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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Jul 5, 2018 16:42 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 203 $25.69 $5,215.07
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,663

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 140 $25.69 $3,596.60
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,035

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:42 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 572 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 470 $18.77 $8,820.96
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,479

F2 · kind: The reporting person purchased 470 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock; $.01 Par Value 1,118 $18.77 $20,982.62
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,969

F1 · kind: The reporting person purchased 1,118 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
OtherCommon Stock; $.01 Par Value 865 $18.77 $16,234.32
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,309

F1 · kind: The reporting person purchased 865 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 456 $18.77 $8,558.21
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 16,425

F5 · kind: The reporting person's husband purchased 456 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 444 $18.77 $8,332.99
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,365

F4 · kind: The reporting person purchased 444 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:50 UTC OtherCommon Stock; $.01 Par Value 1,132 $18.77 $21,245.38
Disclosure

SEC source: 0000893538-18-000068 · wf-form4_153080938563263.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,976

F1 · kind: The reporting person purchased 1,132 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:46 UTC
Solomon Mark TVP, Controller & Asst. Sec.
OtherCommon Stock, $.01 Par Value 628 $18.77 $11,786.30
Disclosure

SEC source: 0000893538-18-000064 · wf-form4_153080916285522.xml · nonDerivative · entry 1

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,051

F1 · kind: The reporting person purchased 628 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:48 UTC
Copeland David WEVP and General Counsel
OtherCommon Stock; $.01 Par Value 1,132 $18.77 $21,245.38
Disclosure

SEC source: 0000893538-18-000066 · wf-form4_153080926926751.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,894

F1 · kind: The reporting person purchased 1,132 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:44 UTC
Newton Lehman E IIISr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 1,132 $18.77 $21,245.38
Disclosure

SEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,610

F1 · kind: The reporting person purchased 1,132 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 5, 2018 16:42 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
OtherCommon Stock: $.01 Par Value 1,039 $18.77 $19,499.95
Disclosure

SEC source: 0000893538-18-000060 · wf-form4_153080892480037.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

F1 · kind: The reporting person purchased 1,039 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:20 UTC GrantCommon Stock; $.01 Par Value 6,780 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000058 · wf-form4_152996520391252.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,955

F1 · kind: On June 25, 2018, the reporting person was granted 6,780 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:19 UTC GrantCommon Stock; $.01 Par Value 6,780 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000057 · wf-form4_152996517665033.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,209

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:19 UTC GrantCommon Stock, $.01 Par Value 6,780 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000056 · wf-form4_152996514796690.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,779

F1 · kind: On June 25, 2018, the reporting person was granted 6,780 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:18 UTC GrantCommon Stock 10,170 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000055 · wf-form4_152996512080681.xml · nonDerivative · entry 1

LEIKER LOREN M · CIK 0001189094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,888

F1 · kind: On June 25, 2018, the reporting person was granted 10,170 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:18 UTC GrantCommon Stock; $.01 Par Value 6,780 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000054 · wf-form4_152996509314255.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,915

F1 · kind: On June 25, 2018, the reporting person was granted 6,780 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:18 UTC GrantCommon Stock; $.01 Par Value 6,780 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000053 · wf-form4_152996506584307.xml · nonDerivative · entry 1

BICKLE LARRY W · CIK 0000939252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,694

F1 · kind: On June 25, 2018, the reporting person was granted 6,780 shares of the issuer's common stock for compensation as a board member. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:16 UTC GrantCommon Stock; $.01 Par Value 14,502 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000052 · wf-form4_152996496819961.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,790

F1 · kind: On June 25, 2018, the reporting person was granted 10,170 shares of the issuer's common stock for compensation as a board member. The reporting person was also granted 4,332 shares of the issuer's common stock as compensation for his role as Non-Executive Chairman of the Board of Directors. These shares are restricted stock and will be 100% vested on December 31, 2018.

