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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 15, 2021 17:44 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Tax withholdingCommon Stock 3,930 $25.44 $99,979.20
Disclosure

SEC source: 0001437749-21-026668 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,572

F3 · shares: These shares were delivered to the issuer to satisfy the exercise price of 5,892 stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 17:44 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
Exercise / conversionCommon Stock 5,892 $16.97 $99,987.24
Disclosure

SEC source: 0001437749-21-026668 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Exercise / conversionStock Appreciation Rights · Derivative 8,608 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · derivative · entry 7

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,608 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 5,892 $0.00 Strike: $16.97 $0.00
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · derivative · entry 6

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Tax withholdingCommon Stock 697 $25.44 $17,731.68
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · nonDerivative · entry 5

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,739

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Disposition to issuerCommon Stock 5,743 $25.44 $146,101.92
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · nonDerivative · entry 4

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,436

F5 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Exercise / conversionCommon Stock 8,608 $25.44 $218,987.52
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · nonDerivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Tax withholdingCommon Stock 3,931 $25.44 $100,004.64
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,571

F3 · shares: These shares were delivered to the issuer to satisfy the exercise price of 5,892 stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:12 UTC Amendment
DEMOTT ANDREW D JRDirector · COO & CFO
Exercise / conversionCommon Stock 5,892 $16.97 $99,987.24
Disclosure

SEC source: 0001437749-21-026841 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 16:07 UTC GrantCommon Stock 2,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-026650 · rdgdoc.xml · nonDerivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/11/2024.

F2 · price: On November 11, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.44.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,040 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 16:00 UTC GrantCommon Stock 2,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-026649 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,847

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/11/2024.

F2 · price: On November 11, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.44.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,040 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 15:43 UTC GrantCommon Stock 3,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-026648 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,435

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/11/2024.

F2 · price: On November 11, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.44.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 12,551 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 15:21 UTC GrantCommon Stock 2,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-026647 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,006

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/11/2024.

F2 · price: On November 11, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.44.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,040 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 15:10 UTC GrantCommon Stock 2,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-026646 · rdgdoc.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,967

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/11/2024.

F2 · price: On November 11, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.44.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 10,040 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 21:40 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantCommon Stock 22,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016732 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,723

F1 · shares: This is a restricted stock award in which 13,204 shares vest on the third anniversary of the grant date, 4,401 shares vest on the fourth anniversary of the grant date and 4,402 vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On July 8, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $22.72 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:26 UTC
HIMELSTEIN JAKEPresident, BAMKO, LLC
GrantPerformance Share Award · Derivative 30,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016363 · rdgdoc.xml · derivative · entry 2

HIMELSTEIN JAKE · CIK 0001870882 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,851

Underlying: Common Stock · 30,851 shares

Expires not disclosed

F3 · derivative.exercise_price: Refer to Footnote 4.

F4 · shares: Represents a grant of 30,851 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. The performance shares vest December 31, 2026 if Mr. Himelstein remains continuously employed by the issuer or one of its subsidiaries through such date and if certain performance metrics are satisfied, subject to accelerated vesting as set forth in the award agreement.

F3 · price: Refer to Footnote 4.

F3 · derivative.exercise_date: Refer to Footnote 4.

F3 · derivative.expiration_date: Refer to Footnote 4.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:26 UTC
HIMELSTEIN JAKEPresident, BAMKO, LLC
GrantCommon Stock 30,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016363 · rdgdoc.xml · nonDerivative · entry 1

HIMELSTEIN JAKE · CIK 0001870882 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,825

F1 · shares: This is a restricted stock award in which 18,510 shares vest on the third anniversary of the grant date, 6,170 shares vest on the fourth anniversary of the grant date and 6,171 vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On July 1, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $24.31 per share.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:22 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantPerformance Share Award · Derivative 51,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016358 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,419

Underlying: Common Stock · 51,419 shares

Expires not disclosed

F3 · derivative.exercise_price: Refer to Footnote 4.

F4 · shares: Represents a grant of 51,419 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. The Performance Shares vest on December 31, 2026 if Mr. Koosed remains continuously employed by the issuer or one of its subsidiaries through such date and if certain performance metrics are satisfied, subject to accelerated vesting as set forth in the award agreement.

