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SJM

J M SMUCKER Co

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627
SEC CIK
0000091419
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533

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2019 Filed Oct 8, 2019 20:36 UTC
Lemmon David JPresident, Pet Food
OtherCommon Shares 32.333 $115.98 $3,750.01
Disclosure

SEC source: 0001127602-19-030270 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197.333

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:49 UTC
OATEY GARY ADirector
GrantDeferred Stock Units · Derivative 214.57 $116.51 Strike: $0.00 $24,999.55
Disclosure

SEC source: 0001127602-19-023606 · form4.xml · derivative · entry 1

OATEY GARY A · CIK 0001251547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,615.8004

Underlying: Common Shares · 214.57 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:57 UTC GrantDeferred Stock Units · Derivative 214.57 $116.51 Strike: $0.00 $24,999.55
Disclosure

SEC source: 0001127602-19-023632 · form4.xml · derivative · entry 1

Willoughby Dawn C · CIK 0001565196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.184

Underlying: Common Shares · 214.57 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:53 UTC
Perry KirkDirector
GrantDeferred Stock Units · Derivative 214.57 $116.51 Strike: $0.00 $24,999.55
Disclosure

SEC source: 0001127602-19-023617 · form4.xml · derivative · entry 1

Perry Kirk · CIK 0001685154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569.964

Underlying: Common Shares · 214.57 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:45 UTC
Dolan Paul JDirector
GrantDeferred Stock Units · Derivative 246.76 $116.51 Strike: $0.00 $28,750.01
Disclosure

SEC source: 0001127602-19-023592 · form4.xml · derivative · entry 1

Dolan Paul J · CIK 0001359068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,116.5837

Underlying: Common Shares · 246.76 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:47 UTC GrantDeferred Stock Units · Derivative 143.05 $116.51 Strike: $0.00 $16,666.76
Disclosure

SEC source: 0001127602-19-023599 · form4.xml · derivative · entry 1

LONG ELIZABETH VALK · CIK 0001196720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,125.7486

Underlying: Common Shares · 143.05 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F1 · derivative.expiration_date: Deferred Stock Units are payable in Common Shares at a rate of 1-for-1 following termination of services as a director.

F2 · balance_after: This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:55 UTC
Stanziano JosephSenior Vice President
SaleCommon Shares 319 $119.20 $38,024.80
Disclosure

SEC source: 0001127602-19-022965 · form4.xml · nonDerivative · entry 1

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,857

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:45 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022665 · form4.xml · nonDerivative · entry 5

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:45 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 225 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022665 · form4.xml · nonDerivative · entry 4

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter-Kristi

Disclosed balance after: 870

F1 · ownership.nature: I disclaim beneficial ownership of these shares.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:45 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 225 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022665 · form4.xml · nonDerivative · entry 3

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:45 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 125 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022665 · form4.xml · nonDerivative · entry 2

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter-Karli

Disclosed balance after: 770

F1 · ownership.nature: I disclaim beneficial ownership of these shares.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:45 UTC
BELGYA MARK RVice Chair and CFO
GiftCommon Shares 125 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022665 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,917

Read SEC document
June 14, 2019 Filed Jun 17, 2019 21:58 UTC
Knudsen Jeannette LSVP, GC & Secretary
GrantCommon Shares 343 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021871 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,800

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 22:05 UTC
Penrose Jill RSVP, Human Resources
GrantCommon Shares 618 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021876 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,806

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 22:00 UTC
Lemmon David JPresident, Pet Food
GrantCommon Shares 610 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021874 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 21:54 UTC
Jackson Kevin GSenior Vice President
GrantCommon Shares 343 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021870 · form4.xml · nonDerivative · entry 1

Jackson Kevin G · CIK 0001602040 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,947.206

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 21:52 UTC
Floyd Tina RSenior Vice President
GrantCommon Shares 206 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021868 · form4.xml · nonDerivative · entry 1

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,775

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 21:46 UTC
BELGYA MARK RVice Chair and CFO
GrantCommon Shares 412 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021866 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,033

