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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2024 Filed Feb 14, 2024 17:57 UTC Amendment
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 5,000 $13.84 Strike: $13.84 $69,200.00
Disclosure

SEC source: 0001437749-24-004079 · rdgdoc.xml · derivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 17:57 UTC Amendment
Alpert Jordan M.Sr VP General Counsel & Secy
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004079 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,560

F1 · shares: This is a restricted stock award in which 15,000 shares vest on the third anniversary of the grant date, 5,000 shares vest on the fourth anniversary of the grant date and 5,000 shares vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On February 12, 2024, the date such awards were granted, the closing price of the issuer's common stock on the NASDAQ was $13.84 per share.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 47,007 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:43 UTC
DONLAN CATHERINE BELDOTTIPresident, SUG Healthcare
GrantStock Appreciation Rights · Derivative 2,775 $13.84 Strike: $13.84 $38,406.00
Disclosure

SEC source: 0001437749-24-004035 · rdgdoc.xml · derivative · entry 2

DONLAN CATHERINE BELDOTTI · CIK 0001940833 · President, SUG Healthcare

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,775

Underlying: Common Stock · 2,775 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:43 UTC
DONLAN CATHERINE BELDOTTIPresident, SUG Healthcare
GrantStock Options (Right to Buy) · Derivative 7,225 $13.84 Strike: $13.84 $99,994.00
Disclosure

SEC source: 0001437749-24-004035 · rdgdoc.xml · derivative · entry 1

DONLAN CATHERINE BELDOTTI · CIK 0001940833 · President, SUG Healthcare

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 7,225 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:31 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 5,000 $13.84 Strike: $13.84 $69,200.00
Disclosure

SEC source: 0001437749-24-004030 · rdgdoc.xml · derivative · entry 2

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:31 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
GrantCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004030 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,560

F1 · shares: This is a restricted stock award in which 15,000 shares vest on the third anniversary of the grant date, 5,000 shares vest on the fourth anniversary of the grant date and 5,000 shares vest on the fifth anniversary of the grant date. This restricted stock award is subject to accelerated vesting as set forth in the award agreement.

F2 · price: On February 12, 2024, the date such awards were granted, the closing price of the issuer's common stock on the NASDAQ was $13.84 per share.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 47,000 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:09 UTC GrantStock Appreciation Rights · Derivative 10,007 $13.84 Strike: $13.84 $138,496.88
Disclosure

SEC source: 0001437749-24-004024 · rdgdoc.xml · derivative · entry 3

KOEMPEL MICHAEL · CIK 0001932319 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,007

Underlying: Common Stock · 10,007 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:09 UTC GrantStock Options (Right to Buy) · Derivative 7,225 $13.84 Strike: $13.84 $99,994.00
Disclosure

SEC source: 0001437749-24-004024 · rdgdoc.xml · derivative · entry 2

KOEMPEL MICHAEL · CIK 0001932319 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 7,225 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 15:09 UTC GrantCommon Stock 17,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004024 · rdgdoc.xml · nonDerivative · entry 1

KOEMPEL MICHAEL · CIK 0001932319 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,546

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 02/12/2027.

F2 · price: On February 12, 2024, the date such awards were granted, the closing price of the issuer's common stock on the NASDAQ was $13.84 per share.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 44,546 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 14:48 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Appreciation Rights · Derivative 66,346 $13.84 Strike: $13.84 $918,228.64
Disclosure

SEC source: 0001437749-24-004019 · rdgdoc.xml · derivative · entry 5

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,346

Underlying: Common Stock · 66,346 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 14:48 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Options (Right to Buy) · Derivative 7,225 $13.84 Strike: $13.84 $99,994.00
Disclosure

SEC source: 0001437749-24-004019 · rdgdoc.xml · derivative · entry 4

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 7,225 shares

Expires 2029-02-12

Read SEC document
February 12, 2024 Filed Feb 14, 2024 14:48 UTC
BENSTOCK MICHAELDirector · CEO
GrantCommon Stock 73,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004019 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,848

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 02/12/2027.

