Anderson Joel D

SEC source: 0001826470-26-000073 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 87,233

F1 · kind: On September 22, 2026, the reporting person contributed 705,000 shares of Petco common stock from the Revocable Trust into the 2020 Trust. In exchange for the shares, the Revocable Trust withdrew an amount equal to $2.37 per share from the 2020 Trust. The contribution of shares to the 2020 Trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the Revocable Trust and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through the 2020 Trust. The reporting person believes that this contribution of shares to the 2020 Trust constitutes a change in the form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · balance_after: On August 4, 2026 and September 15, 2026, respectively, 246,269 and 285,061 shares of Class A common stock of the Issuer were transferred from the reporting person's direct holdings into the Revocable Trust.

SEC source: 0001826470-26-000034 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,893,014

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 1,879,053 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

SEC source: 0001826470-26-000026 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 260,903

F1 · kind: On March 13, 2026, the reporting person contributed 1,575,931 shares of Petco common stock from the Revocable Trust into the 2020 Trust. In exchange for the shares, the Revocable Trust withdrew an amount equal to $3.49 per share from the 2020 Trust. The contribution of shares to the 2020 Trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the Revocable Trust and a corresponding increase in the number of shares the reporting person beneficially owns indirectly through the 2020 Trust. The reporting person believes that this contribution of shares to the 2020 Trust constitutes a change in the form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · balance_after: On March 9, 2026, 1,341,128 shares of Class A common stock of the Issuer were transferred from the reporting person's direct holdings into the Revocable Trust.

SEC source: 0001329860-26-000004 · wk-form4_1773702791.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,884

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 12, 2027, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,082 restricted stock units described in Note (1), 24,802 shares of common stock.

SEC source: 0001329860-26-000002 · wk-form4_1773102637.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,802

F1 · balance_after: Includes 23,209 shares of common stock and 1,593 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 12, 2026, assuming continued service through such vest date.

SEC source: 0001826470-26-000014 · form4.xml · derivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400,779

Underlying: Class A Common Stock · 1,400,779 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending February 3, 2029, based on the Issuer's 20-day volume weighted average trading price at the end of the performance period and subject to continued employment through the vesting date.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending February 3, 2029, based on the Issuer's 20-day volume weighted average trading price at the end of the performance period and subject to continued employment through the vesting date.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending February 3, 2029, based on the Issuer's 20-day volume weighted average trading price at the end of the performance period and subject to continued employment through the vesting date.

SEC source: 0001826470-26-000014 · form4.xml · derivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134,388

Underlying: Class A Common Stock · 2,134,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents 2,134,388 restricted stock units ("RSUs") granted to the Reporting Person under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan") on February 17, 2026 (the "Grant Date"). Each RSU represents the right to receive one share of Class A common stock of the Issuer or the cash value thereof. The RSUs will vest as follows: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F1 · derivative.exercise_date: Represents 2,134,388 restricted stock units ("RSUs") granted to the Reporting Person under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan") on February 17, 2026 (the "Grant Date"). Each RSU represents the right to receive one share of Class A common stock of the Issuer or the cash value thereof. The RSUs will vest as follows: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

F1 · derivative.expiration_date: Represents 2,134,388 restricted stock units ("RSUs") granted to the Reporting Person under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan") on February 17, 2026 (the "Grant Date"). Each RSU represents the right to receive one share of Class A common stock of the Issuer or the cash value thereof. The RSUs will vest as follows: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

SEC source: 0001826470-26-000002 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,231,281

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 2,466,451 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

SEC source: 0001127602-25-020142 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,226,281

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 2,712,719 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

SEC source: 0001127602-25-013508 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225,181

F1 · kind: These shares of Class A common stock of the Issuer were acquired under the Petco Health and Wellness Company, Inc. 2021 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: Includes 3,220,181 outstanding restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.

SEC source: 0000950170-25-048788 · ownership.xml · nonDerivative · entry 4

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 7,874

SEC source: 0000950170-25-048788 · ownership.xml · nonDerivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2025 Trust

Disclosed balance after: 724,910

SEC source: 0000950170-25-048788 · ownership.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2020 Trust

Disclosed balance after: 853,304

SEC source: 0000950170-25-048788 · ownership.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2020 Trust

Disclosed balance after: 736,547

SEC source: 0001575515-25-000092 · wk-form4_1742510569.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,402

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 12, 2026, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 1,593 restricted stock units described in Note (1), 18,809 shares of common stock.

SEC source: 0001127602-25-008620 · form4.xml · derivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,478

Underlying: Class A Common Stock · 1,336,478 shares

Expires 2035-03-04

F3 · derivative.exercise_date: Represents options to purchase Class A Common Stock granted under the 2021 Plan. The options will vest as follows: (i) 34% on the first anniversary of the Grant Date; (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

SEC source: 0001127602-25-008620 · form4.xml · derivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,101,037

Underlying: Class A Common Stock · 1,101,037 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending January 29, 2028, based on the Issuer's total shareholder return during the performance period and subject to continued employment through the vesting date.

