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Nasdaq · USD

SFM

Sprouts Farmers Market, Inc.

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2456
SEC CIK
0001575515
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 2026245
Apr 202600
May 202601
Jun 202603
Jul 202602
Aug 202603
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 12, 2021 22:20 UTC
McGlinchey DavidChief Format Officer
SaleCommon Stock, par value $0.001 per share 684 $23.17 $15,848.28
Disclosure

SEC source: 0001209191-21-020235 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,876

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 12,912 shares of common stock and 6,964 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,358 shares will vest on March 4, 2022; and 4,606 shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vestings assume continued employment through the applicable vest date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:18 UTC
Lombardi Brandon F.Chief Legal Officer
SaleCommon Stock, par value $0.001 per share 1,089 $23.17 $25,232.13
Disclosure

SEC source: 0001209191-21-020230 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,308

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 29,779 shares of common stock and 7,529 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,667 shares will vest on March 4, 2022; and 4,862 shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 18:02 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 4,489 $23.80 $106,838.20
Disclosure

SEC source: 0001209191-21-019202 · doc4.xml · nonDerivative · entry 3

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F4 · balance_after: Includes 12,321 shares of common stock and 9,530 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,506 shares will vest on March 4, 2022; and 7,024 shares will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022, and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 23:04 UTC
Lombardi Brandon F.Chief Legal Officer
SaleCommon Stock, par value $0.001 per share 4,482 $23.80 $106,671.60
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F4 · balance_after: Includes 28,436 shares of common stock and 9,961 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,667 shares will vest on March 4, 2022; and 7,294 shares will vest over three years, with one-third vesting on March 9, 2021, one-third vesting on March 9, 2022, and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 23:03 UTC
McGlinchey DavidChief Format Officer
SaleCommon Stock, par value $0.001 per share 699 $23.80 $16,636.20
Disclosure

SEC source: 0001209191-21-019208 · doc4.xml · nonDerivative · entry 2

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,560

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · balance_after: Includes 11,292 shares of common stock and 9,268 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,358 shares will vest on March 4, 2022; and 6,910 shares will vest over three years, with one-third vesting on March 9, 2021, one-third vesting on March 9, 2022, and the the remaining one-third vesting on March 9, 2023. All such vestings assume continued employment through the applicable vest date.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 18:02 UTC
Sanders Dan JChief Operations Officer
GrantCommon Stock, par value $0.001 per share 13,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019202 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,340

F3 · kind: On March 5, 2018, the reporting person was granted performance share awards covering 6,508 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2020 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2020 by the Issuer's compensation committee at the 200% performance level, 13,016 shares vested on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 18:02 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 881 $23.86 $21,021.45
Disclosure

SEC source: 0001209191-21-019202 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.86 to $24.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:04 UTC
Lombardi Brandon F.Chief Legal Officer
GrantCommon Stock, par value $0.001 per share 13,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,879

F3 · kind: On March 5, 2018, the reporting person was granted performance share awards covering 6,508 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2020 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2020 by the Issuer's compensation committee at the 200% performance level, 13,016 shares vested on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:04 UTC
Lombardi Brandon F.Chief Legal Officer
SaleCommon Stock, par value $0.001 per share 929 $23.86 $22,166.96
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,863

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.86 to $24.105 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:03 UTC
McGlinchey DavidChief Format Officer
SaleCommon Stock, par value $0.001 per share 830 $23.86 $19,804.71
Disclosure

SEC source: 0001209191-21-019208 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,259

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.86 to $24.0855 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 16:32 UTC GiftCommon Stock, par value $0.001 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065690 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fortunato 2020 Irrevocable Trust

Disclosed balance after: 15,000

F1 · kind: The reported transaction represents an irrevocable transfer of common stock by gift from a trust of which the reporting person was neither trustee nor beneficiary to a trust of which the reporting person is the trustee.

F2 · ownership.nature: These shares of common stock are held by the Fortunato 2020 Irrevocable Trust, an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has sole voting and investment power with respect to such shares.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 17:30 UTC GiftCommon Stock, par value $0.001 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060761 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

F1 · kind: The reported transaction represents an irrevocable transfer of common stock by gift to a trust, of which the reporting person is neither trustee nor beneficiary, for the benefit of the spouse of the reporting person for estate planning purposes. No payment or consideration was received by the reporting person.