F1 · shares: Special one-time performance-based award of restricted stock granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan to certain employees who had a significant role in one or more of the Company's strategic initiatives for fiscal year 2019, including, without limitation, the acquisition and integration of Ainsworth Pet Nutrition, LLC, the divestiture and transition of the U.S. baking business, and the organization optimization program. The restricted stock becomes unrestricted on the third anniversary of the grant date.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:05 UTC
Held Amy CSenior Vice President
GrantOption Common Shares · Derivative 6,547 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021661 · form4.xml · derivative · entry 4

Held Amy C · CIK 0001746213 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,547

Underlying: Common Shares · 6,547 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:05 UTC
Held Amy CSenior Vice President
GrantCommon Shares 3,206 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021661 · form4.xml · nonDerivative · entry 2

Held Amy C · CIK 0001746213 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,843

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:59 UTC
SMUCKER MARK TDirector · President and CEO
GrantOption Common Shares · Derivative 60,611 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021676 · form4.xml · derivative · entry 9

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,611

Underlying: Common Shares · 60,611 shares

Expires 2029-06-12

F6 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:59 UTC
SMUCKER MARK TDirector · President and CEO
GrantCommon Shares 30,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021676 · form4.xml · nonDerivative · entry 2

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,599

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:48 UTC
Jackson Kevin GSenior Vice President
GrantOption Common Shares · Derivative 6,588 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021675 · form4.xml · derivative · entry 4

Jackson Kevin G · CIK 0001602040 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,588

Underlying: Common Shares · 6,588 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:48 UTC
Jackson Kevin GSenior Vice President
GrantCommon Shares 3,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021675 · form4.xml · nonDerivative · entry 2

Jackson Kevin G · CIK 0001602040 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,604.206

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:38 UTC
Penrose Jill RSVP, Human Resources
GrantOption Common Shares · Derivative 8,306 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021670 · form4.xml · derivative · entry 4

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Common Shares · 8,306 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:38 UTC
Penrose Jill RSVP, Human Resources
GrantCommon Shares 4,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021670 · form4.xml · nonDerivative · entry 2

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,188

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:30 UTC
Lemmon David JPresident, Pet Food
GrantOption Common Shares · Derivative 12,938 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021669 · form4.xml · derivative · entry 5

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,938

Underlying: Common Shares · 12,938 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:30 UTC
Lemmon David JPresident, Pet Food
GrantCommon Shares 6,628 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 3

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,555

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:27 UTC
Knudsen Jeannette LSVP, GC & Secretary
GrantOption Common Shares · Derivative 11,522 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021668 · form4.xml · derivative · entry 4

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,522

Underlying: Common Shares · 11,522 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:27 UTC
Knudsen Jeannette LSVP, GC & Secretary
GrantCommon Shares 6,056 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021668 · form4.xml · nonDerivative · entry 2

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,457

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:03 UTC
Floyd Tina RSenior Vice President
GrantOption Common Shares · Derivative 7,447 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021660 · form4.xml · derivative · entry 4

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,447

Underlying: Common Shares · 7,447 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:03 UTC
Floyd Tina RSenior Vice President
GrantCommon Shares 3,634 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021660 · form4.xml · nonDerivative · entry 2

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,569

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:00 UTC
BELGYA MARK RVice Chair and CFO
GrantOption Common Shares · Derivative 20,513 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021659 · form4.xml · derivative · entry 6

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,513

Underlying: Common Shares · 20,513 shares

Expires 2029-06-12

F4 · derivative.exercise_date: The option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning on June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 21:00 UTC
BELGYA MARK RVice Chair and CFO
GrantCommon Shares 10,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021659 · form4.xml · nonDerivative · entry 2

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,621

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:38 UTC
Stanziano JosephSenior Vice President
GrantOption Common Shares · Derivative 9,236 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021657 · form4.xml · derivative · entry 4

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,236

Underlying: Common Shares · 9,236 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:38 UTC
Stanziano JosephSenior Vice President
GrantCommon Shares 4,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021657 · form4.xml · nonDerivative · entry 2

Stanziano Joseph · CIK 0001733938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,176

F2 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:51 UTC
SMUCKER RICHARD KDirector · Executive Chairman
GrantOption Common Shares · Derivative 20,458 $0.00 Strike: $123.68 $0.00
Disclosure

SEC source: 0001127602-19-021867 · form4.xml · derivative · entry 9

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,458

Underlying: Common Shares · 20,458 shares

Expires 2029-06-12

F4 · derivative.exercise_date: This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020.

