Koosed Philip

SEC source: 0001437749-24-008610 · rdgdoc.xml · derivative · entry 3

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2025-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-24-008610 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,436

F2 · price: Represents the weighted average sale price. Sales ranged from $15.36 to $15.85.

F1 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 51,419 continue to be subject to forfeiture as of the date of this filing.

SEC source: 0001437749-24-008610 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 51,419 continue to be subject to forfeiture as of the date of this filing.

SEC source: 0001437749-23-002643 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695

Underlying: Common Stock · 11,695 shares

Expires 2028-02-03

SEC source: 0001437749-23-002643 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,304

Underlying: Common Stock · 8,305 shares

Expires 2028-02-03

SEC source: 0001437749-22-028530 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261

Underlying: Common Stock · 4,261 shares

Expires 2027-12-02

SEC source: 0001437749-22-002711 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,033

Underlying: Common Stock · 10,033 shares

Expires 2027-02-04

SEC source: 0001437749-22-002711 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,967

Underlying: Common Stock · 4,967 shares

Expires 2027-02-04

SEC source: 0001437749-21-016358 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,419

Underlying: Common Stock · 51,419 shares

Expires not disclosed

F3 · derivative.exercise_price: Refer to Footnote 4.

F4 · shares: Represents a grant of 51,419 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. The Performance Shares vest on December 31, 2026 if Mr. Koosed remains continuously employed by the issuer or one of its subsidiaries through such date and if certain performance metrics are satisfied, subject to accelerated vesting as set forth in the award agreement.

F3 · price: Refer to Footnote 4.

F3 · derivative.exercise_date: Refer to Footnote 4.

F3 · derivative.expiration_date: Refer to Footnote 4.

SEC source: 0001437749-21-016358 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,436

F1 · shares: This is a restricted stock award in which 30,851 shares vest on the third anniversary of the grant date, 10,283 shares vest on the fourth anniversary of the grant date and 10,285 vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On July 1, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $24.31 per share.

SEC source: 0001437749-21-008623 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,017

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc.

SEC source: 0001437749-21-002300 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717

Underlying: Common Stock · 1,717 shares

Expires 2026-02-05

SEC source: 0001437749-21-002300 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883

Underlying: Common Stock · 3,883 shares

Expires 2026-02-05

SEC source: 0001437749-20-018432 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518

F1 · price: Represents the weighted average sale price. Sales ranged from $22.20 to $22.69.

F2 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-20-016823 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,518

F1 · shares: The sale of these shares was pursuant to a 10b5-1 trading plan entered into by the reporting person on 11/25/2019.

F2 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-20-016146 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,518

F1 · shares: The sale of these shares was pursuant to a 10b5-1 trading plan entered into by the reporting person on 11/25/2019.

F2 · price: Represents the weighted average sale price. Sales ranged from $16.26 to $18.09.

F3 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-20-005400 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,518

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

SEC source: 0001437749-20-002289 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2025-02-07

SEC source: 0001437749-19-005121 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,019

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 70,658 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 70,658 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

SEC source: 0001437749-19-001767 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Underlying: Common Stock · 2,873 shares

Expires 2024-01-31

SEC source: 0001437749-19-001767 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 5,627 shares

Expires 2024-01-31

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 3

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,544

F4 · price: Represents the weighted average sale price. Sales ranged from $18.79 to $19.35.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 3

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,520

F4 · price: Represents the weighted average sale price. Sales ranged from $18.79 to $19.35.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,632

F3 · price: Represents the weighted average sale price. Sales ranged from $19.54 to $20.12.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

F3 · price: Represents the weighted average sale price. Sales ranged from $19.54 to $20.12.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-014700 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,232

F1 · price: Represents the weighted average sale price. Sales ranged from $20.10 to $20.78.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-015171 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,208

F1 · price: Represents the weighted average sale price. Sales ranged from $20.10 to $20.78.

F2 · balance_after: Does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-18-015323 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,520

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein."

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 105,986 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein."

SEC source: 0001437749-17-015434 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,544

F1 · price: Represents the weighted average sale price. Sales ranged from $21.20 to $21.72.

F2 · balance_after: Does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-17-009503 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,044

F2 · price: Represents the weighted average sale price. Sales ranged from $18.59 to $19.00.

F3 · balance_after: Does not include the 256,800 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

SEC source: 0001437749-17-009503 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,468

F1 · price: Represents the weighted average sale price. Sales ranged from $19.00 to $19.53.

SEC source: 0001437749-18-015322 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,044

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.