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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Tax withholdingCommon Stock 5,543 $18.04 $99,995.72
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · nonDerivative · entry 5

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,717

F5 · shares: These shares were delivered to the Issuer to satisfy the exercise price of 17,714 stock options.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Exercise / conversionCommon Stock 17,714 $5.65 $99,995.53
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · nonDerivative · entry 4

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon the exercise of stock options.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Exercise / conversionStock Appreciation Rights · Derivative 18,286 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · derivative · entry 6

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,286 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Tax withholdingCommon Stock 3,420 $17.85 $61,047.00
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · nonDerivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,546

F3 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Disposition to issuerCommon Stock 5,783 $17.85 $103,226.55
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · nonDerivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,966

F2 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Exercise / conversionCommon Stock 18,286 $5.65 $103,224.47
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
March 14, 2017 Filed Aug 13, 2018 17:49 UTC
Koosed PhilipPresident, BAMKO, LLC
GrantCommon Stock 67,044 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-015322 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,044

F1 · price: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

F1 · balance_after: The transaction reported represents shares acquired by the Reporting Person as part of the issuer's acquisition of substantially all of the assets of BAMKO, Inc. Amount beneficially held after the transaction does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA") and obtained by PEKMA in connection with such acquisition. Such shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the shares of the issuer's common stock owned by PEKMA except to the extent of his pecuniary interest herein.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:09 UTC
SCHWARTZ ALAN/FLDirector · President
GiftCommon Stock 244,928 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004394 · rdgdoc.xml · nonDerivative · entry 4

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 244,928

F2 · ownership.nature: Represents shares held by the Susan B. Schwartz Family Trust, for which the reporting person is a beneficiary.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:09 UTC
SCHWARTZ ALAN/FLDirector · President
GiftCommon Stock 244,928 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004394 · rdgdoc.xml · nonDerivative · entry 3

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:09 UTC
SCHWARTZ ALAN/FLDirector · President
GiftCommon Stock 218,361 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004394 · rdgdoc.xml · nonDerivative · entry 2

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 218,361

F1 · ownership.nature: Represents shares held by the Alan D. Schwartz Family Trust, for which the reporting person is a trustee.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:09 UTC
SCHWARTZ ALAN/FLDirector · President
GiftCommon Stock 218,361 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004394 · rdgdoc.xml · nonDerivative · entry 1

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:04 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Appreciation Rights · Derivative 3,308 $16.97 Strike: $16.97 $56,136.76
Disclosure

SEC source: 0001437749-17-001820 · rdgdoc.xml · derivative · entry 2

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Underlying: Common Stock · 3,308 shares

Expires 2022-02-03

F2 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:04 UTC
Leide DominicV.P. Admin & Customer Support
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001820 · rdgdoc.xml · derivative · entry 1

Leide Dominic · CIK 0001568750 · V.P. Admin & Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F1 · derivative.exercise_date: These stock options are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:02 UTC Amendment
BENSTOCK PETERExecutive VP
GrantStock Appreciation Rights · Derivative 3,308 $16.97 Strike: $16.97 $56,136.76
Disclosure

SEC source: 0001437749-17-001821 · rdgdoc.xml · derivative · entry 3

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Underlying: Common Stock · 3,308 shares

Expires 2022-02-03

F4 · derivative.exercise_date: These stock appreciation rights are fully vested on the date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:02 UTC Amendment
BENSTOCK PETERExecutive VP
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001821 · rdgdoc.xml · derivative · entry 2

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F3 · derivative.exercise_date: These stock options are fully vested on the date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:02 UTC Amendment
BENSTOCK PETERExecutive VP
GrantCommon Stock 31,500 $16.97 $534,555.00
Disclosure

SEC source: 0001437749-17-001821 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,851

F1 · security: Represents a grant of 31,500 Performance Shares under the issuer's 2013 Incentive Stock and Awards Plan. 15,750 performance shares vest five (5) years from the grant date if Peter Benstock remains continuously employed with the Company or a subsidiary during that time. An additional 15,750 performance shares will vest five (5) years from the grant date if the employment requirement is satisfied, as well as a performance metric is satisfied.

F5 · shares: This amendment is being filed in order to correct a clerical error and to accurately reflect the number of performance shares granted.

