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Nasdaq · USD

SGC

SUPERIOR GROUP OF COMPANIES, INC.

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6345
SEC CIK
0000095574
Parsed reports
311

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2017 Filed Aug 30, 2017 17:12 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 17,500 $21.56 $377,300.00
Disclosure

SEC source: 0001437749-17-015434 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,544

F1 · price: Represents the weighted average sale price. Sales ranged from $21.20 to $21.72.

F2 · balance_after: Does not include the 141,314 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 14:42 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
GiftCommon Stock 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-013770 · rdgdoc.xml · nonDerivative · entry 1

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,117

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 17:57 UTC Exercise / conversionNQ Stock Options · Derivative 5,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001437749-17-013355 · rdgdoc.xml · derivative · entry 2

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 17:57 UTC Exercise / conversionCommon Stock 5,000 $6.18 $30,875.00
Disclosure

SEC source: 0001437749-17-013355 · rdgdoc.xml · nonDerivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 17:26 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,359 $0.00 Strike: $18.66 $0.00
Disclosure

SEC source: 0001437749-17-011836 · rdgdoc.xml · derivative · entry 3

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,359 shares

Expires 2017-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested of date of grant.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 17:26 UTC Tax withholdingCommon Stock 4,491 $22.27 $100,014.57
Disclosure

SEC source: 0001437749-17-011836 · rdgdoc.xml · nonDerivative · entry 2

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,339

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 5,359 stock options.

Read SEC document
June 26, 2017 Filed Jun 27, 2017 17:26 UTC Exercise / conversionCommon Stock 5,359 $18.66 $99,998.94
Disclosure

SEC source: 0001437749-17-011836 · rdgdoc.xml · nonDerivative · entry 1

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 17:07 UTC Exercise / conversionNQ Stock Options · Derivative 2,166 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001437749-17-011756 · rdgdoc.xml · derivative · entry 4

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,166 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 17:07 UTC Exercise / conversionNQ Stock Options · Derivative 6,000 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0001437749-17-011756 · rdgdoc.xml · derivative · entry 3

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 17:07 UTC Exercise / conversionCommon Stock 2,166 $3.82 $8,263.29
Disclosure

SEC source: 0001437749-17-011756 · rdgdoc.xml · nonDerivative · entry 2

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 23, 2017 17:07 UTC Exercise / conversionCommon Stock 6,000 $4.61 $27,660.00
Disclosure

SEC source: 0001437749-17-011756 · rdgdoc.xml · nonDerivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:59 UTC
BENSTOCK GERALD MChairman Emeritus
GiftCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-010530 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK GERALD M · CIK 0001203009 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,898

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
May 22, 2017 Filed May 24, 2017 17:53 UTC
BENSTOCK GERALD MChairman Emeritus
GiftCommon Stock 2,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-009972 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK GERALD M · CIK 0001203009 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,898

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
May 18, 2017 Filed May 19, 2017 17:51 UTC
BENSTOCK PETERExecutive VP
GiftCommon Stock 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-009645 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK PETER · CIK 0001204641 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,743

F1 · price: The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.

Read SEC document
May 16, 2017 Filed May 17, 2017 21:05 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 6,424 $18.84 $121,028.16
Disclosure

SEC source: 0001437749-17-009503 · rdgdoc.xml · nonDerivative · entry 2

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,044

F2 · price: Represents the weighted average sale price. Sales ranged from $18.59 to $19.00.

F3 · balance_after: Does not include the 256,800 shares of common stock owned by PEKMA, Inc. ("PEKMA"). Certain of these shares represent restricted stock and are subject to forfeiture. The reporting person is a shareholder of PEKMA and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest herein.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:05 UTC
Koosed PhilipPresident, BAMKO, LLC
SaleCommon Stock 8,576 $19.31 $165,602.56
Disclosure

SEC source: 0001437749-17-009503 · rdgdoc.xml · nonDerivative · entry 1

Koosed Philip · CIK 0001697859 · President, BAMKO, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,468

F1 · price: Represents the weighted average sale price. Sales ranged from $19.00 to $19.53.

