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Nasdaq · USD

SGRY

Surgery Partners, Inc.

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4534
SEC CIK
0001638833
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392

Last 12 months

Inside the activity.

2 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026012
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2021 Filed May 19, 2021 23:19 UTC
O'Reilly T. DevinDirector · 10% owner
Exercise / conversionSeries A Convertible Perpetual Participating Preferred Stock · Derivative 310,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-020019 · doc4.xml · derivative · entry 2

O'Reilly T. Devin · CIK 0001712887 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 22,608,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Convertible Perpetual Participating Preferred Stock (the "Series A Preferred Stock") was convertible into the number of shares of common stock of the Issuer equal to the quotient obtained by dividing (a) the accrued value of such share of Series A Preferred Stock (initially, $1,000) plus any accrued but uncompounded dividends on such share by (b) the $19.00 conversion price, subject to certain anti-dilution adjustments in accordance with the terms as set forth in the Series A Preferred Stock Certificate of Designation. Dividends accrued daily and compounded quarterly on March 31, June 30, September 30 and December 31 of each year and were added to the accrued value of a share. The Series A Preferred Stock did not have an expiration date.

F3 · derivative.exercise_price: On May 17, 2021, the 310,000 shares of Series A Preferred Stock held by BCPE Holdings were converted into 22,608,925 shares of common stock of the Issuer following the Issuer's exercise of its optional conversion right pursuant to the terms of the Series A Preferred Stock Certificate of Designation.

F2 · price: Each share of Series A Convertible Perpetual Participating Preferred Stock (the "Series A Preferred Stock") was convertible into the number of shares of common stock of the Issuer equal to the quotient obtained by dividing (a) the accrued value of such share of Series A Preferred Stock (initially, $1,000) plus any accrued but uncompounded dividends on such share by (b) the $19.00 conversion price, subject to certain anti-dilution adjustments in accordance with the terms as set forth in the Series A Preferred Stock Certificate of Designation. Dividends accrued daily and compounded quarterly on March 31, June 30, September 30 and December 31 of each year and were added to the accrued value of a share. The Series A Preferred Stock did not have an expiration date.

F3 · price: On May 17, 2021, the 310,000 shares of Series A Preferred Stock held by BCPE Holdings were converted into 22,608,925 shares of common stock of the Issuer following the Issuer's exercise of its optional conversion right pursuant to the terms of the Series A Preferred Stock Certificate of Designation.

F2 · derivative.exercise_date: Each share of Series A Convertible Perpetual Participating Preferred Stock (the "Series A Preferred Stock") was convertible into the number of shares of common stock of the Issuer equal to the quotient obtained by dividing (a) the accrued value of such share of Series A Preferred Stock (initially, $1,000) plus any accrued but uncompounded dividends on such share by (b) the $19.00 conversion price, subject to certain anti-dilution adjustments in accordance with the terms as set forth in the Series A Preferred Stock Certificate of Designation. Dividends accrued daily and compounded quarterly on March 31, June 30, September 30 and December 31 of each year and were added to the accrued value of a share. The Series A Preferred Stock did not have an expiration date.

F2 · derivative.expiration_date: Each share of Series A Convertible Perpetual Participating Preferred Stock (the "Series A Preferred Stock") was convertible into the number of shares of common stock of the Issuer equal to the quotient obtained by dividing (a) the accrued value of such share of Series A Preferred Stock (initially, $1,000) plus any accrued but uncompounded dividends on such share by (b) the $19.00 conversion price, subject to certain anti-dilution adjustments in accordance with the terms as set forth in the Series A Preferred Stock Certificate of Designation. Dividends accrued daily and compounded quarterly on March 31, June 30, September 30 and December 31 of each year and were added to the accrued value of a share. The Series A Preferred Stock did not have an expiration date.

F1 · ownership.nature: Represents securities held directly by BCPE Seminole Holdings LP ("BCPE Holdings"). Bain Capital Investors, LLC ("BCI") is the sole member of BCPE Seminole GP LLC, which is the general partner of BCPE Holdings. T. Devin O'Reilly is a Managing Director of BCI. By virtue of the relationships described in this footnote, Mr. O'Reilly may be deemed to share voting and dispositive power with respect to the securities held by BCPE Holdings. Mr. O'Reilly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 17, 2021 Filed May 19, 2021 23:19 UTC
O'Reilly T. DevinDirector · 10% owner
Exercise / conversionCommon Stock 22,608,925 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-020019 · doc4.xml · nonDerivative · entry 1

O'Reilly T. Devin · CIK 0001712887 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,064,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series A Convertible Perpetual Participating Preferred Stock (the "Series A Preferred Stock") was convertible into the number of shares of common stock of the Issuer equal to the quotient obtained by dividing (a) the accrued value of such share of Series A Preferred Stock (initially, $1,000) plus any accrued but uncompounded dividends on such share by (b) the $19.00 conversion price, subject to certain anti-dilution adjustments in accordance with the terms as set forth in the Series A Preferred Stock Certificate of Designation. Dividends accrued daily and compounded quarterly on March 31, June 30, September 30 and December 31 of each year and were added to the accrued value of a share. The Series A Preferred Stock did not have an expiration date.