F3 · price: Refer to Footnote 4.

F3 · derivative.exercise_date: Refer to Footnote 4.

F3 · derivative.expiration_date: Refer to Footnote 4.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:22 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantCommon Stock 51,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-016358 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,436

F1 · shares: This is a restricted stock award in which 30,851 shares vest on the third anniversary of the grant date, 10,283 shares vest on the fourth anniversary of the grant date and 10,285 vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On July 1, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $24.31 per share.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:33 UTC
Leide DominicV.P. Admin & Customer Support
GrantPerformance Share Award · Derivative 19,135 $26.13 Strike: $26.13 $499,997.55
Disclosure

SEC source: 0001437749-21-012634 · rdgdoc.xml · derivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,135

Underlying: Common Stock · 19,135 shares

Expires not disclosed

F3 · shares: Represents a grant of 19,135 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. These shares will vest five (5) years from the grant date if Mr. Leide remains continuously employed by the Company or one of its subsidiaries from the Date of Grant until the Vesting Date and if certain performance metrics are satisfied.

F3 · derivative.expiration_date: Represents a grant of 19,135 performance shares under the issuer's 2013 Incentive Stock and Awards Plan. These shares will vest five (5) years from the grant date if Mr. Leide remains continuously employed by the Company or one of its subsidiaries from the Date of Grant until the Vesting Date and if certain performance metrics are satisfied.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:33 UTC
Leide DominicV.P. Admin & Customer Support
GrantCommon Stock 19,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-012634 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,664

F1 · shares: This is a restricted stock award which vests on the fifth anniversary of the grant date or 05/14/2026.

F2 · price: On May 14, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $26.13 per share.

Read SEC document
May 14, 2021 Filed May 18, 2021 17:00 UTC GrantNQ Stock Options · Derivative 2,750 $26.13 Strike: $26.13 $71,857.50
Disclosure

SEC source: 0001437749-21-012630 · rdgdoc.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2031-05-14

Read SEC document
May 14, 2021 Filed May 18, 2021 16:57 UTC GrantNQ Stock Options · Derivative 2,750 $26.13 Strike: $26.13 $71,857.50
Disclosure

SEC source: 0001437749-21-012629 · rdgdoc.xml · derivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2031-05-14

Read SEC document
May 14, 2021 Filed May 18, 2021 16:54 UTC GrantNQ Stock Options · Derivative 2,750 $26.13 Strike: $26.13 $71,857.50
Disclosure

SEC source: 0001437749-21-012626 · rdgdoc.xml · derivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2031-05-14

Read SEC document
May 14, 2021 Filed May 18, 2021 16:51 UTC GrantNQ Stock Options · Derivative 2,750 $26.13 Strike: $26.13 $71,857.50
Disclosure

SEC source: 0001437749-21-012623 · rdgdoc.xml · derivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2031-05-14

Read SEC document
May 14, 2021 Filed May 18, 2021 16:43 UTC GrantNQ Stock Options · Derivative 2,750 $26.13 Strike: $26.13 $71,857.50
Disclosure

SEC source: 0001437749-21-012619 · rdgdoc.xml · derivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2031-05-14

Read SEC document
April 26, 2021 Filed Apr 28, 2021 13:01 UTC Exercise / conversionNQ Stock Options · Derivative 7,000 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001437749-21-009962 · rdgdoc.xml · derivative · entry 2

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2021-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 13:01 UTC Exercise / conversionCommon Stock 7,000 $5.55 $38,850.00
Disclosure

SEC source: 0001437749-21-009962 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 12,964 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
March 10, 2021 Filed Apr 9, 2021 15:01 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantCommon Stock 14,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-008623 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,017

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:22 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Appreciation Rights · Derivative 1,717 $25.75 Strike: $25.75 $44,212.75
Disclosure

SEC source: 0001437749-21-002301 · rdgdoc.xml · derivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717

Underlying: Common Stock · 1,717 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:22 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Options (Right to Buy) · Derivative 3,883 $25.75 Strike: $25.75 $99,987.25
Disclosure

SEC source: 0001437749-21-002301 · rdgdoc.xml · derivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883

