Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 22, 2019 21:19 UTC |
KINDLER JEFFREY BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009672 · form4.xml · derivative · entry 3 KINDLER JEFFREY B · CIK 0001174454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:19 UTC |
KINDLER JEFFREY BDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009672 · form4.xml · nonDerivative · entry 1 KINDLER JEFFREY B · CIK 0001174454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:24 UTC |
BAYER MICHAEL JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009684 · form4.xml · derivative · entry 3 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:24 UTC |
BAYER MICHAEL JDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009684 · form4.xml · nonDerivative · entry 1 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:20 UTC |
Antal JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009676 · form4.xml · derivative · entry 3 Antal James · CIK 0001315696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:20 UTC |
Antal JamesDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009676 · form4.xml · nonDerivative · entry 1 Antal James · CIK 0001315696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:20 UTC |
CONSTANCE THOMAS EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009675 · form4.xml · derivative · entry 3 CONSTANCE THOMAS E · CIK 0001139307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:20 UTC |
CONSTANCE THOMAS EDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009675 · form4.xml · nonDerivative · entry 1 CONSTANCE THOMAS E · CIK 0001139307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:16 UTC |
Marshall Joseph W IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009669 · form4.xml · derivative · entry 3 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F3 · derivative.exercise_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. F3 · derivative.expiration_date: The RSUs were granted on May 22, 2018, and vested on the first anniversary of such date. Read SEC document |
| May 22, 2019 Filed May 22, 2019 21:16 UTC |
Marshall Joseph W IIIDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009669 · form4.xml · nonDerivative · entry 1 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:25 UTC |
SAVAS PAUL GDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009686 · form4.xml · derivative · entry 2 SAVAS PAUL G · CIK 0001275756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:22 UTC |
Plansky Michael C.Director
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009680 · form4.xml · derivative · entry 2 Plansky Michael C. · CIK 0001526291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:19 UTC |
KINDLER JEFFREY BDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009672 · form4.xml · derivative · entry 2 KINDLER JEFFREY B · CIK 0001174454 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:24 UTC |
BAYER MICHAEL JDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009684 · form4.xml · derivative · entry 2 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:22 UTC |
ROSE ERIC A MDDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009679 · form4.xml · derivative · entry 1 ROSE ERIC A MD · CIK 0001139301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:20 UTC |
Antal JamesDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009676 · form4.xml · derivative · entry 2 Antal James · CIK 0001315696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:20 UTC |
CONSTANCE THOMAS EDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009675 · form4.xml · derivative · entry 2 CONSTANCE THOMAS E · CIK 0001139307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:16 UTC |
Marshall Joseph W IIIDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009669 · form4.xml · derivative · entry 2 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:17 UTC |
Kane JulieDirector
|
GrantStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001140361-19-009671 · form4.xml · derivative · entry 2 Kane Julie · CIK 0001640728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, par value $.0001 per share · 25,000 shares Expires 2029-05-21 F3 · derivative.exercise_date: The options vest immediately upon the grant of such options. Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:17 UTC |
Kane JulieDirector
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009671 · form4.xml · derivative · entry 1 Kane Julie · CIK 0001640728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $.0001 per share · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis. F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date. Read SEC document |
| January 09, 2019 Filed Mar 15, 2019 20:34 UTC |
Marshall Joseph W IIIDirector
|
Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001140361-19-005029 · form4.xml · derivative · entry 3 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 25,000 shares Expires 2019-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested immediately upon grant. Read SEC document |
| January 09, 2019 Filed Mar 15, 2019 20:34 UTC |
Marshall Joseph W IIIDirector
|
Tax withholdingCommon Stock, Par Value $.0001 Per Share | 15,231 | $7.78 | $118,497.18 |
DisclosureSEC source: 0001140361-19-005029 · form4.xml · nonDerivative · entry 2 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,769 F1 · shares: This Form 4 reports the exercise of options for 25,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on March 11, 2009 and the related surrender to the Issuer of 15,231 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| January 09, 2019 Filed Mar 15, 2019 20:34 UTC |