Read SEC document
May 05, 2017 Filed May 15, 2017 20:46 UTC GrantNQ Stock Options · Derivative 2,750 $18.05 Strike: $18.05 $49,637.50
Disclosure

SEC source: 0001437749-17-009260 · rdgdoc.xml · derivative · entry 1

SIEGEL TODD E · CIK 0001031593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2027-05-05

F1 · security: to list options granted 05/05/2017

Read SEC document
May 05, 2017 Filed May 15, 2017 20:40 UTC GrantNQ Stock Options · Derivative 2,750 $18.05 Strike: $18.05 $49,637.50
Disclosure

SEC source: 0001437749-17-009255 · rdgdoc.xml · derivative · entry 1

Mellini Paul V · CIK 0001291276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2027-05-05

F1 · security: To list options granted 05/05/2017

Read SEC document
May 05, 2017 Filed May 15, 2017 20:32 UTC GrantNQ Stock Options · Derivative 2,750 $18.05 Strike: $18.05 $49,637.50
Disclosure

SEC source: 0001437749-17-009249 · rdgdoc.xml · derivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2027-05-05

F1 · security: To list options granted 05/05/2017

Read SEC document
May 05, 2017 Filed May 15, 2017 20:25 UTC GrantNQ Stock Options · Derivative 2,750 $18.05 Strike: $18.05 $49,637.50
Disclosure

SEC source: 0001437749-17-009241 · rdgdoc.xml · derivative · entry 1

KIRSCHNER SIDNEY · CIK 0001204634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires 2027-05-05

F1 · security: To list options granted 05/05/2017

Read SEC document
May 02, 2017 Filed May 4, 2017 18:15 UTC Exercise / conversionNQ Stock Options · Derivative 5,000 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001437749-17-007965 · rdgdoc.xml · derivative · entry 2

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 4, 2017 18:15 UTC Exercise / conversionCommon Stock 5,000 $6.18 $30,875.00
Disclosure

SEC source: 0001437749-17-007965 · rdgdoc.xml · nonDerivative · entry 1

HENSLEY ROBIN · CIK 0001204632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionStock Appreciation Rights · Derivative 8,884 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · derivative · entry 17

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,884 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionStock Appreciation Rights · Derivative 20,414 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · derivative · entry 16

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,414 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionStock Appreciation Rights · Derivative 24,286 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · derivative · entry 15

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,286 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 13,586 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · derivative · entry 14

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,586 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,714 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · derivative · entry 13

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,714 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Tax withholdingCommon Stock 363 $19.22 $6,976.86
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 12

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,471

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Disposition to issuerCommon Stock 7,558 $19.22 $145,264.76
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 11

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,834

F5 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionCommon Stock 8,884 $16.35 $145,253.40
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 10

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Tax withholdingCommon Stock 3,446 $19.22 $66,232.12
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 9

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,508

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Disposition to issuerCommon Stock 7,818 $19.22 $150,261.96
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 8

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,954

F5 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionCommon Stock 20,414 $7.36 $150,247.04
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 7

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Tax withholdingCommon Stock 4,692 $19.22 $90,180.24
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 6

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,358

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Disposition to issuerCommon Stock 7,133 $19.22 $137,096.26
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 5

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,050

F5 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionCommon Stock 24,286 $5.65 $137,094.47
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 4

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Tax withholdingCommon Stock 10,406 $19.22 $200,003.32
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 3

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,897

F3 · shares: These shares were delivered to the Issuer to satisfy the exercise price of 31,300 stock options.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionCommon Stock 13,586 $7.36 $99,992.96
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 2

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired upon exercise of stock options.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:02 UTC Exercise / conversionCommon Stock 17,714 $5.65 $99,995.53
Disclosure