Underlying: Common Stock · 3,883 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:18 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantStock Appreciation Rights · Derivative 1,717 $25.75 Strike: $25.75 $44,212.75
Disclosure

SEC source: 0001437749-21-002300 · rdgdoc.xml · derivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717

Underlying: Common Stock · 1,717 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:18 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantStock Options (Right to Buy) · Derivative 3,883 $25.75 Strike: $25.75 $99,987.25
Disclosure

SEC source: 0001437749-21-002300 · rdgdoc.xml · derivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883

Underlying: Common Stock · 3,883 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:14 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Appreciation Rights · Derivative 617 $25.75 Strike: $25.75 $15,887.75
Disclosure

SEC source: 0001437749-21-002297 · rdgdoc.xml · derivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617

Underlying: Common Stock · 617 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 17:14 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 3,883 $25.75 Strike: $25.75 $99,987.25
Disclosure

SEC source: 0001437749-21-002297 · rdgdoc.xml · derivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883

Underlying: Common Stock · 3,883 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:51 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantStock Appreciation Rights · Derivative 21,117 $25.75 Strike: $25.75 $543,762.75
Disclosure

SEC source: 0001437749-21-002292 · rdgdoc.xml · derivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,117

Underlying: Common Stock · 21,117 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:51 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantStock Options (Right to Buy) · Derivative 3,883 $25.75 Strike: $25.75 $99,987.25
Disclosure

SEC source: 0001437749-21-002292 · rdgdoc.xml · derivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883

Underlying: Common Stock · 3,883 shares

Expires 2026-02-05

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:51 UTC
DEMOTT ANDREW D JRDirector · Chief Operating Officer
GrantCommon Stock 4,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-002292 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,610

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 02/05/2024.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 02/05/2024.

F2 · price: On February 5, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.75 per share.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:33 UTC
BENSTOCK MICHAELDirector · CEO
GrantCommon Stock 13,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-002290 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,909

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 02/05/2024.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 02/05/2024.

F2 · price: On February 5, 2021, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $25.75 per share.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 18:47 UTC
Leide DominicV.P. Admin & Customer Support
Tax withholdingCommon Stock 9,117 $25.75 $234,762.75
Disclosure

SEC source: 0001437749-21-002413 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,529

F1 · shares: Withheld to cover tax obligation at vesting of performance shares initially reported in Table I.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 15:11 UTC Amendment
Leide DominicV.P. Admin & Customer Support
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-21-000321 · rdgdoc.xml · derivative · entry 3

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 15:11 UTC Amendment
Leide DominicV.P. Admin & Customer Support
Tax withholdingCommon Stock 4,197 $23.83 $100,014.51
Disclosure

SEC source: 0001437749-21-000321 · rdgdoc.xml · nonDerivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,646

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 6,116 stock options.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 15:11 UTC Amendment
Leide DominicV.P. Admin & Customer Support
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-21-000321 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 14:35 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-21-000320 · rdgdoc.xml · derivative · entry 3

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 14:35 UTC
Leide DominicV.P. Admin & Customer Support
Tax withholdingCommon Stock 4,197 $24.93 $104,631.21
Disclosure

SEC source: 0001437749-21-000320 · rdgdoc.xml · nonDerivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,646

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 6,116 stock options.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 14:35 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-21-000320 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 15:56 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionStock Appreciation Rights · Derivative 3,884 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-20-025243 · rdgdoc.xml · derivative · entry 4

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,884 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 15:56 UTC
Leide DominicV.P. Admin & Customer Support
Tax withholdingCommon Stock 275 $22.30 $6,132.50
Disclosure

SEC source: 0001437749-20-025243 · rdgdoc.xml · nonDerivative · entry 3

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,727

F3 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 15:56 UTC
Leide DominicV.P. Admin & Customer Support
Disposition to issuerCommon Stock 2,848 $22.30 $63,510.40
Disclosure

SEC source: 0001437749-20-025243 · rdgdoc.xml · nonDerivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,002

F2 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 15:56 UTC
Leide DominicV.P. Admin & Customer Support
Exercise / conversionCommon Stock 3,884 $16.35 $63,503.40
Disclosure

SEC source: 0001437749-20-025243 · rdgdoc.xml · nonDerivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.