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Nasdaq · USD

SGRY

Surgery Partners, Inc.

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Tapewire entity
4534
SEC CIK
0001638833
Parsed reports
392

Last 12 months

Inside the activity.

2 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026012
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 5,946 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000045 · wf-form4_161558424467564.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,953

F1 · shares: Shares will vest in two equal annual installments of each of the first two anniversaries of March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 3,568 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000044 · wf-form4_161558421722128.xml · nonDerivative · entry 2

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,022

F2 · shares: Shares will vest in two equal annual installments of each of the first two anniversaries of March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 5,352 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000044 · wf-form4_161558421722128.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,454

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:22 UTC
Brocklehurst Laura L.Chief Human Resources Officer
GrantCommon Stock 2,973 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000042 · wf-form4_161558415198502.xml · nonDerivative · entry 1

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,339

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 15, 2021 12:10 UTC
Deane John ADirector
GrantCommon Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000058 · wf-form4_161582459933850.xml · nonDerivative · entry 1

Deane John A · CIK 0001778319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,999

F1 · shares: Shares will vest on March 10, 2022.

Read SEC document
March 10, 2021 Filed Mar 15, 2021 16:09 UTC GrantCommon Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000057 · wf-form4_161582457931374.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,141

F1 · shares: Shares will vest on March 10, 2022.

Read SEC document
March 10, 2021 Filed Mar 15, 2021 16:09 UTC
TURNER BRENTDirector
GrantCommon Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000055 · wf-form4_161582453746390.xml · nonDerivative · entry 1

TURNER BRENT · CIK 0001243882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,671

F1 · shares: Shares will vest on March 10, 2022.

Read SEC document
March 10, 2021 Filed Mar 15, 2021 16:08 UTC GrantCommon Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000054 · wf-form4_161582450672500.xml · nonDerivative · entry 1

ADLERZ CLIFFORD G · CIK 0001277710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,181

F1 · shares: Shares will vest on March 10, 2022.

Read SEC document
March 10, 2021 Filed Mar 24, 2021 17:16 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
GrantCommon Stock 5,946 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000070 · wf-form4_161660617861158.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,295

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 13:19 UTC
Owens Bradley R.National Group President
GrantCommon Stock 28,560 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000023 · wf-form4_161436351565446.xml · nonDerivative · entry 1

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,120

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 13:17 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 97,809 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000020 · wf-form4_161436344681044.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,052

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 18:19 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 39,123 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000024 · wf-form4_161436354681532.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,007

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 18:18 UTC
Brocklehurst Laura L.Chief Human Resources Officer
GrantCommon Stock 15,649 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000022 · wf-form4_161436349452034.xml · nonDerivative · entry 1

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,366

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 18:18 UTC
Goodwin GeorgePresident, ASC Group
GrantCommon Stock 34,428 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000021 · wf-form4_161436346493628.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,099

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 18:17 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 35,211 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000019 · wf-form4_161436342692269.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,102

F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
February 24, 2021 Filed Mar 12, 2021 21:25 UTC
TAPARO ANTHONYChief Growth Officer
GrantCommon Stock 32,081 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000048 · wf-form4_161558432012078.xml · nonDerivative · entry 3

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,359

F3 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:33 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 1,597 $28.22 $45,067.34
Disclosure

SEC source: 0001638833-21-000006 · wf-form4_160985720892253.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,891

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on December 31, 2020 of restricted stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:33 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 1,242 $28.22 $35,049.24
Disclosure

SEC source: 0001638833-21-000005 · wf-form4_160985719297192.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,671

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on December 31, 2020 of restricted stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:33 UTC
COWHEY THOMAS F.Chief Financial Officer
Tax withholdingCommon Stock 1,795 $28.22 $50,654.90
Disclosure

SEC source: 0001638833-21-000004 · wf-form4_160985717788264.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,884

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on December 31, 2020 of restricted stock.

Read SEC document
December 31, 2020 Filed Mar 12, 2021 21:25 UTC
TAPARO ANTHONYChief Growth Officer
Tax withholdingCommon Stock 1,242 $28.22 $35,049.24
Disclosure

SEC source: 0001638833-21-000048 · wf-form4_161558432012078.xml · nonDerivative · entry 2

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,278

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on December 31, 2020 of restricted stock.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 20:11 UTC SaleCommon Stock 1,000 $27.15 $27,150.00
Disclosure

SEC source: 0001638833-20-000079 · wf-form4_160806308876518.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,811

Read SEC document
December 04, 2020 Filed Dec 7, 2020 16:25 UTC SaleCommon Stock 915 $27.75 $25,391.25
Disclosure

SEC source: 0001638833-20-000077 · wf-form4_160735834441552.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,811

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,199 $0.00 Strike: $20.24 $0.00
Disclosure

SEC source: 0001638833-20-000075 · wf-form4_160694317481575.xml · derivative · entry 3

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,199 shares

Expires 2026-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:06 UTC Tax withholdingCommon Stock 3,284 $25.88 $84,989.92
Disclosure

SEC source: 0001638833-20-000075 · wf-form4_160694317481575.xml · nonDerivative · entry 2

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,726

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:06 UTC Exercise / conversionCommon Stock 4,199 $20.24 $84,987.76
Disclosure

SEC source: 0001638833-20-000075 · wf-form4_160694317481575.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Dec 16, 2020 20:34 UTC
Goodwin GeorgePresident, ASC Group
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000081 · wf-form4_160815083772220.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,913

Read SEC document
September 10, 2020 Filed Sep 14, 2020 17:08 UTC SaleCommon Stock 3,000 $21.00 $63,000.00
Disclosure

SEC source: 0001638833-20-000064 · wf-form4_160010332328292.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,811