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June 13, 2019 Filed Jun 17, 2019 21:51 UTC
SMUCKER RICHARD KDirector · Executive Chairman
Tax withholdingCommon Shares 3,827 $123.68 $473,323.36
Disclosure

SEC source: 0001127602-19-021867 · form4.xml · nonDerivative · entry 2

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,715

F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 13, 2019 Filed Jun 17, 2019 21:51 UTC
SMUCKER RICHARD KDirector · Executive Chairman
GrantCommon Shares 11,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021867 · form4.xml · nonDerivative · entry 1

SMUCKER RICHARD K · CIK 0001105078 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,542

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

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June 13, 2019 Filed Jun 24, 2019 20:43 UTC Amendment
SMUCKER MARK TDirector · President and CEO
GrantCommon Shares 30,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022663 · form4a.xml · nonDerivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,175

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June 12, 2019 Filed Jun 14, 2019 21:05 UTC
Held Amy CSenior Vice President
Tax withholdingCommon Shares 82 $123.91 $10,160.62
Disclosure

SEC source: 0001127602-19-021661 · form4.xml · nonDerivative · entry 1

Held Amy C · CIK 0001746213 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,637

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:59 UTC
SMUCKER MARK TDirector · President and CEO
Tax withholdingCommon Shares 1,578 $123.91 $195,529.98
Disclosure

SEC source: 0001127602-19-021676 · form4.xml · nonDerivative · entry 1

SMUCKER MARK T · CIK 0001251544 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,601

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:48 UTC
Jackson Kevin GSenior Vice President
Tax withholdingCommon Shares 320 $123.91 $39,651.20
Disclosure

SEC source: 0001127602-19-021675 · form4.xml · nonDerivative · entry 1

Jackson Kevin G · CIK 0001602040 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,034.206

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:38 UTC
Penrose Jill RSVP, Human Resources
Tax withholdingCommon Shares 446 $123.91 $55,263.86
Disclosure

SEC source: 0001127602-19-021670 · form4.xml · nonDerivative · entry 1

Penrose Jill R · CIK 0001611898 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,895

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:30 UTC
Lemmon David JPresident, Pet Food
Exercise / conversionRestricted Stock Units · Derivative 1,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021669 · form4.xml · derivative · entry 4

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,304 shares

Expires 2019-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

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June 12, 2019 Filed Jun 14, 2019 21:30 UTC
Lemmon David JPresident, Pet Food
Tax withholdingCommon Shares 377 $123.91 $46,714.07
Disclosure

SEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 2

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927

F2 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:30 UTC
Lemmon David JPresident, Pet Food
Exercise / conversionCommon Shares 1,304 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021669 · form4.xml · nonDerivative · entry 1

Lemmon David J · CIK 0001548754 · President, Pet Food

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.

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June 12, 2019 Filed Jun 14, 2019 21:27 UTC
Knudsen Jeannette LSVP, GC & Secretary
Tax withholdingCommon Shares 891 $123.91 $110,403.81
Disclosure

SEC source: 0001127602-19-021668 · form4.xml · nonDerivative · entry 1

Knudsen Jeannette L · CIK 0001463366 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,401

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:03 UTC
Floyd Tina RSenior Vice President
Tax withholdingCommon Shares 127 $123.91 $15,736.57
Disclosure

SEC source: 0001127602-19-021660 · form4.xml · nonDerivative · entry 1

Floyd Tina R · CIK 0001733633 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,935

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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June 12, 2019 Filed Jun 14, 2019 21:00 UTC
BELGYA MARK RVice Chair and CFO
Tax withholdingCommon Shares 1,594 $123.91 $197,512.54
Disclosure

SEC source: 0001127602-19-021659 · form4.xml · nonDerivative · entry 1

BELGYA MARK R · CIK 0001251529 · Vice Chair and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,976

F1 · shares: Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.