F2 · balance_after: Includes 24,475 shares of common stock and 5,694 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 16:18 UTC PurchaseCommon Stock, par value $0.001 per share 13,000 $18.80 $244,366.20
Disclosure

SEC source: 0001209191-20-056408 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,169

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.79 to $18.82 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 39,475 shares of common stock and 5,694 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:20 UTC PurchaseCommon Stock, par value $0.001 per share 2,750 $18.50 $50,875.00
Disclosure

SEC source: 0001209191-20-056411 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,193

F1 · balance_after: Includes 25,499 shares of common stock and 5,694 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:28 UTC PurchaseCommon Stock, par value $0.001 per share 5,000 $23.95 $119,750.00
Disclosure

SEC source: 0001209191-20-046365 · doc4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,253

F1 · balance_after: Includes 15,400 shares of common stock and 8,853 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,159 restricted stock units will vest on December 3, 2020, and 5,694 will vest on May 12, 2021, assuming continued service through such vest dates.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 23:22 UTC
Sinclair JackDirector · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 26,194 $23.51 $615,820.94
Disclosure

SEC source: 0001209191-20-039184 · doc4.xml · nonDerivative · entry 1

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,456

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 33,132 shares of common stock and 169,324 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 118,649 restricted shares will vest evenly over two years on June 24, 2021 and June 24, 2022. 50,675 will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:56 UTC
Phipps GilliamSVP, Chief Marketing Officer
GrantStock Option (right to buy) · Derivative 15,569 $0.00 Strike: $25.58 $0.00
Disclosure

SEC source: 0001209191-20-029326 · doc4.xml · derivative · entry 2

Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,569

Underlying: Common stock, par value $0.001 per share · 15,569 shares

Expires 2027-05-12

F2 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the vest dates.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:56 UTC
Phipps GilliamSVP, Chief Marketing Officer
GrantCommon Stock, par value $0.001 per share 23,917 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029326 · doc4.xml · nonDerivative · entry 1

Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,917

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. Of such grant, 18,223 restricted stock units are a one-time sign-on grant in connection with the hiring of the reporting person in April 2020. These restricted stock units will vest over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the applicable vest date.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:59 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029333 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,447

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 51,753 shares of common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:58 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029331 · doc4.xml · nonDerivative · entry 1

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,669

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 23,975 shares of common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:02 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029343 · doc4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,253

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 10,400 shares of common stock, and 3,159 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The 3,159 restricted stock units will vest on December 3, 2020, assuming continued service through such vest date.

Read SEC document
May 12, 2020 Filed May 14, 2020 18:57 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029329 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,169

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 26,475 shares of common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:00 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029337 · doc4.xml · nonDerivative · entry 1

O'Leary Joseph D · CIK 0001373817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,316

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 12,622 shares of common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:01 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029341 · doc4.xml · nonDerivative · entry 1

Rauch Douglas Gregory · CIK 0001724711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,694

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:59 UTC GrantCommon Stock, par value $0.001 per share 5,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029335 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,443

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2021, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,694 restricted stock units described in Note (1), 22,749 shares of common stock.

Read SEC document
May 08, 2020 Filed May 8, 2020 19:43 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,899 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001209191-20-028104 · doc4.xml · derivative · entry 4

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

Underlying: Common stock, par value $0.001 per share · 3,899 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become evenly exercisable on March 4, 2021 and March 4, 2022, assuming continued employment through the applicable dates.

Read SEC document
May 08, 2020 Filed May 8, 2020 19:43 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 30,555 $24.06 $735,153.30
Disclosure

SEC source: 0001209191-20-028104 · doc4.xml · nonDerivative · entry 3

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,205

F1 · balance_after: Includes 14,205 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; 5,012 will vest evenly over two years on March 4, 2021 and March 4, 2022; and 7,024 will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
May 08, 2020 Filed May 8, 2020 19:43 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 3,899 $24.06 $93,809.94
Disclosure

SEC source: 0001209191-20-028104 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,760

Read SEC document
May 08, 2020 Filed May 8, 2020 19:43 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,899 $23.12 $90,144.88
Disclosure

SEC source: 0001209191-20-028104 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 8, 2020 23:41 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,778 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-028100 · doc4.xml · derivative · entry 2

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556

Underlying: Common stock, par value $0.001 per share · 2,778 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
May 08, 2020 Filed May 8, 2020 23:41 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,778 $18.00 $50,004.00
Disclosure

SEC source: 0001209191-20-028100 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 45,985 shares of common stock and 5,768 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 13, 2020, assuming continued service through such vest date.

Read SEC document
May 08, 2020 Filed May 8, 2020 19:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,778 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-028102 · doc4.xml · derivative · entry 3

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 2,778 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
May 08, 2020 Filed May 8, 2020 19:42 UTC SaleCommon Stock, par value $0.001 per share 2,778 $25.08 $69,680.02
Disclosure

SEC source: 0001209191-20-028102 · doc4.xml · nonDerivative · entry 2

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,975

F1 · balance_after: Includes 18,207 shares of common stock and 5,768 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The 5,768 restricted stock units will vest on May 13, 2020, assuming continued service through such vest date.

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May 08, 2020 Filed May 8, 2020 19:42 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,778 $18.00 $50,004.00
Disclosure

SEC source: 0001209191-20-028102 · doc4.xml · nonDerivative · entry 1

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 13, 2020 Filed Mar 16, 2020 13:19 UTC PurchaseCommon Stock, par value $0.001 per share 5,000 $13.05 $65,262.50
Disclosure

SEC source: 0001209191-20-019104 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,975

F1 · balance_after: Includes 43,207 shares of common stock and 5,768 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 13, 2020, assuming continued service through such vest date.

