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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 101 $16.53 $1,669.53
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,288

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 381 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 204 $16.53 $3,372.12
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,875

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 743 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 53 $16.53 $876.09
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 8

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,008

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 199 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 7

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 102 $16.53 $1,686.06
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,336

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 372 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · derivative · entry 11

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Underlying: Common Stock · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 341 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · derivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 228 $16.53 $3,768.84
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,564

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 157 $16.53 $2,595.21
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,961

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 94 $16.53 $1,553.82
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,546

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 341 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · derivative · entry 7

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Common Stock · 1,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · derivative · entry 6

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Underlying: Common Stock · 1,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 694 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · derivative · entry 5

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionCommon Stock; $.01 Par Value 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · nonDerivative · entry 4

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionCommon Stock; $.01 Par Value 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · nonDerivative · entry 3

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
Exercise / conversionCommon Stock; $.01 Par Value 694 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 203 $14.05 $2,852.15
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,821

F2 · kind: The reporting person purchased 203 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock; $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,827

F1 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
OtherCommon Stock; $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,762

F1 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
OtherCommon Stock, $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 2

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466

F2 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2017 Filed Jul 6, 2017 20:26 UTC OtherCommon Stock; $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,303

F2 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

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June 30, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,882

F1 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

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June 30, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 585 $14.05 $8,219.25
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 14,862

F5 · kind: The reporting person's husband purchased 585 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

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June 30, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 575 $14.05 $8,078.75
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,066

F4 · kind: The reporting person purchased 575 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

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June 30, 2017 Filed Jul 6, 2017 20:25 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
OtherCommon Stock: $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000089 · wf-form4_149937270383533.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,299

F2 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

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June 30, 2017 Filed Jul 6, 2017 20:24 UTC
Copeland David WEVP, GC & Corp. Sec.
OtherCommon Stock; $.01 Par Value 725 $14.05 $10,186.25
Disclosure

SEC source: 0000893538-17-000088 · wf-form4_149937268067795.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,176

F1 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan.

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June 15, 2017 Filed Jun 15, 2017 19:58 UTC GrantCommon Stock; $.01 Par Value 8,794 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000074 · wf-form4_149755670765609.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,175

F1 · kind: On June 15, 2017, the reporting person was granted 8,794 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 15, 2017 Filed Jun 15, 2017 20:00 UTC GrantCommon Stock; $.01 Par Value 18,809 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000076 · wf-form4_149755680885056.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,288

F1 · kind: On June 15, 2017, the reporting person was granted 13,191 shares of the issuer's common stock for compensation as a board member. The reporting person was also granted 5,618 shares of the issuer's common stock as compensation for his role as Non-Executive Chairman of the Board of Directors. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 15, 2017 Filed Jun 15, 2017 19:56 UTC GrantRestricted Stock Units · Derivative 8,794 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000072 · wf-form4_149755659039750.xml · derivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

Underlying: Common Stock · 8,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier.

F2 · shares: On June 15, 2017, the reporting person was granted 8,794 of the issuer's restricted stock units for compensation as a board member.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier.

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June 15, 2017 Filed Jun 15, 2017 19:54 UTC GrantCommon Stock, $.01 Par Value 8,794 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000070 · wf-form4_149755644536571.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,999

F1 · kind: On June 15, 2017, the reporting person was granted 8,794 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 15, 2017 Filed Jun 15, 2017 19:51 UTC GrantCommon Stock 13,191 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000068 · wf-form4_149755627504740.xml · nonDerivative · entry 1

LEIKER LOREN M · CIK 0001189094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,718

F1 · kind: On June 15, 2017, the reporting person was granted 13,191 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 15, 2017 Filed Jun 15, 2017 19:49 UTC GrantCommon Stock; $.01 Par Value 13,191 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000066 · wf-form4_149755614413417.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · kind: On June 15, 2017, the reporting person was granted 13,191 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 15, 2017 Filed Jun 15, 2017 19:47 UTC GrantCommon Stock; $.01 Par Value 8,794 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000064 · wf-form4_149755603682925.xml · nonDerivative · entry 1

BICKLE LARRY W · CIK 0000939252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,914

F1 · kind: On June 15, 2017, the reporting person was granted 8,794 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2017.

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June 08, 2017 Filed Jun 9, 2017 20:25 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock; $.01 Par Value 1,000 $16.14 $16,135.40
Disclosure

SEC source: 0000893538-17-000061 · wf-form4_149703992945077.xml · nonDerivative · entry 3

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,102

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June 08, 2017 Filed Jun 9, 2017 20:25 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock; $.01 Par Value 800 $16.75 $13,400.08
Disclosure

SEC source: 0000893538-17-000061 · wf-form4_149703992945077.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,102

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June 08, 2017 Filed Jun 9, 2017 20:25 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock; $.01 Par Value 200 $16.77 $3,353.00
Disclosure

SEC source: 0000893538-17-000061 · wf-form4_149703992945077.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,302

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June 08, 2017 Filed Jun 9, 2017 20:24 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 1,000 $16.20 $16,199.00
Disclosure

SEC source: 0000893538-17-000060 · wf-form4_149703986902494.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,037

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June 08, 2017 Filed Jun 9, 2017 20:24 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 1,400 $16.81 $23,527.00
Disclosure

SEC source: 0000893538-17-000060 · wf-form4_149703986902494.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,037

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June 08, 2017 Filed Jun 9, 2017 20:24 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 600 $16.80 $10,080.06
Disclosure

SEC source: 0000893538-17-000060 · wf-form4_149703986902494.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,637

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March 13, 2017 Filed Mar 15, 2017 21:26 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 1,000 $21.84 $21,835.40
Disclosure

SEC source: 0000893538-17-000040 · wf-form4_148961317610546.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,037

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March 08, 2017 Filed Mar 10, 2017 17:33 UTC PurchaseCommon Stock; $.01 Par Value 20,000 $24.57 $491,472.00
Disclosure

SEC source: 0000893538-17-000031 · wf-form4_148916719780280.xml · nonDerivative · entry 1

LEIKER LOREN M · CIK 0001189094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,527

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March 08, 2017 Filed Mar 10, 2017 16:56 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 2,000 $23.10 $46,190.00
Disclosure

SEC source: 0000893538-17-000029 · wf-form4_148916497780959.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,037

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.