Read SEC document
May 10, 2018 Filed Feb 13, 2019 22:14 UTC
Ottoson Javan DDirector · President & CEO
GiftCommon Stock; $.01 Par Value 2,500 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000005 · wf-form5_155009604458705.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,114

Read SEC document
April 26, 2018 Filed Jul 5, 2018 16:50 UTC GiftCommon Stock; $.01 Par Value 4,500 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000068 · wf-form4_153080938563263.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,844

Read SEC document
December 29, 2017 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 206 $14.05 $2,894.30
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,009

F1 · kind: The reporting person purchased 206 shares of the issuer's common stock on December 29, 2017 through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 29, 2017 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 292 $14.05 $4,102.60
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,969

F2 · kind: The reporting person's husband purchased 292 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
December 29, 2017 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 313 $14.05 $4,397.65
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,921

F1 · kind: The reporting person purchased 313 shares of the issuer's common stock on December 29, 2017, through the issuer's Employee Stock Purchase Plan.

Read SEC document
September 19, 2017 Filed Dec 21, 2017 22:36 UTC GiftCommon Stock; $.01 Par Value 4,440 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000150 · wf-form4_151389575719277.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,344

Read SEC document
September 01, 2017 Filed Sep 1, 2017 18:08 UTC
Newton Lehman E IIISr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 7,940 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000128 · wf-form4_150428930205001.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940

Underlying: Common Stock · 7,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:58 UTC
Whitcomb David J.VP-Marketing
GrantRestricted Stock Units · Derivative 4,537 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000114 · wf-form4_150171109455416.xml · derivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,537

Underlying: Common Stock · 4,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:58 UTC
Vogel Herbert SEVP - Operations
GrantRestricted Stock Units · Derivative 34,785 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000113 · wf-form4_150171107873259.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,785

Underlying: Common Stock · 34,785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:57 UTC
Solomon Mark TVP, Controller & Asst. Sec.
GrantRestricted Stock Units · Derivative 4,235 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000112 · wf-form4_150171106010342.xml · derivative · entry 1

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,235

Underlying: Common Stock · 4,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:57 UTC GrantRestricted Stock Units · Derivative 30,248 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000111 · wf-form4_150171104391445.xml · derivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,248

Underlying: Common Stock · 30,248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:57 UTC
Ottoson Javan DDirector · President & CEO
GrantRestricted Stock Units · Derivative 75,620 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000110 · wf-form4_150171102786113.xml · derivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,620

Underlying: Common Stock · 75,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:57 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000109 · wf-form4_150171101162311.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 3,327

Underlying: Common Stock; $.01 Par Value · 3,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:57 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 7,940 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000109 · wf-form4_150171101162311.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,940

Underlying: Common Stock · 7,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

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August 02, 2017 Filed Aug 2, 2017 21:56 UTC
Copeland David WEVP, GC & Corp. Sec.
GrantRestricted Stock Units · Derivative 10,587 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000107 · wf-form4_150171097940327.xml · derivative · entry 1

Copeland David W · CIK 0001396395 · EVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,587

Underlying: Common Stock · 10,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:56 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
GrantRestricted Stock Units · Derivative 6,050 $0.00 $0.00
Disclosure

SEC source: 0000893538-17-000108 · wf-form4_150171099553478.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Underlying: Common Stock · 6,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 682 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · derivative · entry 11

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · derivative · entry 10

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 288 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · derivative · entry 9

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 219 $16.53 $3,620.07
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 8

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,803

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 682 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 7

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 153 $16.53 $2,529.09
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 6

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,340

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 5

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 93 $16.53 $1,537.29
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 4

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,016

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 288 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000096 · wf-form4_149937283930644.xml · nonDerivative · entry 3

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,716 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · derivative · entry 10

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 7,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · derivative · entry 9

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,719

Underlying: Common Stock · 5,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · derivative · entry 8

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 2,468 $16.53 $40,796.04
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 7

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,851

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.