Marshall Joseph W IIIDirector
|
Exercise / conversionCommon Stock, Par Value $.0001 Per Share | 25,000 | $4.74 | $118,500.00 |
DisclosureSEC source: 0001140361-19-005029 · form4.xml · nonDerivative · entry 1 Marshall Joseph W III · CIK 0001458584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 reports the exercise of options for 25,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on March 11, 2009 and the related surrender to the Issuer of 15,231 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:04 UTC |
Luckshire Daniel JExecutive VP & CFO
|
Exercise / conversionStock-Settled Stock Appreciation Rights · Derivative | 132,000 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001140361-18-045213 · form4.xml · derivative · entry 3 Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 132,000 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The SSARs vested in equal yearly installments over a period of three (3) years, with the first 1/3 of such SSARs vesting on February 2, 2013, the second 1/3 of such SSARs vesting on February 2, 2014, and the remaining 1/3 of such SSARs vesting on February 2, 2015. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:04 UTC |
Luckshire Daniel JExecutive VP & CFO
|
Tax withholdingCommon Stock, par value $.0001 per share | 28,614 | $6.38 | $182,557.32 |
DisclosureSEC source: 0001140361-18-045213 · form4.xml · nonDerivative · entry 2 Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,065 F1 · shares: This Form 4 reports the exercise of 132,000 stock-settled appreciation rights ("SSARs") for shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on February 2, 2012 and the related surrender to the Issuer of 28,614 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the exercise of SSARs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. F2 · shares: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock of the Issuer (subject to a cap on the fair market value at $11.00 per share) on the date of exercise over the exercise price of such SSAR. The number of shares of common stock issued was determined by dividing the total of all exercised SSARs by the fair market value of a share of common stock of the Issuer on the date of exercise. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:04 UTC |
Luckshire Daniel JExecutive VP & CFO
|
Exercise / conversionCommon Stock, par value $.0001 per share | 58,965 | $3.53 | $208,146.45 |
DisclosureSEC source: 0001140361-18-045213 · form4.xml · nonDerivative · entry 1 Luckshire Daniel J · CIK 0001512677 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 reports the exercise of 132,000 stock-settled appreciation rights ("SSARs") for shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on February 2, 2012 and the related surrender to the Issuer of 28,614 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the exercise of SSARs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. F2 · shares: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock of the Issuer (subject to a cap on the fair market value at $11.00 per share) on the date of exercise over the exercise price of such SSAR. The number of shares of common stock issued was determined by dividing the total of all exercised SSARs by the fair market value of a share of common stock of the Issuer on the date of exercise. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:51 UTC |
ROSE ERIC A MDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043708 · form4.xml · derivative · entry 3 ROSE ERIC A MD · CIK 0001139301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, par value $.0001 per share · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 105,896 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:51 UTC |
ROSE ERIC A MDDirector
|
Tax withholdingCommon Stock, par value $.0001 per share | 105,896 | $5.55 | $587,722.80 |
DisclosureSEC source: 0001140361-18-043708 · form4.xml · nonDerivative · entry 2 ROSE ERIC A MD · CIK 0001139301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,094 F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 105,896 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:51 UTC |
ROSE ERIC A MDDirector
|
Exercise / conversionCommon Stock, par value $.0001 per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043708 · form4.xml · nonDerivative · entry 1 ROSE ERIC A MD · CIK 0001139301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC |
Gomez Phillip Louis IIIDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 588,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · derivative · entry 3 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,117 Underlying: Common Stock, par value $.0001 per share · 588,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 287,543 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. F2 · derivative.exercise_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. F2 · derivative.expiration_date: Represents vesting of certain RSUs granted on November 22, 2016 and the consequent issuance of Common Stock of the Issuer to the Reporting Person. The RSUs vest over three years, one-third on each of the first three anniversaries of the date of grant. The shares of Common Stock reported in this Form 4 were issued in respect of RSUs that vested on November 22, 2017 and November 22, 2018. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC |
Gomez Phillip Louis IIIDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, par value $.0001 per share | 287,543 | $5.55 | $1,595,863.65 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · nonDerivative · entry 2 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,693 F1 · shares: SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 287,543 shares of Common Stock -- granted in the form of RSUs on November 22, 2016 -- in order to satisfy those withholding tax obligations. Read SEC document |