F2 · price: On February 12, 2024, the date such awards were granted, the closing price of the issuer's common stock on the NASDAQ was $13.84 per share.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 187,463 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:52 UTC
Alpert Jordan M.Sr VP General Counsel & Secy
Tax withholdingCommon Stock 1,669 $13.79 $23,015.51
Disclosure

SEC source: 0001437749-24-002923 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · Sr VP General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,560

F1 · shares: Shares withheld to cover tax obligation related to the vesting of a performance share award.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Exercise / conversionStock Options (Right to Buy) · Derivative 9,115 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · derivative · entry 8

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,115 shares

Expires 2024-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Exercise / conversionStock Appreciation Rights · Derivative 27,302 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · derivative · entry 7

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,302 shares

Expires 2024-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Tax withholdingCommon Stock 480 $13.99 $6,715.20
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 6

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,615

F7 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Disposition to issuerCommon Stock 7,147 $13.99 $99,986.53
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 5

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,095

F6 · shares: These shares were delivered to the issuer to satisfy the exercise price of 9,115 stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Exercise / conversionCommon Stock 9,115 $10.97 $99,991.55
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 4

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Tax withholdingCommon Stock 1,435 $13.99 $20,075.65
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,127

F4 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Disposition to issuerCommon Stock 21,409 $13.99 $299,511.91
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,562

F3 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 21:14 UTC Amendment Exercise / conversionCommon Stock 4,458 $10.97 $48,904.26
Disclosure

SEC source: 0001437749-23-035095 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,115 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · derivative · entry 7

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,115 shares

Expires 2024-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Exercise / conversionStock Appreciation Rights · Derivative 27,302 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · derivative · entry 6

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,302 shares

Expires 2024-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Tax withholdingCommon Stock 7,627 $13.99 $106,701.73
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · nonDerivative · entry 5

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,615

F6 · shares: These shares were delivered to the issuer to satisfy the exercise price of 9,115 stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Exercise / conversionCommon Stock 9,115 $10.97 $99,991.55
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · nonDerivative · entry 4

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares acquired upon exercise of stock options.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Tax withholdingCommon Stock 1,435 $13.99 $20,075.65
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · nonDerivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,127

F4 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Disposition to issuerCommon Stock 21,409 $13.99 $299,511.91
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,562

F3 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 19:38 UTC Exercise / conversionCommon Stock 4,458 $10.97 $48,904.26
Disclosure

SEC source: 0001437749-23-035078 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock-settled stock appreciation rights.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
December 19, 2023 Filed Dec 22, 2023 11:33 UTC
BENSTOCK MICHAELDirector · CEO
OtherCommon Stock 46,320 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-035167 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,277

F1 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 15:07 UTC GrantCommon Stock 7,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-031104 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,669

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/08/2026.

F2 · price: On November 8, 2023, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $9.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 14:57 UTC GrantCommon Stock 7,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-031099 · rdgdoc.xml · nonDerivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,976

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/08/2026.

F2 · price: On November 8, 2023, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $9.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 17,179 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 14:47 UTC GrantCommon Stock 7,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-031097 · rdgdoc.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,413

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/08/2026.

F2 · price: On November 8, 2023, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $9.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 17,179 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 14:41 UTC GrantCommon Stock 7,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-031093 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,293

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/08/2026.

F2 · price: On November 8, 2023, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $9.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 17,179 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 14:35 UTC GrantCommon Stock 8,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-031091 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,955

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/08/2026.

F2 · price: On November 8, 2023, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ was $9.95.