F3 · price: On May 17, 2021, the 310,000 shares of Series A Preferred Stock held by BCPE Holdings were converted into 22,608,925 shares of common stock of the Issuer following the Issuer's exercise of its optional conversion right pursuant to the terms of the Series A Preferred Stock Certificate of Designation.

F1 · ownership.nature: Represents securities held directly by BCPE Seminole Holdings LP ("BCPE Holdings"). Bain Capital Investors, LLC ("BCI") is the sole member of BCPE Seminole GP LLC, which is the general partner of BCPE Holdings. T. Devin O'Reilly is a Managing Director of BCI. By virtue of the relationships described in this footnote, Mr. O'Reilly may be deemed to share voting and dispositive power with respect to the securities held by BCPE Holdings. Mr. O'Reilly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:35 UTC
Goodwin GeorgePresident, ASC Group
SaleCommon Stock 31,000 $52.00 $1,612,000.00
Disclosure

SEC source: 0001638833-21-000124 · wf-form4_162145652406876.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,815

Read SEC document
May 10, 2021 Filed May 10, 2021 20:37 UTC
TAPARO ANTHONYChief Growth Officer
SaleCommon Stock 63,588 $50.55 $3,214,373.40
Disclosure

SEC source: 0001638833-21-000120 · wf-form4_162067901760924.xml · nonDerivative · entry 1

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,715

F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 7, 2021 23:17 UTC
Baldock JenniferChief Admin & Dev Officer
SaleCommon Stock 4,194 $51.86 $217,500.84
Disclosure

SEC source: 0001638833-21-000117 · wf-form4_162042943041983.xml · nonDerivative · entry 2

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,269

F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 23:17 UTC
COWHEY THOMAS F.Chief Financial Officer
SaleCommon Stock 25,000 $52.28 $1,307,000.00
Disclosure

SEC source: 0001638833-21-000118 · wf-form4_162042945515347.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,573

F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 23:17 UTC
Baldock JenniferChief Admin & Dev Officer
SaleCommon Stock 49,403 $52.01 $2,569,450.03
Disclosure

SEC source: 0001638833-21-000117 · wf-form4_162042943041983.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,463

F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2021 Filed Apr 2, 2021 14:44 UTC
COWHEY THOMAS F.Chief Financial Officer
Tax withholdingCommon Stock 1,934 $43.60 $84,322.40
Disclosure

SEC source: 0001638833-21-000106 · wf-form4_161737463050306.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,573

Read SEC document
April 01, 2021 Filed Apr 1, 2021 17:34 UTC
Evans Jason EricChief Executive Officer
Tax withholdingCommon Stock 11,366 $44.26 $503,059.16
Disclosure

SEC source: 0001638833-21-000104 · wf-form4_161731281813248.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,788

Read SEC document
March 26, 2021 Filed Mar 29, 2021 14:20 UTC
Owens Bradley R.National Group President
Tax withholdingCommon Stock 778 $43.75 $34,037.50
Disclosure

SEC source: 0001638833-21-000101 · wf-form4_161704201346249.xml · nonDerivative · entry 1

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,305

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 14:19 UTC
Evans Jason EricChief Executive Officer
Tax withholdingCommon Stock 3,372 $43.75 $147,525.00
Disclosure

SEC source: 0001638833-21-000099 · wf-form4_161704197665369.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,154

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:20 UTC
TAPARO ANTHONYChief Growth Officer
Tax withholdingCommon Stock 1,106 $43.75 $48,387.50
Disclosure

SEC source: 0001638833-21-000102 · wf-form4_161704203059695.xml · nonDerivative · entry 1

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,303

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:20 UTC
Brocklehurst Laura L.Chief Human Resources Officer
GrantCommon Stock 588 $43.75 $25,725.00
Disclosure

SEC source: 0001638833-21-000100 · wf-form4_161704199535246.xml · nonDerivative · entry 1

