SJM

SEC source: 0001127602-17-021789 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,399

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

SEC source: 0001127602-17-021785 · form4.xml · derivative · entry 6

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2025-03-19

F3 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option of 75,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's "synergy realization" and EBITDA performance criteria for each of the years ending April 30, 2016, 2017 and 2018. The "synergy realization" target for the year ending April 30, 2017 was met, resulting in vesting of the option as to 25,000 shares.

SEC source: 0001127602-17-021785 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,520

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

SEC source: 0001127602-17-021781 · form4.xml · derivative · entry 10

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Shares · 41,667 shares

Expires 2025-03-19

F4 · balance_after: On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 125,000 shares of common stock. The option vests in 3 equal annual installments based on the Company's achievement of certain "synergy realization" and EBITDA performance criteria for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" performance criteria for the year ending April 30, 2017 was met, resulting in vesting of the option as to 41,667 shares.

SEC source: 0001127602-17-021781 · form4.xml · nonDerivative · entry 2

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,168

F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021781 · form4.xml · nonDerivative · entry 1

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,515

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

SEC source: 0001127602-17-021120 · form4.xml · nonDerivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,276

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021119 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021117 · form4.xml · nonDerivative · entry 1

OAKLAND STEVEN · CIK 0001251543 · Vice Chair and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,679

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021115 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,213

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021114 · form4.xml · nonDerivative · entry 1

DUNAWAY BARRY C · CIK 0001251531 · President, Pet Food and Snacks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,040

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021113 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,972

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021369 · form4.xml · derivative · entry 3

Lemmon David J · CIK 0001548754 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Underlying: Common Shares · 2,595 shares

Expires 2017-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001127602-17-021369 · form4.xml · nonDerivative · entry 2

Lemmon David J · CIK 0001548754 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

F3 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

SEC source: 0001127602-17-021369 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001127602-17-013581 · form4.xml · derivative · entry 1

SMUCKER TIMOTHY P · CIK 0001077961 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288.561

Underlying: Common Shares · 184.36 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-17-013576 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,685.9296

Underlying: Common Shares · 252.08 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-17-013573 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,089.9197

Underlying: Common Shares · 195.8 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-17-010874 · form4.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $139.83 to $139.88, inclusive. The reporting person undertakes to provide to The J. M. Smucker Company, any shareholder of The J. M. Smucker Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-17-009045 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,566

SEC source: 0001127602-17-002677 · form4.xml · derivative · entry 1

SMUCKER TIMOTHY P · CIK 0001077961 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104.201

Underlying: Common Shares · 175.698 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

SEC source: 0001127602-17-000262 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,740.8697

Underlying: Common Shares · 187.41 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-17-000263 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.1696

Underlying: Common Shares · 235.24 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064416 · form4.xml · derivative · entry 1

SMUCKER TIMOTHY P · CIK 0001077961 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

SEC source: 0001127602-16-064415 · form4.xml · derivative · entry 1

SHUMATE ALEX · CIK 0001163230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,982.313

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable at a rate of 1-for-1 following termination of services as a Director.

F1 · derivative.expiration_date: Deferred Stock Units are payable at a rate of 1-for-1 following termination of services as a Director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064414 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240.088

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064397 · form4.xml · derivative · entry 1

OATEY GARY A · CIK 0001251547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,225.9407

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064396 · form4.xml · derivative · entry 2

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,590.3516

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064396 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,667.3516

Underlying: Common Shares · 222.26 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064395 · form4.xml · derivative · entry 1

Knight Nancy Lopez · CIK 0001373489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238.4304

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064387 · form4.xml · derivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

SEC source: 0001127602-16-064383 · form4.xml · derivative · entry 2

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,384.1797

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064383 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,461.1797

Underlying: Common Shares · 177.07 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-064379 · form4.xml · derivative · entry 1

DINDO KATHRYN W · CIK 0001127121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,065.1325

Underlying: Common Shares · 923 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a Director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a Director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

SEC source: 0001127602-16-061963 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,936

F1 · shares: Special one-time grant of restricted stock, which becomes unrestricted upon the tenth anniversary of the grant date, under The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan in connection with the harmonization of officer retirement benefits.

SEC source: 0001127602-16-061961 · form4.xml · derivative · entry 1

Lemmon David J · CIK 0001548754 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Shares · 1,900 shares

Expires 2026-09-01

F1 · shares: Special one-time grant of restricted stock, which becomes unrestricted upon the tenth anniversary of the grant date, under The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan in connection with the harmonization of officer retirement benefits.

SEC source: 0001127602-16-061960 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,402

F1 · shares: Special one-time grant of restricted stock, which becomes unrestricted upon the tenth anniversary of the grant date, under The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan in connection with the harmonization of officer retirement benefits.

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 2

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,365

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 1

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,365

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 6

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,365

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 4

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Wife as Trustee for the Benefit of Grandchildren

Disclosed balance after: 85,110.795

F1 · ownership.nature: I disclaim beneficial ownership of these shares.

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 3

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,365

SEC source: 0001104659-15-067391 · a4.xml · nonDerivative · entry 1

KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner

KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner

KKR Group Holdings L.P. · CIK 0001472696 · 10% owner

KKR Group Ltd · CIK 0001472695 · 10% owner

KKR & Co. L.P. · CIK 0001404912 · 10% owner

KKR Management LLC · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Blue Holdings I, L.P.

Disclosed balance after: 0

F2 · shares: These shares represent shares of Common Stock that were sold by Blue Holdings. Prior to the sale, Blue Holdings directly owned all of the shares of Common Stock reported herein. Prior to the sale, KKR 2006 Fund L.P. and certain of its affiliates held limited partner interests in Blue Holdings and KKR 2006 Fund L.P. held membership interests in, and had the right to appoint managers to the board of, Blue Holdings GP, LLC, the general partner of Blue Holdings.

F1 · price: This amount represents the secondary price per share of common stock, without par value ("Common Stock"), of The J. M. Smucker Company (the "Issuer") received by Blue Holdings I, L.P. ("Blue Holdings") in an underwritten secondary block trade.

F2 · ownership.nature: These shares represent shares of Common Stock that were sold by Blue Holdings. Prior to the sale, Blue Holdings directly owned all of the shares of Common Stock reported herein. Prior to the sale, KKR 2006 Fund L.P. and certain of its affiliates held limited partner interests in Blue Holdings and KKR 2006 Fund L.P. held membership interests in, and had the right to appoint managers to the board of, Blue Holdings GP, LLC, the general partner of Blue Holdings.

F3 · ownership.nature: The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.

F4 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., KKR Associates 2006 L.P. and KKR 2006 GP LLC have filed a separate Form 4.

SEC source: 0001127602-17-021121 · form5.xml · nonDerivative · entry 5

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,365

F2 · balance_after: The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 and Form 5 since the date of the transaction reported herein.