Read SEC document
August 11, 2020 Filed Aug 21, 2020 14:52 UTC
Goodwin GeorgePresident, ASC Group
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000062 · wf-form4_159802152697994.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,913

Read SEC document
August 10, 2020 Filed Aug 11, 2020 15:32 UTC SaleCommon Stock 5,317 $20.60 $109,530.20
Disclosure

SEC source: 0001638833-20-000060 · wf-form4_159715995885043.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,811

Read SEC document
August 10, 2020 Filed Sep 21, 2020 12:27 UTC
Deane John ADirector
SaleCommon Stock 15,317 $20.23 $309,807.77
Disclosure

SEC source: 0001638833-20-000066 · wf-form4_160070565515076.xml · nonDerivative · entry 1

Deane John A · CIK 0001778319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669

Read SEC document
May 27, 2020 Filed May 29, 2020 11:06 UTC
Deane John ADirector
GrantCommon Stock 9,669 $14.48 $140,007.12
Disclosure

SEC source: 0001638833-20-000052 · wf-form4_159076474828537.xml · nonDerivative · entry 1

Deane John A · CIK 0001778319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,986

F1 · shares: Shares will vest on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 15:06 UTC GrantCommon Stock 9,669 $14.48 $140,007.12
Disclosure

SEC source: 0001638833-20-000053 · wf-form4_159076477051667.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,128

F1 · shares: Shares will vest on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 15:05 UTC GrantCommon Stock 9,669 $14.48 $140,007.12
Disclosure

SEC source: 0001638833-20-000051 · wf-form4_159076472609824.xml · nonDerivative · entry 1

ADLERZ CLIFFORD G · CIK 0001277710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,851

F1 · shares: Shares will vest on May 27, 2021.

Read SEC document
May 27, 2020 Filed May 29, 2020 15:05 UTC
TURNER BRENTDirector
GrantCommon Stock 9,669 $14.48 $140,007.12
Disclosure

SEC source: 0001638833-20-000050 · wf-form4_159076470485232.xml · nonDerivative · entry 1

TURNER BRENT · CIK 0001243882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,341

F1 · shares: Shares will vest on May 27, 2021.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 14:57 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 625 $6.81 $4,256.25
Disclosure

SEC source: 0001638833-20-000030 · wf-form4_158575304342408.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,913

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 31, 2020 of restricted stock.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 16:23 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 57,779 $6.62 $382,496.98
Disclosure

SEC source: 0001638833-20-000027 · wf-form4_158568620652057.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,243

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2019.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:24 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
GrantCommon Stock 112,348 $6.62 $743,743.76
Disclosure

SEC source: 0001638833-20-000028 · wf-form4_158568622580665.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,075

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2019.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:05 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 987 $6.39 $6,306.93
Disclosure

SEC source: 0001638833-20-000019 · wf-form4_158447909643800.xml · nonDerivative · entry 4

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,538

F4 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 16, 2020 of restricted stock.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:05 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 1,289 $6.39 $8,236.71
Disclosure

SEC source: 0001638833-20-000019 · wf-form4_158447909643800.xml · nonDerivative · entry 3

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,525

F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2020 of restricted stock.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 17:05 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 97,809 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000021 · wf-form4_158447914085371.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,464

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:06 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
GrantCommon Stock 46,572 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000022 · wf-form4_158447916303155.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,727

F1 · shares: Shares issued based on 2019 performance under performance stock unit awards granted to the Reporting Person on March 15, 2019. Shares will vest in two equal annual installments on each of the first two anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:05 UTC
Goodwin GeorgePresident, ASC Group
GrantCommon Stock 34,428 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000019 · wf-form4_158447909643800.xml · nonDerivative · entry 2

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,814

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:05 UTC
Goodwin GeorgePresident, ASC Group
GrantCommon Stock 13,040 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000019 · wf-form4_158447909643800.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,386

F1 · shares: Shares issued based on 2019 performance under performance stock unit awards granted to the Reporting Person on March 15, 2019. Shares will vest in two equal annual installments on each of the first two anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:05 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 35,211 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000020 · wf-form4_158447911865491.xml · nonDerivative · entry 2

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,488

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:05 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 16,766 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000020 · wf-form4_158447911865491.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,277

F1 · shares: Shares issued based on 2019 performance under performance stock unit awards granted to the Reporting Person on March 15, 2019. Shares will vest in two equal annual installments on each of the first two anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 39,123 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000018 · wf-form4_158447907519612.xml · nonDerivative · entry 2

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,679

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 18,628 $0.00 $0.00
Disclosure

SEC source: 0001638833-20-000018 · wf-form4_158447907519612.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,556

F1 · shares: Shares issued based on 2019 performance under performance stock unit awards granted to the Reporting Person on March 15, 2019. Shares will vest in two equal annual installments on each of the first two anniversaries of March 13, 2020.

Read SEC document
March 13, 2020 Filed Mar 12, 2021 21:25 UTC
TAPARO ANTHONYChief Growth Officer
GrantCommon Stock 32,081 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000048 · wf-form4_161558432012078.xml · nonDerivative · entry 1

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,520

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 13, 2020.

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January 04, 2020 Filed Feb 7, 2020 22:50 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
Tax withholdingCommon Stock 9,014 $16.03 $144,494.42
Disclosure

SEC source: 0001638833-20-000006 · wf-form4_158111583546522.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,155

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on January 4, 2020 of restricted stock.

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December 31, 2019 Filed Feb 7, 2020 22:55 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 1,598 $15.42 $24,641.16
Disclosure

SEC source: 0001638833-20-000008 · wf-form4_158111609455316.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,511

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on December 31, 2019 of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.