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,346

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:19 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 1,133 $43.75 $49,568.75
Disclosure

SEC source: 0001638833-21-000098 · wf-form4_161704196180742.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,866

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:19 UTC
COWHEY THOMAS F.Chief Financial Officer
Tax withholdingCommon Stock 1,686 $43.75 $73,762.50
Disclosure

SEC source: 0001638833-21-000097 · wf-form4_161704194255233.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,507

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:18 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
Tax withholdingCommon Stock 1,247 $43.75 $54,556.25
Disclosure

SEC source: 0001638833-21-000096 · wf-form4_161704190829089.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,905

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 18:18 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 1,187 $43.75 $51,931.25
Disclosure

SEC source: 0001638833-21-000095 · wf-form4_161704188469576.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,815

F1 · date: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

F1 · balance_after: The transaction date and the amount of securities beneficially owned were adjusted to correct an administrative error on the Form 4 filed on March 25, 2021.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 15:26 UTC
Owens Bradley R.National Group President
GrantCommon Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000081 · wf-form4_161670036499481.xml · nonDerivative · entry 1

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,155

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 15:26 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 8,867 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000083 · wf-form4_161670039921531.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,822

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:27 UTC
Brocklehurst Laura L.Chief Human Resources Officer
GrantCommon Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000086 · wf-form4_161670045906987.xml · nonDerivative · entry 1

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,993

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:27 UTC
Goodwin GeorgePresident, ASC Group
GrantCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000085 · wf-form4_161670044072093.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,106

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:27 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
GrantCommon Stock 2,955 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000084 · wf-form4_161670041831832.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,250

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:26 UTC
Baldock JenniferChief Admin & Dev Officer
GrantCommon Stock 2,979 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000082 · wf-form4_161670038211978.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,098

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:26 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 4,433 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000080 · wf-form4_161670034639022.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,341

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 25, 2021 Filed Mar 25, 2021 19:25 UTC
TAPARO ANTHONYChief Growth Officer
GrantCommon Stock 2,908 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000079 · wf-form4_161670032882612.xml · nonDerivative · entry 1

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,506

F1 · shares: The Compensation Committee approved this award of unrestricted common stock in lieu of, and in full settlement of, 50% of the cash incentive award earned by the Reporting Person under the Issuer's cash incentive plan for performance in 2020.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 14:46 UTC
Goodwin GeorgePresident, ASC Group
GiftCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000068 · wf-form4_161659715659612.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,985

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:38 UTC
TAPARO ANTHONYChief Growth Officer
Tax withholdingCommon Stock 1,440 $43.51 $62,654.40
Disclosure

SEC source: 0001638833-21-000065 · wf-form4_161601709686681.xml · nonDerivative · entry 3

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,598

F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 16, 2021 of restricted stock.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:37 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 1,543 $43.51 $67,135.93
Disclosure

SEC source: 0001638833-21-000061 · wf-form4_161601700652695.xml · nonDerivative · entry 3

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,595

F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 16, 2021 of restricted stock.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 21:36 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 1,721 $43.51 $74,880.71
Disclosure

SEC source: 0001638833-21-000060 · wf-form4_161601697865584.xml · nonDerivative · entry 3

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,119

F3 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 16, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:39 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
Tax withholdingCommon Stock 6,780 $42.06 $285,166.80
Disclosure

SEC source: 0001638833-21-000066 · wf-form4_161601713259218.xml · nonDerivative · entry 2

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,349

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:38 UTC
TAPARO ANTHONYChief Growth Officer
Tax withholdingCommon Stock 1,840 $42.06 $77,390.40
Disclosure

SEC source: 0001638833-21-000065 · wf-form4_161601709686681.xml · nonDerivative · entry 2

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,038

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:38 UTC
Brocklehurst Laura L.Chief Human Resources Officer
Tax withholdingCommon Stock 226 $42.06 $9,505.56
Disclosure

SEC source: 0001638833-21-000064 · wf-form4_161601706420482.xml · nonDerivative · entry 2

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,220

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:37 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 1,971 $42.06 $82,900.26
Disclosure

SEC source: 0001638833-21-000061 · wf-form4_161601700652695.xml · nonDerivative · entry 2

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,138

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:36 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 2,198 $42.06 $92,447.88
Disclosure

SEC source: 0001638833-21-000060 · wf-form4_161601697865584.xml · nonDerivative · entry 2

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,840

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:36 UTC
COWHEY THOMAS F.Chief Financial Officer
Tax withholdingCommon Stock 2,443 $42.06 $102,752.58
Disclosure

