Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Surgery Partners, Inc.SGRY · Entity 4534 | Chief Human Resources Officer | November 09, 2022 | November 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Surgery Partners, Inc.
Report date November 09, 2022 · Filed November 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,424 |
Reported balance
After 2022-11-09 transaction · row 1
1 source rowRow 1 · 2022-11-09 · Sale · Disposed 4,338 · Balance 41,424 F1: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on November 4, 2022. F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on November 4, 2022.
F2: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2022 Filed Nov 14, 2022 22:50 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 4,338 | $22.96 | $99,600.48 |
DisclosureSEC source: 0001638833-22-000136 · wf-form4_166846620840608.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,424 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on November 4, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 20:22 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 162 | $29.65 | $4,803.30 |
DisclosureSEC source: 0001638833-22-000126 · wf-form4_166197733554910.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,762 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on August 28, 2022. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 20:04 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 196 | $29.75 | $5,831.00 |
DisclosureSEC source: 0001638833-22-000118 · wf-form4_165661947193570.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,924 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on June 28, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 21:44 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 219 | $52.28 | $11,449.32 |
DisclosureSEC source: 0001638833-22-000076 · wf-form4_164755342821733.xml · nonDerivative · entry 2 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,120 F3 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on March 15, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:44 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 1,972 | $49.30 | $97,219.60 |
DisclosureSEC source: 0001638833-22-000076 · wf-form4_164755342821733.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,339 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on March 13, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 23:43 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 249 | $55.03 | $13,702.47 |
DisclosureSEC source: 0001638833-22-000049 · wf-form4_164730135717336.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,980 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on March 10, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 22:03 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 3,331 | $54.03 | $179,973.93 |
DisclosureSEC source: 0001638833-22-000058 · wf-form4_164738181681393.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,311 F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 11, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:50 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 1,780 | $52.24 | $92,987.20 |
DisclosureSEC source: 0001638833-22-000030 · wf-form4_164625778198674.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,256 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock on February 24, 2022. F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2022 Filed Mar 2, 2022 21:50 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 2,973 | $42.04 | $124,984.92 |
DisclosureSEC source: 0001638833-22-000030 · wf-form4_164625778198674.xml · nonDerivative · entry 2 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,229 F3 · shares: Shares issued based on 2021 performance under performance stock unit awards granted to the Reporting Person on March 10, 2021. Shares will vest in two equal annual installments on each of the first two anniversaries of February 10, 2022. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 20:10 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 80 | $41.73 | $3,338.40 |
DisclosureSEC source: 0001638833-21-000142 · wf-form4_163311900863712.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,036 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on September 28, 2021 of restricted stock. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 21:04 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 104 | $49.00 | $5,096.00 |
DisclosureSEC source: 0001638833-21-000140 · wf-form4_163053024015099.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,116 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on August 28, 2021 of restricted stock. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 21:25 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | SaleCommon Stock | 126 | $66.88 | $8,426.25 |
DisclosureSEC source: 0001638833-21-000132 · wf-form4_162508828944365.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,220 F1 · shares: Shares sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on June 28, 2021 of restricted stock. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 18:20 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 588 | $43.75 | $25,725.00 |
DisclosureSEC source: 0001638833-21-000100 · wf-form4_161704199535246.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,346 F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021. F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021. Read SEC document |
| March 25, 2021 Filed Mar 25, 2021 19:27 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 1,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001638833-21-000086 · wf-form4_161670045906987.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,993 F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:38 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | Tax withholdingCommon Stock | 226 | $42.06 | $9,505.56 |
DisclosureSEC source: 0001638833-21-000064 · wf-form4_161601706420482.xml · nonDerivative · entry 2 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,220 F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock. Read SEC document |
| March 13, 2021 Filed Mar 17, 2021 21:38 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | Tax withholdingCommon Stock | 1,893 | $42.06 | $79,619.58 |
DisclosureSEC source: 0001638833-21-000064 · wf-form4_161601706420482.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,446 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:22 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 2,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001638833-21-000042 · wf-form4_161558415198502.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,339 F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 18:18 UTC | Surgery Partners, Inc. SGRY · Entity 4534 | GrantCommon Stock | 15,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001638833-21-000022 · wf-form4_161436349452034.xml · nonDerivative · entry 1 Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,366 F1 · shares: Shares issued based on 2020 performance under performance stock unit awards granted to the Reporting Person on March 13, 2020. Shares will vest in two equal annual installments on each of the first two anniversaries of February 24, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.