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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2020 Filed Nov 19, 2020 15:20 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GiftCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-024195 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,149

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:40 UTC GrantCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-023339 · rdgdoc.xml · nonDerivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,307

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 11/06/2023.

F2 · price: On November 6, 2020, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $20.67.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,307 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:36 UTC GrantCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-023338 · rdgdoc.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,178

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 11/06/2023.

F2 · price: On November 6, 2020, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $20.67.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,371 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:29 UTC GrantCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-023332 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,114

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 11/06/2023.

F2 · price: On November 6, 2020, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $20.67.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,371 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:32 UTC GrantCommon Stock 3,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-023336 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,273

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 11/06/2023.

F2 · price: On November 6, 2020, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $20.67.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,371 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 18:24 UTC GrantCommon Stock 4,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-023330 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,018

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 11/06/2023.

F2 · price: On November 6, 2020, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $20.67.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 12,964 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:01 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 11,384 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-019091 · rdgdoc.xml · derivative · entry 5

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,384 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:01 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-019091 · rdgdoc.xml · derivative · entry 4

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:01 UTC
BENSTOCK MICHAELDirector · CEO
Disposition to issuerCommon Stock 7,877 $23.63 $186,133.51
Disclosure

SEC source: 0001437749-20-019091 · rdgdoc.xml · nonDerivative · entry 3

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,870

F3 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:01 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionCommon Stock 11,384 $16.35 $186,128.40
Disclosure

SEC source: 0001437749-20-019091 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 16:01 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-20-019091 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Exercise / conversionStock Appreciation Rights · Derivative 8,884 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · derivative · entry 7

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,884 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · derivative · entry 6

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are fully vested on date of grant.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Tax withholdingCommon Stock 751 $23.66 $17,768.66
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · nonDerivative · entry 5

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,749

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 24,941 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Disposition to issuerCommon Stock 6,140 $23.66 $145,272.40
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · nonDerivative · entry 4

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,500

F5 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 24,941 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Exercise / conversionCommon Stock 8,884 $16.35 $145,253.40
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · nonDerivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 24,941 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Tax withholdingCommon Stock 4,227 $23.66 $100,010.82
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,756

F3 · shares: These shares were delivered to the issuer to satisfy the exercise price of 6,116 stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 24,941 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 17:49 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-20-018729 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 24,941 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionNQ Stock Options · Derivative 7,000 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · derivative · entry 13

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionNQ Stock Options · Derivative 7,000 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · derivative · entry 12

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionNQ Stock Options · Derivative 7,000 $0.00 Strike: $5.88 $0.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · derivative · entry 11

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2022-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionNQ Stock Options · Derivative 4,000 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · derivative · entry 10

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC SaleCommon Stock 25,000 $22.78 $569,490.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 8

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionCommon Stock 7,000 $7.96 $55,685.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 7

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionCommon Stock 7,000 $5.85 $40,950.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 6

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionCommon Stock 7,000 $5.88 $41,125.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 5

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionCommon Stock 4,000 $5.55 $22,200.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 4

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionNQ Stock Options · Derivative 3,000 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · derivative · entry 9

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:33 UTC SaleCommon Stock 3,000 $23.61 $70,838.40
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 3

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:33 UTC Exercise / conversionCommon Stock 3,000 $5.55 $16,650.00
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 2

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:33 UTC SaleCommon Stock 3,800 $23.37 $88,794.60
Disclosure

SEC source: 0001437749-20-018717 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

F1 · price: Represents the weighted average sale price. Sales ranged from $23.3601 to 23.490.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 9,145 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 15:39 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 15,000 $22.39 $335,835.00
Disclosure

SEC source: 0001437749-20-018432 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518

F1 · price: Represents the weighted average sale price. Sales ranged from $22.20 to $22.69.

F2 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionStock Appreciation Rights · Derivative 3,884 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · derivative · entry 7

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,884 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · derivative · entry 6

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Tax withholdingCommon Stock 305 $21.60 $6,588.00
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · nonDerivative · entry 5

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,716

F5 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Disposition to issuerCommon Stock 2,940 $21.60 $63,504.00
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · nonDerivative · entry 4

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,021

F4 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionCommon Stock 3,884 $16.35 $63,503.40
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · nonDerivative · entry 3

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Tax withholdingCommon Stock 4,630 $21.60 $100,008.00
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · nonDerivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,077

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 6,116 stock options.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 14:54 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-20-017456 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 18:25 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001437749-20-016823 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,518

F1 · shares: The sale of these shares was pursuant to a 10b5-1 trading plan entered into by the reporting person on 11/25/2019.

F2 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

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July 29, 2020 Filed Jul 31, 2020 18:25 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 25,000 $17.17 $429,275.00
Disclosure

SEC source: 0001437749-20-016146 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,518

F1 · shares: The sale of these shares was pursuant to a 10b5-1 trading plan entered into by the reporting person on 11/25/2019.

F2 · price: Represents the weighted average sale price. Sales ranged from $16.26 to $18.09.

F3 · balance_after: Does not include the 35,329 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

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June 25, 2020 Filed Jun 26, 2020 13:15 UTC
BENSTOCK MICHAELDirector · CEO
GiftCommon Stock 6,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-013941 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,247

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

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May 12, 2020 Filed May 13, 2020 16:22 UTC GrantNQ Stock Options · Derivative 2,423 $8.48 Strike: $8.48 $20,547.04
Disclosure

SEC source: 0001437749-20-010550 · rdgdoc.xml · derivative · entry 2

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423

Underlying: Common Stock · 2,423 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:22 UTC GrantNQ Stock Options · Derivative 2,750 $8.48 Strike: $8.48 $23,320.00
Disclosure

SEC source: 0001437749-20-010550 · rdgdoc.xml · derivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:18 UTC GrantNQ Stock Options · Derivative 2,675 $8.48 Strike: $8.48 $22,684.00
Disclosure

SEC source: 0001437749-20-010549 · rdgdoc.xml · derivative · entry 2

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Common Stock · 2,675 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:18 UTC GrantNQ Stock Options · Derivative 2,750 $8.48 Strike: $8.48 $23,320.00
Disclosure

SEC source: 0001437749-20-010549 · rdgdoc.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:13 UTC GrantNQ Stock Options · Derivative 3,129 $8.48 Strike: $8.48 $26,533.92
Disclosure

SEC source: 0001437749-20-010548 · rdgdoc.xml · derivative · entry 2

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:13 UTC GrantNQ Stock Options · Derivative 2,750 $8.48 Strike: $8.48 $23,320.00
Disclosure

SEC source: 0001437749-20-010548 · rdgdoc.xml · derivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:10 UTC GrantNQ Stock Options · Derivative 3,028 $8.48 Strike: $8.48 $25,677.44
Disclosure

SEC source: 0001437749-20-010547 · rdgdoc.xml · derivative · entry 2

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028

Underlying: Common Stock · 3,028 shares

Expires 2030-05-12

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May 12, 2020 Filed May 13, 2020 16:10 UTC GrantNQ Stock Options · Derivative 2,750 $8.48 Strike: $8.48 $23,320.00
Disclosure

SEC source: 0001437749-20-010547 · rdgdoc.xml · derivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2030-05-12

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.