F3 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 18,046 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 12:02 UTC PurchaseCommon Stock 1,764 $8.34 $14,704.35
Disclosure

SEC source: 0001437749-23-023414 · rdgdoc.xml · nonDerivative · entry 2

KOEMPEL MICHAEL · CIK 0001932319 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,313

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 27,313 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 12:02 UTC PurchaseCommon Stock 3,236 $8.41 $27,202.46
Disclosure

SEC source: 0001437749-23-023414 · rdgdoc.xml · nonDerivative · entry 1

KOEMPEL MICHAEL · CIK 0001932319 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,549

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 27,313 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
May 22, 2023 Filed May 23, 2023 16:41 UTC Exercise / conversionNQ Stock Options · Derivative 1,000 $7.95 Strike: $7.95 $7,950.00
Disclosure

SEC source: 0001437749-23-015545 · rdgdoc.xml · derivative · entry 2

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,000 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2023 Filed May 23, 2023 16:41 UTC Exercise / conversionCommon Stock 1,000 $7.95 $7,950.00
Disclosure

SEC source: 0001437749-23-015545 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 13,006 continue to be subject to forfeiture as of the date of this filing.

Read SEC document
May 18, 2023 Filed May 19, 2023 12:02 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 9,659 $8.80 $85,021.42
Disclosure

SEC source: 0001437749-23-015184 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,957

F3 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $8.50 to $9.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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May 17, 2023 Filed May 19, 2023 12:02 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 5,614 $8.62 $48,372.47
Disclosure

SEC source: 0001437749-23-015184 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,298

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $8.46 to $8.74. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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May 16, 2023 Filed May 17, 2023 13:02 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 3,335 $8.82 $29,430.37
Disclosure

SEC source: 0001437749-23-014877 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,684

F3 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $8.58 to $9.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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May 15, 2023 Filed May 17, 2023 13:02 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 2,366 $8.41 $19,908.71
Disclosure

SEC source: 0001437749-23-014877 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,349

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $8.33 to $8.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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May 12, 2023 Filed May 15, 2023 14:07 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 1,298 $8.19 $10,628.93
Disclosure

SEC source: 0001437749-23-014370 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,983

F3 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $8.065 to $8.27. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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May 12, 2023 Filed May 16, 2023 17:07 UTC GrantNQ Stock Options · Derivative 2,750 $8.33 Strike: $8.33 $22,907.50
Disclosure

SEC source: 0001437749-23-014754 · rdgdoc.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2033-05-12

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May 12, 2023 Filed May 16, 2023 17:04 UTC GrantNQ Stock Options · Derivative 2,750 $8.33 Strike: $8.33 $22,907.50
Disclosure

SEC source: 0001437749-23-014752 · rdgdoc.xml · derivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2033-05-12

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May 12, 2023 Filed May 16, 2023 17:01 UTC GrantNQ Stock Options · Derivative 2,750 $8.33 Strike: $8.33 $22,907.50
Disclosure

SEC source: 0001437749-23-014751 · rdgdoc.xml · derivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2033-05-12

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May 12, 2023 Filed May 16, 2023 16:59 UTC GrantNQ Stock Options · Derivative 2,750 $8.33 Strike: $8.33 $22,907.50
Disclosure

SEC source: 0001437749-23-014749 · rdgdoc.xml · derivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2033-05-12

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May 12, 2023 Filed May 16, 2023 16:55 UTC GrantNQ Stock Options · Derivative 2,750 $8.33 Strike: $8.33 $22,907.50
Disclosure

SEC source: 0001437749-23-014746 · rdgdoc.xml · derivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2033-05-12

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May 11, 2023 Filed May 15, 2023 14:07 UTC
BENSTOCK MICHAELDirector · CEO
PurchaseCommon Stock 731 $7.99 $5,839.37
Disclosure

SEC source: 0001437749-23-014370 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,685

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The shares were purchased in multiple transactions, and the range of purchase prices for the transactions reported was $7.95 to $8.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each separate price.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 126,931 continue to be subject to forfeiture as of the date of this filing.

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February 21, 2023 Filed Feb 23, 2023 19:59 UTC GiftCommon Stock 3,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-004358 · rdgdoc.xml · nonDerivative · entry 1

Fields Venita Elaine · CIK 0001768341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 13,006 continue to be subject to forfeiture as of the date of this filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.