F1 · balance_after: Represents a grant of 31,500 Performance Shares under the issuer's 2013 Incentive Stock and Awards Plan. 15,750 performance shares vest five (5) years from the grant date if Peter Benstock remains continuously employed with the Company or a subsidiary during that time. An additional 15,750 performance shares will vest five (5) years from the grant date if the employment requirement is satisfied, as well as a performance metric is satisfied.

F2 · balance_after: On February 3, 2017,the grant date of the performance shares, the closing price of the issuer's common stock on NASDAQ Stock Market was $16.97.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:00 UTC
Alpert Jordan M.VP General Counsel & Secy
GrantStock Appreciation Rights · Derivative 3,308 $16.97 Strike: $16.97 $56,136.76
Disclosure

SEC source: 0001437749-17-001819 · rdgdoc.xml · derivative · entry 2

Alpert Jordan M. · CIK 0001518595 · VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Underlying: Common Stock · 3,308 shares

Expires 2022-02-03

F2 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 16:00 UTC
Alpert Jordan M.VP General Counsel & Secy
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001819 · rdgdoc.xml · derivative · entry 1

Alpert Jordan M. · CIK 0001518595 · VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F1 · derivative.exercise_date: These stock options are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:55 UTC
BENSTOCK PETERExecutive VP
GrantStock Appreciation Rights · Derivative 3,308 $16.97 Strike: $16.97 $56,136.76
Disclosure

SEC source: 0001437749-17-001817 · rdgdoc.xml · derivative · entry 3

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,308

Underlying: Common Stock · 3,308 shares

Expires 2022-02-03

F4 · derivative.exercise_date: These stock appreciation rights are fully vested on the date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:55 UTC
BENSTOCK PETERExecutive VP
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001817 · rdgdoc.xml · derivative · entry 2

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F3 · derivative.exercise_date: These stock options are fully vested on the date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:55 UTC
BENSTOCK PETERExecutive VP
GrantCommon Stock 41,500 $16.97 $704,255.00
Disclosure

SEC source: 0001437749-17-001817 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,851

F1 · security: Represents a grant of 41,500 Performance Shares under the issuer's 2013 Incentive Stock and Awards Plan. 15,750 performance shares vest five (5) years from the grant date if Peter Benstock remains continuously employed with the Company or a subsidiary during that time. An additional 25,750 performance shares will vest five (5) years from the grant date if the employment requirement is satisfied, as well as a performance metric is satisfied.

F1 · balance_after: Represents a grant of 41,500 Performance Shares under the issuer's 2013 Incentive Stock and Awards Plan. 15,750 performance shares vest five (5) years from the grant date if Peter Benstock remains continuously employed with the Company or a subsidiary during that time. An additional 25,750 performance shares will vest five (5) years from the grant date if the employment requirement is satisfied, as well as a performance metric is satisfied.

F2 · balance_after: On February 3, 2017,the grant date of the performance shares, the closing price of the issuer's common stock on NASDAQ Stock Market was $16.97.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:52 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
GrantStock Appreciation Rights · Derivative 8,608 $16.97 Strike: $16.97 $146,077.76
Disclosure

SEC source: 0001437749-17-001816 · rdgdoc.xml · derivative · entry 3

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

Underlying: Common Stock · 8,608 shares

Expires 2022-02-03

F4 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:52 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001816 · rdgdoc.xml · derivative · entry 2

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F3 · derivative.exercise_date: These stock options are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:52 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
GrantCommon Stock 11,048 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001816 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,463

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 02/03/2020.

F1 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 02/03/2020.

F2 · price: On February 3, 2017, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ Stock Market was $16.97 per share.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:49 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Appreciation Rights · Derivative 10,608 $16.97 Strike: $16.97 $180,017.76
Disclosure

SEC source: 0001437749-17-001815 · rdgdoc.xml · derivative · entry 3

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,608

Underlying: Common Stock · 10,608 shares

Expires 2022-02-03

F2 · derivative.exercise_date: These stock appreciation rights are fully vest on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:49 UTC
BENSTOCK MICHAELDirector · CEO
GrantStock Options (Right to Buy) · Derivative 5,892 $16.97 Strike: $16.97 $99,987.24
Disclosure

SEC source: 0001437749-17-001815 · rdgdoc.xml · derivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 5,892 shares

Expires 2022-02-03

F1 · derivative.exercise_date: These incentive stock options are fully vested on date of grant.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 15:49 UTC
BENSTOCK MICHAELDirector · CEO
GrantCommon Stock 23,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001815 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,764

F4 · shares: This is a restricted stock award which vests on the third anniversary of the grant date or 02/03/2020.

