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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2019 Filed Mar 18, 2019 13:03 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantCommon Stock 14,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-005121 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,019

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 70,658 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 70,658 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:10 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 13,586 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-19-002051 · rdgdoc.xml · derivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:10 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionCommon Stock 13,586 $7.36 $99,992.96
Disclosure

SEC source: 0001437749-19-002051 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:54 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionStock Options (Right to Buy) · Derivative 13,586 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-19-002049 · rdgdoc.xml · derivative · entry 2

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:54 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionCommon Stock 13,586 $7.36 $99,992.96
Disclosure

SEC source: 0001437749-19-002049 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:20 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionStock Options (Right to Buy) · Derivative 13,586 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-19-002043 · rdgdoc.xml · derivative · entry 3

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:20 UTC
Leide DominicV.P. Admin & Customer Support
Tax withholdingCommon Stock 5,596 $17.87 $100,000.52
Disclosure

SEC source: 0001437749-19-002043 · rdgdoc.xml · nonDerivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,966

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 13,586 stock options.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:20 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionCommon Stock 13,586 $7.36 $99,992.96
Disclosure

SEC source: 0001437749-19-002043 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 19:21 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionStock Options (Right to Buy) · Derivative 13,586 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-19-002044 · rdgdoc.xml · derivative · entry 3

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 19:21 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Tax withholdingCommon Stock 5,587 $17.90 $100,007.30
Disclosure

SEC source: 0001437749-19-002044 · rdgdoc.xml · nonDerivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,591

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 13,586 stock options.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 19:21 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionCommon Stock 13,586 $7.36 $99,992.96
Disclosure

SEC source: 0001437749-19-002044 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:17 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Appreciation Rights · Derivative 2,873 $17.77 Strike: $17.77 $51,053.21
Disclosure

SEC source: 0001437749-19-001773 · rdgdoc.xml · derivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Common Stock · 2,873 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:17 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001773 · rdgdoc.xml · derivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:06 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Appreciation Rights · Derivative 2,373 $17.77 Strike: $17.77 $42,168.21
Disclosure

SEC source: 0001437749-19-001770 · rdgdoc.xml · derivative · entry 3

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373

Underlying: Common Stock · 2,373 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:06 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001770 · rdgdoc.xml · derivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:06 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantCommon Stock 5,627 $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001770 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,592

F1 · shares: Represents a grant of 5,627 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. These shares vest five (5) years from the grant date if Mr. Alpert remains continuously employed by the Company or one of its subsidiaries from the Date of Grant until the Vesting Date.

F2 · price: On January 31, 2019, the date of grant of the performance shares, the closing price of the issuer's common stock on the NASDAQ was $17.77 per share.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:37 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantStock Appreciation Rights · Derivative 2,873 $17.77 Strike: $17.77 $51,053.21
Disclosure

SEC source: 0001437749-19-001767 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Common Stock · 2,873 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:37 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001767 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:24 UTC
BENSTOCK PETERExecutive VP
GrantStock Appreciation Rights · Derivative 2,873 $17.77 Strike: $17.77 $51,053.21
Disclosure

SEC source: 0001437749-19-001764 · rdgdoc.xml · derivative · entry 2

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Common Stock · 2,873 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:24 UTC
BENSTOCK PETERExecutive VP
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001764 · rdgdoc.xml · derivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:12 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantStock Appreciation Rights · Derivative 7,373 $17.77 Strike: $17.77 $131,018.21
Disclosure

SEC source: 0001437749-19-001763 · rdgdoc.xml · derivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,373

Underlying: Common Stock · 7,373 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:12 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001763 · rdgdoc.xml · derivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:12 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantCommon Stock 7,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001763 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,109

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2022.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2022.

F2 · price: On January 31, 2019, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.77 per share.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:55 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Appreciation Rights · Derivative 9,373 $17.77 Strike: $17.77 $166,558.21
Disclosure

SEC source: 0001437749-19-001761 · rdgdoc.xml · derivative · entry 3

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

Underlying: Common Stock · 9,373 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:55 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001761 · rdgdoc.xml · derivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:55 UTC
BENSTOCK MICHAELDirector · CEO
GrantCommon Stock 23,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001761 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,909

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2021.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2021.

F2 · price: On January 31, 2019, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.77 per share.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:39 UTC
Attinella MichaelCFO & Treasurer
GrantStock Appreciation Rights · Derivative 2,373 $17.77 Strike: $17.77 $42,168.21
Disclosure

SEC source: 0001437749-19-001760 · rdgdoc.xml · derivative · entry 3

Attinella Michael · CIK 0001441286 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373

Underlying: Common Stock · 2,373 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:39 UTC
Attinella MichaelCFO & Treasurer
GrantStock Options (Right to Buy) · Derivative 5,627 $17.77 Strike: $17.77 $99,991.79
Disclosure

SEC source: 0001437749-19-001760 · rdgdoc.xml · derivative · entry 2

Attinella Michael · CIK 0001441286 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

Read SEC document
January 31, 2019 Filed Feb 4, 2019 18:39 UTC
Attinella MichaelCFO & Treasurer
GrantCommon Stock 8,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001760 · rdgdoc.xml · nonDerivative · entry 1

Attinella Michael · CIK 0001441286 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2022.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 01/31/2022.

