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Nasdaq · USD

SFM

Sprouts Farmers Market, Inc.

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Tapewire entity
2456
SEC CIK
0001575515
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 2026245
Apr 202600
May 202601
Jun 202603
Jul 202602
Aug 202603
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 7, 2017 22:35 UTC
Frumkin Theodore Edward IIChief Development Officer
GrantCommon Stock, par value $0.001 per share 14,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018910 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,245

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 14,855 restricted shares described in Note (1), 2,645 shares of common stock, 1,576 restricted stock units and 3,169 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half vesting on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:37 UTC
Bruni DanielChief Information Officer
GrantCommon Stock, par value $0.001 per share 16,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018917 · doc4.xml · nonDerivative · entry 1

Bruni Daniel · CIK 0001631514 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,866

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 16,054 restricted shares described in Note (1), 841 shares of common stock, 1,681 restricted stock units and 3,290 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half vesting on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:35 UTC
Gensch Shawn RChief Marketing Officer
GrantCommon Stock, par value $0.001 per share 7,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018906 · doc4.xml · nonDerivative · entry 1

Gensch Shawn R · CIK 0001616785 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,965

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 7,348 restricted shares described in Note (1), 873 shares of common stock and 1,744 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, assuming continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:33 UTC
Lombardi Brandon F.Chief HR & Legal Officer
GrantCommon Stock, par value $0.001 per share 35,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018898 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 35,143 restricted shares described in Note (1), 10,238 shares of common stock, 1,734 restricted stock units and 6,646 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:31 UTC
Nielsen James LeroyPresident & COO
GrantCommon Stock, par value $0.001 per share 80,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018891 · doc4.xml · nonDerivative · entry 1

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,108

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 80,031 restricted shares described in Note (1), 5,839 shares of common stock, 2,601 restricted shares and 8,637 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted shares will vest on June 30, 2018, and the performance share awards will vest one-half on March 11, 2017 and one-half on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:30 UTC
Maredia Amin N.Director · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 63,897 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018888 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,936

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 63,897 restricted shares described in Note (1), 35,902 shares of common stock, 184,500 restricted shares and 8,637 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. The remaining restricted shares will vest in six equal quarterly installments at the end of each calendar quarter beginning March 31, 2017 and continuing through June 30, 2018, and the performance share awards will vest one-half on March 11, 2017 and one-half on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:39 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.85 $424,235.25
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.71 to $18.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:39 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:39 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.75 $421,850.25
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $18.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:39 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-012163 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:46 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:46 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.74 $421,607.25
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.055 to $18.905 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:46 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:46 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:46 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.00 $405,000.00
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:46 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-009586 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:30 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.79 $422,698.50
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $18.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:30 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:30 UTC SaleCommon Stock, par value $0.001 per share 22,500 $18.45 $415,111.50
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $18.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:30 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-007613 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:30 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.42 $436,889.25
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: 1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.295 to $19.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 21:30 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:30 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.35 $435,289.50
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: 1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:30 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-005896 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 21:44 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.82 $445,923.00
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $20.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

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January 19, 2017 Filed Jan 20, 2017 21:44 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 21:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 21:44 UTC SaleCommon Stock, par value $0.001 per share 22,500 $20.13 $452,826.00
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.91 to $20.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
January 18, 2017 Filed Jan 20, 2017 21:44 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-004898 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 23:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,447

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

F6 · balance_after: Represents the number of such stock options held by the Reporting Person as of January 13, 2017 after giving effect to the transactions reported herein. Due to a clerical error, the amount of such stock options reported in the Reporting Person's Form 4 filed on January 6, 2017 was understated.

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January 12, 2017 Filed Jan 13, 2017 23:15 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.29 $434,043.00
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 23:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 23:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,947

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 23:15 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.24 $432,936.00
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.045 to $19.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 23:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-003738 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · derivative · entry 6

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,305

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:35 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.36 $435,674.25
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · nonDerivative · entry 4

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.225 to $19.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Amount includes 27,099 shares of common stock, 5,179 restricted stock units and 23,032 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on March 4, 2017, assuming continued service through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued service through such dates.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:35 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · nonDerivative · entry 3

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · derivative · entry 5

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,805

Underlying: Common stock, par value $0.001 per share · 22,500 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:35 UTC SaleCommon Stock, par value $0.001 per share 22,500 $19.57 $440,383.50
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · nonDerivative · entry 2

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,310

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.425 to $19.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:35 UTC Exercise / conversionCommon Stock, par value $0.001 per share 22,500 $3.33 $74,823.75
Disclosure

SEC source: 0001209191-17-002663 · doc4.xml · nonDerivative · entry 1

Sanders James Douglas · CIK 0001581608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 00:03 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,459 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-16-149954 · doc4.xml · derivative · entry 6

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 11,459 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 00:03 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,500 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-16-149954 · doc4.xml · derivative · entry 5

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common stock, par value $0.001 per share · 11,500 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.