $.01 Par Value | 628 | $18.77 | $11,786.30 |
DisclosureSEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,051 F1 · kind: The reporting person purchased 628 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:57 UTC | SM Energy Co SM · Entity 3577 | GrantRestricted Stock Units · Derivative | 4,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-17-000112 · wf-form4_150171106010342.xml · derivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Underlying: Common Stock · 4,235 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 11 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306 Underlying: Common Stock · 653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 10 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 9 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 209 | $16.53 | $3,454.77 |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 8 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,423 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 7 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 153 | $16.53 | $2,529.09 |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 6 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,979 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 5 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock, $.01 Par Value | 89 | $16.53 | $1,471.17 |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 4 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,655 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock, $.01 Par Value | 278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 3 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock, $.01 Par Value | 725 | $14.05 | $10,186.25 |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 2 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,466 F2 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan. Read SEC document |
| December 30, 2016 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock, $.01 Par Value | 412 | $23.87 | $9,833.62 |
DisclosureSEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 1 Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,741 F1 · kind: The reporting person purchased 412 shares of the issuer's common stock on December 30, 2016, through the issuer's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.