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March 09, 2020 Filed Mar 12, 2020 00:03 UTC
Sinclair JackDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 169,917 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018289 · doc4.xml · derivative · entry 2

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,917

Underlying: Common stock, par value $0.001 per share · 169,917 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

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March 09, 2020 Filed Mar 12, 2020 00:03 UTC
Sinclair JackDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 50,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018289 · doc4.xml · nonDerivative · entry 1

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,650

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 50,675 shares described in Note (1), 177,975 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The 177,975 restricted shares will vest over three years, with one-third vesting on June 24, 2020; one-third vesting on June 24, 2021; and the remaining one-third vesting on June 24, 2022. All such vests assume continued employment through the applicable dates.

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March 09, 2020 Filed Mar 11, 2020 20:02 UTC
Sanders Dan JChief Operations Officer
GrantStock Option (right to buy) · Derivative 23,551 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018287 · doc4.xml · derivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,551

Underlying: Common stock, par value $0.001 per share · 23,551 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

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March 09, 2020 Filed Mar 11, 2020 20:02 UTC
Sanders Dan JChief Operations Officer
GrantCommon Stock, par value $0.001 per share 7,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018287 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,760

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 7,024 shares described in Note (1), 30,555 shares of common stock and 7,181 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,012 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

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March 09, 2020 Filed Mar 12, 2020 00:05 UTC
Paulonis DeniseChief Financial Officer
GrantStock Option (right to buy) · Derivative 33,468 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018295 · doc4.xml · derivative · entry 2

Paulonis Denise · CIK 0001683382 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,468

Underlying: Common stock, par value $0.001 per share · 33,468 shares

Expires 2027-03-09

F2 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

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March 09, 2020 Filed Mar 12, 2020 00:05 UTC
Paulonis DeniseChief Financial Officer
GrantCommon Stock, par value $0.001 per share 56,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018295 · doc4.xml · nonDerivative · entry 1

Paulonis Denise · CIK 0001683382 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,050

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. Of such grant, 46,068 restricted stock units are a one-time sign-on grant in connection with the hiring of the reporting person in February 2020. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

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March 09, 2020 Filed Mar 12, 2020 00:05 UTC
McGlinchey DavidChief Format Officer
GrantStock Option (right to buy) · Derivative 23,170 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018293 · doc4.xml · derivative · entry 2

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,170

Underlying: Common stock, par value $0.001 per share · 23,170 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

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March 09, 2020 Filed Mar 12, 2020 00:05 UTC
McGlinchey DavidChief Format Officer
GrantCommon Stock, par value $0.001 per share 6,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018293 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,089

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 6,910 shares described in Note (1), 8,118 shares of common stock and 7,061 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,344 restricted stock units will vest on March 5, 2021. 4,717 restricted stock units will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vestings assume continued employment through the applicable vest date.

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March 09, 2020 Filed Mar 12, 2020 00:04 UTC
Lombardi Brandon F.Chief HR & Legal Officer
GrantStock Option (right to buy) · Derivative 24,457 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018291 · doc4.xml · derivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,457

Underlying: Common stock, par value $0.001 per share · 24,457 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

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March 09, 2020 Filed Mar 12, 2020 00:04 UTC
Lombardi Brandon F.Chief HR & Legal Officer
GrantCommon Stock, par value $0.001 per share 7,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018291 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,792

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 7,294 shares described in Note (1), 15,994 shares of common stock and 7,504 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,335 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

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March 06, 2020 Filed Mar 6, 2020 17:46 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 652 $16.96 $11,058.64
Disclosure

SEC source: 0001209191-20-017000 · doc4.xml · nonDerivative · entry 3

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,736

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 30,555 shares of common stock and 7,181 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,012 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

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March 06, 2020 Filed Mar 6, 2020 22:43 UTC
McGlinchey DavidChief Format Officer
SaleCommon Stock, par value $0.001 per share 749 $16.96 $12,703.79
Disclosure

SEC source: 0001209191-20-016994 · doc4.xml · nonDerivative · entry 2

McGlinchey David · CIK 0001747971 · Chief Format Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,179

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 8,118 shares of common stock and 7,061 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,344 restricted stock units will vest on March 5, 2021. 4,717 restricted stock units will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vestings assume continued employment through the applicable vest date.

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March 06, 2020 Filed Mar 6, 2020 22:45 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 652 $16.96 $11,058.44
Disclosure

SEC source: 0001209191-20-016998 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.035 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 15,994 share of common stock and 7,504 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,335 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

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March 06, 2020 Filed Mar 6, 2020 22:44 UTC
Frumkin Theodore Edward IIChief Development Officer
SaleCommon Stock, par value $0.001 per share 499 $16.96 $8,463.44
Disclosure

SEC source: 0001209191-20-016996 · doc4.xml · nonDerivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,623

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.0401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 27,132 shares of common stock and 5,491 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 1,659 restricted shares will vest on March 5, 2021; and 3,832 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

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March 05, 2020 Filed Mar 6, 2020 17:46 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 754 $16.53 $12,464.60
Disclosure

SEC source: 0001209191-20-017000 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,388

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6411 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.