F2 · derivative.exercise_date: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending January 29, 2028, based on the Issuer's total shareholder return during the performance period and subject to continued employment through the vesting date.

F2 · derivative.expiration_date: Represents the target number of performance stock units ("PSUs") granted under the 2021 Plan. The PSUs represent the right to receive shares of Class A common stock of the Issuer in an amount from 0% to 200% of the target number of PSUs granted. The actual number of PSUs earned will be determined following a performance period ending January 29, 2028, based on the Issuer's total shareholder return during the performance period and subject to continued employment through the vesting date.

SEC source: 0001127602-25-008620 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,220,181

F1 · security: Represents 1,727,643 restricted stock units ("RSUs") granted under the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan"). Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest in the following installments: (i) 34% on the first anniversary of 3/4/2025 (the "Grant Date"); (ii) 16.5% on the date that is 18 months following the Grant Date; (iii) 16.5% on the second anniversary of the Grant Date; (iv) 16.5% on the date that is 30 months following the Grant Date; and (v) 16.5% on the third anniversary of the Grant Date.

SEC source: 0001575515-24-000133 · wk-form4_1723241419.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,809

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.0407 to $96.2826 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 15,400 shares of common stock and 3,409 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 19, 2025, assuming continued service through such vest date.

SEC source: 0001127602-24-021285 · form4.xml · derivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,216

Underlying: Class A Common Stock · 1,381,216 shares

Expires 2034-07-29

F2 · derivative.exercise_date: Represents options to purchase Class A Common Stock of the Issuer. The options will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The options were granted outside of the 2021 Plan as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

SEC source: 0001127602-24-021285 · form4.xml · derivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,366,121

Underlying: Class A Common Stock · 1,366,121 shares

Expires 2034-07-29

F2 · derivative.exercise_date: Represents options to purchase Class A Common Stock of the Issuer. The options will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The options were granted outside of the 2021 Plan as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

SEC source: 0001127602-24-021285 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,492,538

F1 · security: Represents 1,492,538 restricted stock units ("RSUs") granted to the Reporting Person on July 29, 2024. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest as follows: 34% on 7/29/2025 and 16.5% on each of 1/29/2026, 7/29/2026, 1/29/2027 and 7/29/2027. The RSUs were granted outside of the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan") as a material inducement to the Reporting Person's acceptance of employment with the Issuer in accordance with NASDAQ Listing Rule 5635(c)(4).

SEC source: 0001062993-24-012530 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,748

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 7

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spousal trust

Disclosed balance after: 71,304

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 6

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 6,922

F1 · balance_after: Reflects a distribution from one or more GRATs to the annuitant in satisfaction of an annuity payment.

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 5

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joel D. Anderson 2020 Irrevocable Trust

Disclosed balance after: 85,555

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 4

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,876

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,844

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,134

SEC source: 0001062993-24-007088 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,803

F1 · balance_after: Reflects a distribution from one or more GRATs to the annuitant in satisfaction of an annuity payment.

SEC source: 0001575515-24-000079 · wk-form4_1711067212.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,660

F1 · security: 1. Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 19, 2025, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 3,409 restricted stock units described in Note (1), 36,251 shares of common stock.

SEC source: 0001062993-24-006188 · form4.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,853

SEC source: 0001062993-24-006188 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,495

SEC source: 0001575515-24-000012 · wk-form4_1709769959.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,251

F1 · balance_after: Includes 29,780 shares of common stock and 6,471 restricted stock units. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

SEC source: 0001062993-23-020903 · form4.xml · nonDerivative · entry 5

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spousal trust

Disclosed balance after: 67,336

SEC source: 0001062993-23-020903 · form4.xml · nonDerivative · entry 4

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 7,500

SEC source: 0001062993-23-020903 · form4.xml · nonDerivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 10,672

SEC source: 0001062993-23-020903 · form4.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joel D. Anderson 2020 Irrevocable Trust

Disclosed balance after: 81,587

SEC source: 0001062993-23-020903 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,309

SEC source: 0001062993-23-017948 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,656

F1 · balance_after: Reflects a distribution from one or more GRATs to the annuitant in satisfaction of an annuity payment.

SEC source: 0001062993-23-009112 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,855

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.88 to $219.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Reflects a distribution from one or more GRATs to the annuitant in satisfaction of an annuity payment.

SEC source: 0001062993-23-007295 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,855

SEC source: 0001209191-23-019091 · doc4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,538

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 6,471 restricted stock units described in Note (1), 29,540 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

SEC source: 0001062993-23-006638 · form4.xml · nonDerivative · entry 3

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,927

SEC source: 0001062993-23-006638 · form4.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,317

SEC source: 0001062993-23-006638 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,740

SEC source: 0001062993-23-001859 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,649

SEC source: 0001062993-22-023456 · form4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,415

SEC source: 0001209191-22-035567 · doc4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,067

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 5,527 restricted stock units described in Note (1), 29,540 shares of common stock.

SEC source: 0001062993-22-011565 · form4.xml · nonDerivative · entry 2

Anderson Joel D · CIK 0001329860 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 322