| November 22, 2018 Filed Nov 26, 2018 23:48 UTC |
Gomez Phillip Louis IIIDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, par value $.0001 per share | 588,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043706 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 11:01 UTC |
SAVAS PAUL GDirector
|
PurchaseCommon Stock, Par Value $.0001 Per Share | 5,000 | $5.58 | $27,900.00 |
DisclosureSEC source: 0001140361-18-043319 · form4.xml · nonDerivative · entry 1 SAVAS PAUL G · CIK 0001275756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,847 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.55 to $5.60, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 00:41 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
SaleCommon Stock, Par Value $.0001 Per Share | 31,099 | $5.29 | $164,513.71 |
DisclosureSEC source: 0001140361-18-043004 · form4.xml · nonDerivative · entry 2 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,465 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 12, 2018 in multiple transactions at prices ranging from $4.90 to $5.06, inclusive, and on November 13, 2018 in multiple transactions at prices ranging from $5.03 to $5.48, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 00:41 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
SaleCommon Stock, Par Value $.0001 Per Share | 18,901 | $4.96 | $93,748.96 |
DisclosureSEC source: 0001140361-18-043004 · form4.xml · nonDerivative · entry 1 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,564 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 12, 2018 in multiple transactions at prices ranging from $4.90 to $5.06, inclusive, and on November 13, 2018 in multiple transactions at prices ranging from $5.03 to $5.48, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 22:03 UTC |
Gomez Phillip Louis IIIDirector · Chief Executive Officer
|
PurchaseCommon Stock, Par Value $.0001 Per Share | 15,000 | $5.20 | $78,000.00 |
DisclosureSEC source: 0001140361-18-042981 · form4.xml · nonDerivative · entry 1 Gomez Phillip Louis III · CIK 0001687946 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.24, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 11:29 UTC |
SAVAS PAUL GDirector
|
PurchaseCommon Stock, Par Value $.0001 Per Share | 10,000 | $5.01 | $50,100.00 |
DisclosureSEC source: 0001140361-18-042922 · form4.xml · nonDerivative · entry 1 SAVAS PAUL G · CIK 0001275756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,847 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.98 to $5.06, inclusive. The reporting person undertakes to provide to SIGA Technologies, Inc., any security holder of SIGA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:20 UTC |
BAYER MICHAEL JDirector
|
Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001140361-18-040892 · form4.xml · derivative · entry 3 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 25,000 shares Expires 2018-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested immediately upon grant. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:20 UTC |
BAYER MICHAEL JDirector
|
Tax withholdingCommon Stock, par value $.0001 per share | 14,756 | $5.32 | $78,501.92 |
DisclosureSEC source: 0001140361-18-040892 · form4.xml · nonDerivative · entry 2 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,744 F1 · shares: This Form 4 reports the exercise of options for 25,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on October 30, 2008 and the related surrender to the Issuer of 14,756 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:20 UTC |
BAYER MICHAEL JDirector
|
Exercise / conversionCommon Stock, par value $.0001 per share | 25,000 | $3.14 | $78,500.00 |
DisclosureSEC source: 0001140361-18-040892 · form4.xml · nonDerivative · entry 1 BAYER MICHAEL J · CIK 0001230974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 reports the exercise of options for 25,000 shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on October 30, 2008 and the related surrender to the Issuer of 14,756 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · derivative · entry 9 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSUs vested upon the U.S. Food & Drug Administration's final approval of TPOXX for the treatment of orthopoxvirus infections. F7 · derivative.exercise_date: The RSUs vested upon the U.S. Food & Drug Administration's final approval of TPOXX for the treatment of orthopoxvirus infections. F7 · derivative.expiration_date: The RSUs vested upon the U.S. Food & Drug Administration's final approval of TPOXX for the treatment of orthopoxvirus infections. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionStock Option (Right to buy) · Derivative | 50,000 | $0.00 Strike: $4.70 | $0.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · derivative · entry 8 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 50,000 shares Expires 2019-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in equal yearly installments over a period of three (3) years, with the first 1/3 of such options vesting on March 5, 2010, the second 1/3 of such options vesting on March 5, 2011, and the remaining 1/3 of such options vesting on March 5, 2012. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionStock-Settled Stock Appreciation Rights · Derivative | 37,500 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · derivative · entry 7 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 37,500 shares Expires 2022-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The SSARs vested in equal yearly installments over a period of three (3) years, with the first 1/3 of such SSARs vesting on February 2, 2013, the second 1/3 of such SSARs vesting on February 2, 2014, and the remaining 1/3 of such SSARs vesting on February 2, 2015. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Tax withholdingCommon Stock, par value $.0001 per share | 12,175 | $7.16 | $87,173.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 6 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,465 F6 · shares: This Form 4 reports the vesting of 25,000 restricted stock units ("RSUs") granted on June 8, 2017 and the consequent issuance of common stock of the Issuer, and the related surrender to the Issuer of 12,175 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the vesting of RSUs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Each RSU converts into one share of common stock of the Issuer on a one for one basis. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionCommon Stock, par value $.0001 per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 5 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: This Form 4 reports the vesting of 25,000 restricted stock units ("RSUs") granted on June 8, 2017 and the consequent issuance of common stock of the Issuer, and the related surrender to the Issuer of 12,175 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the vesting of RSUs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Each RSU converts into one share of common stock of the Issuer on a one for one basis. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Tax withholdingCommon Stock, par value $.0001 per share | 32,821 | $7.16 | $234,998.36 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 4 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,640 F4 · shares: This Form 4 reports the exercise of options for 50,000 shares of common stock of the Issuer granted on March 5, 2009 and the related surrender to the Issuer of 32,821 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionCommon Stock, par value $.0001 per share | 50,000 | $4.70 | $235,000.00 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 3 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This Form 4 reports the exercise of options for 50,000 shares of common stock of the Issuer granted on March 5, 2009 and the related surrender to the Issuer of 32,821 shares of common stock of the Issuer by the Reporting Person in order to effect the option exercise. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Tax withholdingCommon Stock, par value $.0001 per share | 8,853 | $7.16 | $63,387.48 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 2 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,461 F1 · shares: This Form 4 reports the exercise of 37,500 stock-settled appreciation rights ("SSARs") for shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on February 12, 2012 and the related surrender to the Issuer of 8,853 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the exercise of SSARs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. F2 · shares: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock of the Issuer (subject to a cap on the fair market value at $7.00 per share) on the date of exercise over the exercise price of such SSAR. The number of shares of common stock issued was determined by dividing the total of all exercised SSARs by the fair market value of a share of common stock of the Issuer on the date of exercise. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 23:32 UTC |
Hruby Dennis EVP & Chief Scientific Officer
|
Exercise / conversionCommon Stock, par value $.0001 per share | 18,174 | $3.53 | $64,154.22 |
DisclosureSEC source: 0001140361-18-038417 · form4.xml · nonDerivative · entry 1 Hruby Dennis E · CIK 0001301548 · VP & Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 reports the exercise of 37,500 stock-settled appreciation rights ("SSARs") for shares of common stock of SIGA Technologies, Inc. (the "Issuer") granted on February 12, 2012 and the related surrender to the Issuer of 8,853 shares of common stock of the Issuer by the Reporting Person in order to satisfy certain tax withholding obligations of the Issuer associated with the exercise of SSARs and the consequent issuance of common stock of the Issuer. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction. F2 · shares: Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock of the Issuer (subject to a cap on the fair market value at $7.00 per share) on the date of exercise over the exercise price of such SSAR. The number of shares of common stock issued was determined by dividing the total of all exercised SSARs by the fair market value of a share of common stock of the Issuer on the date of exercise. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 22:10 UTC |
ROSE ERIC A MDDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to buy) · Derivative | 400,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001140361-18-036816 · form4.xml · derivative · entry 3 ROSE ERIC A MD · CIK 0001139301 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.0001 per share · 400,000 shares Expires 2018-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options with respect to 100,000 shares vested pro rata on the first, second and third anniversaries of the date of grant. The options with respect to the remaining 300,000 shares vested upon achievement of certain milestones. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.