SEC source: 0001437749-17-006503 · rdgdoc.xml · nonDerivative · entry 1

SCHWARTZ ALAN/FL · CIK 0001204643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 14:38 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionStock Options (Right to Buy) · Derivative 6,116 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001437749-17-005876 · rdgdoc.xml · derivative · entry 3

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,116 shares

Expires 2017-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 14:38 UTC
SCHWARTZ ALAN/FLDirector · President
Tax withholdingCommon Stock 5,474 $18.27 $100,009.98
Disclosure

SEC source: 0001437749-17-005876 · rdgdoc.xml · nonDerivative · entry 2

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,003

F2 · shares: These shares were delivered to the Issuer to satisfy the exercise price of 6,116 stock options.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 14:38 UTC
SCHWARTZ ALAN/FLDirector · President
Exercise / conversionCommon Stock 6,116 $16.35 $99,996.60
Disclosure

SEC source: 0001437749-17-005876 · rdgdoc.xml · nonDerivative · entry 1

SCHWARTZ ALAN/FL · CIK 0001204643 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock options.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 14:55 UTC
Alpert Jordan M.VP General Counsel & Secy
Exercise / conversionStock Options (Right to Buy) · Derivative 17,714 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-005054 · rdgdoc.xml · derivative · entry 3

Alpert Jordan M. · CIK 0001518595 · VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,714 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested on date of grant.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 14:55 UTC
Alpert Jordan M.VP General Counsel & Secy
Tax withholdingCommon Stock 5,483 $18.24 $100,009.92
Disclosure

SEC source: 0001437749-17-005054 · rdgdoc.xml · nonDerivative · entry 2

Alpert Jordan M. · CIK 0001518595 · VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,965

F2 · shares: These shares were delivered to the issuer to satisfy the exercise price of 17,714 stock options.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 14:55 UTC
Alpert Jordan M.VP General Counsel & Secy
Exercise / conversionCommon Stock 17,714 $5.65 $99,995.53
Disclosure

SEC source: 0001437749-17-005054 · rdgdoc.xml · nonDerivative · entry 1

Alpert Jordan M. · CIK 0001518595 · VP General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon exercise of stock options.

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March 17, 2017 Filed Mar 20, 2017 20:12 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionStock Appreciation Rights · Derivative 36,286 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-004930 · rdgdoc.xml · derivative · entry 4

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,286 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock appreciation rights are fully vested on date of grant.

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March 17, 2017 Filed Mar 20, 2017 20:12 UTC
BENSTOCK MICHAELDirector · CEO
Tax withholdingCommon Stock 6,819 $18.04 $123,014.76
Disclosure

SEC source: 0001437749-17-004930 · rdgdoc.xml · nonDerivative · entry 3

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,876

F3 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

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March 17, 2017 Filed Mar 20, 2017 20:12 UTC
BENSTOCK MICHAELDirector · CEO
Disposition to issuerCommon Stock 11,355 $18.04 $204,844.20
Disclosure

SEC source: 0001437749-17-004930 · rdgdoc.xml · nonDerivative · entry 2

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,695

F2 · shares: Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

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March 17, 2017 Filed Mar 20, 2017 20:12 UTC
BENSTOCK MICHAELDirector · CEO
Exercise / conversionCommon Stock 36,286 $5.65 $204,834.47
Disclosure

SEC source: 0001437749-17-004930 · rdgdoc.xml · nonDerivative · entry 1

BENSTOCK MICHAEL · CIK 0001204640 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

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March 17, 2017 Filed Mar 20, 2017 18:18 UTC
DEMOTT ANDREW D JRChief Operating Officer & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 17,714 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0001437749-17-004917 · rdgdoc.xml · derivative · entry 7

DEMOTT ANDREW D JR · CIK 0001204644 · Chief Operating Officer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,714 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vest on date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.