F2 · price: On January 31, 2019, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.77 per share.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:32 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
SaleCommon Stock 2,000 $18.25 $36,500.00
Disclosure

SEC source: 0001437749-18-021116 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,965

Read SEC document
November 15, 2018 Filed Nov 19, 2018 14:46 UTC SaleCommon Stock 2,829 $18.85 $53,326.65
Disclosure

SEC source: 0001437749-18-021042 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,111

F1 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,648 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 18:54 UTC GrantCommon Stock 3,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-019641 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,884

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/02/2021.

F2 · price: On November 2, 2018, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 11,380 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:26 UTC GrantCommon Stock 3,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-019646 · rdgdoc.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,871

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/02/2021.

F2 · price: On November 2, 2018, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,467 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:18 UTC GrantCommon Stock 3,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-019645 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,966

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/02/2021.

F2 · price: On November 2, 2018, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,467 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:02 UTC GrantCommon Stock 3,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-019643 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,940

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/02/2021.

F2 · price: On November 2, 2018, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $17.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,467 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 18:43 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 1,088 $19.00 $20,672.00
Disclosure

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 3

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,544

F4 · price: Represents the weighted average sale price. Sales ranged from $18.79 to $19.35.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 06, 2018 Filed Aug 10, 2018 13:12 UTC Amendment
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 1,088 $19.00 $20,672.00
Disclosure

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 3

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520

F4 · price: Represents the weighted average sale price. Sales ranged from $18.79 to $19.35.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 18:43 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 9,600 $19.54 $187,584.00
Disclosure

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,632

F3 · price: Represents the weighted average sale price. Sales ranged from $19.54 to $20.12.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 03, 2018 Filed Aug 10, 2018 13:12 UTC Amendment
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 9,600 $19.54 $187,584.00
Disclosure

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

F3 · price: Represents the weighted average sale price. Sales ranged from $19.54 to $20.12.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 02, 2018 Filed Aug 7, 2018 18:43 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 4,312 $20.30 $87,533.60
Disclosure

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,232

F1 · price: Represents the weighted average sale price. Sales ranged from $20.10 to $20.78.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

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August 02, 2018 Filed Aug 10, 2018 13:12 UTC Amendment
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 4,312 $20.30 $87,533.60
Disclosure

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,208

F1 · price: Represents the weighted average sale price. Sales ranged from $20.10 to $20.78.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

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May 22, 2018 Filed May 23, 2018 19:59 UTC
BENSTOCK GERALD MChairman Emeritus
GiftCommon Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-010587 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK GERALD M · CIK 0001203009 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,698

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

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May 18, 2018 Filed May 22, 2018 17:29 UTC
BENSTOCK MICHAELDirector · CEO
GiftCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-010492 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,555

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

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May 16, 2018 Filed May 17, 2018 13:39 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
GiftCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-010207 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,075

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

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May 03, 2018 Filed May 7, 2018 19:35 UTC GrantNQ Stock Options · Derivative 2,750 $24.28 Strike: $24.28 $66,770.00
Disclosure

SEC source: 0001437749-18-008856 · rdgdoc.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2028-05-03

F1 · security: To list options granted 05/03/2018.

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May 03, 2018 Filed May 7, 2018 19:27 UTC GrantNQ Stock Options · Derivative 2,750 $24.28 Strike: $24.28 $66,770.00
Disclosure

SEC source: 0001437749-18-008855 · rdgdoc.xml · derivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2028-05-03

F1 · security: To list options granted 05/03/2018.

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May 03, 2018 Filed May 7, 2018 19:22 UTC GrantNQ Stock Options · Derivative 2,750 $24.28 Strike: $24.28 $66,770.00
Disclosure

SEC source: 0001437749-18-008853 · rdgdoc.xml · derivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2028-05-03

F1 · security: To list options granted 05/03/2018.

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May 03, 2018 Filed May 7, 2018 19:16 UTC GrantNQ Stock Options · Derivative 2,750 $24.28 Strike: $24.28 $66,770.00
Disclosure

SEC source: 0001437749-18-008852 · rdgdoc.xml · derivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2028-05-03

F1 · security: To list options granted 05/03/2018.

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April 19, 2018 Filed Apr 23, 2018 18:32 UTC Exercise / conversionNQ Stock Options · Derivative 6,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0001437749-18-007444 · rdgdoc.xml · derivative · entry 3

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 19, 2018 Filed Apr 23, 2018 18:32 UTC Tax withholdingCommon Stock 1,031 $26.83 $27,661.73
Disclosure

SEC source: 0001437749-18-007444 · rdgdoc.xml · nonDerivative · entry 2

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,876

F1 · shares: These shares were delivered to the issuer to satisfy the exercise price of 6,000 NQ Stock Options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.