F3 · price: On February 3, 2017, the date such restricted stock award was granted, the closing price of the issuer's common stock on the NASDAQ Stock Market was $16.97 per share.

F4 · price: This is a restricted stock award which vests on the third anniversary of the grant date or 02/03/2020.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:53 UTC Exercise / conversionNQ Stock Options · Derivative 5,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001437749-17-001212 · rdgdoc.xml · derivative · entry 2

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 18:53 UTC Exercise / conversionCommon Stock 5,000 $6.18 $30,875.00
Disclosure

SEC source: 0001437749-17-001212 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionStock Appreciation Rights · Derivative 14,792 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · derivative · entry 7

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,792 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionStock Options (Right to Buy) · Derivative 15,208 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · derivative · entry 6

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,208 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Tax withholdingCommon Stock 2,728 $20.18 $55,051.04
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · nonDerivative · entry 5

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,351

F5 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Disposition to issuerCommon Stock 4,820 $20.18 $97,267.60
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · nonDerivative · entry 4

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,079

F4 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionCommon Stock 14,792 $6.58 $97,257.40
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · nonDerivative · entry 3

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Tax withholdingCommon Stock 4,956 $20.18 $100,012.08
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,107

F2 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of stock options.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:23 UTC
BENSTOCK PETERExecutive VP
Exercise / conversionCommon Stock 15,208 $6.58 $99,992.60
Disclosure

SEC source: 0001437749-16-043396 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock options.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionStock Appreciation Rights · Derivative 18,792 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · derivative · entry 7

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,792 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionStock Options (Right to Buy) · Derivative 15,208 $0.00 Strike: $6.58 $0.00
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · derivative · entry 6

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,208 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Tax withholdingCommon Stock 3,395 $19.37 $65,761.15
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · nonDerivative · entry 5

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,361

F3 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

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December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Disposition to issuerCommon Stock 6,379 $19.37 $123,561.23
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · nonDerivative · entry 4

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,756

F2 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

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December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionCommon Stock 18,792 $6.58 $123,557.40
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · nonDerivative · entry 3

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

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December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Tax withholdingCommon Stock 5,163 $19.37 $100,007.31
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · nonDerivative · entry 2

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,343

F5 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of stock options.

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December 02, 2016 Filed Dec 6, 2016 16:30 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionCommon Stock 15,208 $6.58 $99,992.60
Disclosure

SEC source: 0001437749-16-042976 · rdgdoc.xml · nonDerivative · entry 1

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon the exercise of stock options.

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November 04, 2016 Filed Nov 7, 2016 19:34 UTC GrantCommon Stock 2,446 $16.35 $39,992.10
Disclosure

SEC source: 0001437749-16-041245 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,598

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/04/2019.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 5,769 continue to be subject to forfeiture as of the date of this filing.

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November 04, 2016 Filed Nov 7, 2016 19:39 UTC GrantCommon Stock 2,446 $16.35 $39,992.10
Disclosure

SEC source: 0001437749-16-041247 · rdgdoc.xml · nonDerivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,669

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/4/2019.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 5,769 continue to be subject to forfeiture as of the date of this filing.

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November 04, 2016 Filed Nov 7, 2016 19:18 UTC GrantCommon Stock 2,446 $16.35 $39,992.10
Disclosure

SEC source: 0001437749-16-041241 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/04/2019.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 5,769 continue to be subject to forfeiture as of the date of this filing.

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November 04, 2016 Filed Nov 7, 2016 19:12 UTC GrantCommon Stock 3,058 $16.35 $49,998.30
Disclosure

SEC source: 0001437749-16-041240 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,381

F1 · shares: This is a restricted stock award which vests on the third anniversary of the grant or 11/04/2019.

F2 · balance_after: Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 6,381 continue to be subject to forfeiture as of the date of this filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.