SEC source: 0001638833-21-000059 · wf-form4_161601694974029.xml · nonDerivative · entry 2

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,908

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 15, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 17:37 UTC
Owens Bradley R.National Group President
Tax withholdingCommon Stock 3,636 $42.06 $152,930.16
Disclosure

SEC source: 0001638833-21-000062 · wf-form4_161601702793032.xml · nonDerivative · entry 1

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 17:37 UTC
Evans Jason EricChief Executive Officer
Tax withholdingCommon Stock 12,829 $42.06 $539,587.74
Disclosure

SEC source: 0001638833-21-000063 · wf-form4_161601704580930.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,955

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:39 UTC
DeVeydt Wayne SDirector · Exec Chairman of the Board
Tax withholdingCommon Stock 9,946 $42.06 $418,328.76
Disclosure

SEC source: 0001638833-21-000066 · wf-form4_161601713259218.xml · nonDerivative · entry 1

DeVeydt Wayne S · CIK 0001321392 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,129

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:38 UTC
TAPARO ANTHONYChief Growth Officer
Tax withholdingCommon Stock 7,357 $42.06 $309,435.42
Disclosure

SEC source: 0001638833-21-000065 · wf-form4_161601709686681.xml · nonDerivative · entry 1

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,878

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:38 UTC
Brocklehurst Laura L.Chief Human Resources Officer
Tax withholdingCommon Stock 1,893 $42.06 $79,619.58
Disclosure

SEC source: 0001638833-21-000064 · wf-form4_161601706420482.xml · nonDerivative · entry 1

Brocklehurst Laura L. · CIK 0001839392 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,446

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:37 UTC
Goodwin GeorgePresident, ASC Group
Tax withholdingCommon Stock 8,223 $42.06 $345,859.38
Disclosure

SEC source: 0001638833-21-000061 · wf-form4_161601700652695.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,109

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:36 UTC
Baldock JenniferChief Admin & Dev Officer
Tax withholdingCommon Stock 7,984 $42.06 $335,807.04
Disclosure

SEC source: 0001638833-21-000060 · wf-form4_161601697865584.xml · nonDerivative · entry 1

Baldock Jennifer · CIK 0001650314 · Chief Admin & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,038

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 13, 2021 Filed Mar 17, 2021 21:36 UTC
COWHEY THOMAS F.Chief Financial Officer
Tax withholdingCommon Stock 8,846 $42.06 $372,062.76
Disclosure

SEC source: 0001638833-21-000059 · wf-form4_161601694974029.xml · nonDerivative · entry 1

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,351

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting on March 13, 2021 of restricted stock.

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March 10, 2021 Filed Mar 12, 2021 16:23 UTC
Owens Bradley R.National Group President
GrantCommon Stock 4,757 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000043 · wf-form4_161558418064093.xml · nonDerivative · entry 2

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,634

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 16:23 UTC
Owens Bradley R.National Group President
GrantCommon Stock 4,757 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000043 · wf-form4_161558418064093.xml · nonDerivative · entry 1

Owens Bradley R. · CIK 0001839389 · National Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,877

F1 · shares: Shares will vest in two equal annual installments of each of the first two anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 16:25 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000047 · wf-form4_161558429904589.xml · nonDerivative · entry 2

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,784

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 16:25 UTC
Evans Jason EricChief Executive Officer
GrantCommon Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000047 · wf-form4_161558429904589.xml · nonDerivative · entry 1

Evans Jason Eric · CIK 0001670094 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,918

F1 · shares: Shares will vest in two equal annual installments of each of the first two anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 21:25 UTC
TAPARO ANTHONYChief Growth Officer
GrantCommon Stock 4,876 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000048 · wf-form4_161558432012078.xml · nonDerivative · entry 4

TAPARO ANTHONY · CIK 0001735245 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,235

F4 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 21:24 UTC
Goodwin GeorgePresident, ASC Group
GrantCommon Stock 5,233 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000046 · wf-form4_161558426807061.xml · nonDerivative · entry 1

Goodwin George · CIK 0001735766 · President, ASC Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,332

F1 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

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March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COWHEY THOMAS F.Chief Financial Officer
GrantCommon Stock 6,244 $0.00 $0.00
Disclosure

SEC source: 0001638833-21-000045 · wf-form4_161558424467564.xml · nonDerivative · entry 2

COWHEY THOMAS F. · CIK 0001735242 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,197

F2 · shares: Shares will vest in three equal annual installments of each of the first three anniversaries of March 10, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.