Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | Senior Marketing Advisor | May 13, 2022 | May 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprouts Farmers Market, Inc.
Report date May 13, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,272 |
Reported balance
After 2022-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-13 · Sale · Disposed 2,364 · Balance 28,272 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2: Includes 12,504 shares of common stock and 15,768 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 7,972 restricted shares will vest May 12, 2023; 3,659 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,137 restricted shares will vest evenly over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025. All such vests assume continued employment through the applicable dates. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
F2: Includes 12,504 shares of common stock and 15,768 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 7,972 restricted shares will vest May 12, 2023; 3,659 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,137 restricted shares will vest evenly over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025. All such vests assume continued employment through the applicable dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2022 Filed May 13, 2022 18:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 2,364 | $24.96 | $59,005.44 |
DisclosureSEC source: 0001209191-22-028945 · doc4.xml · nonDerivative · entry 1 Phipps Gilliam · CIK 0001809264 · Senior Marketing Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,272 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 12,504 shares of common stock and 15,768 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 7,972 restricted shares will vest May 12, 2023; 3,659 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,137 restricted shares will vest evenly over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 17, 2022 Filed Mar 17, 2022 20:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 543 | $31.16 | $16,919.88 |
DisclosureSEC source: 0001209191-22-019888 · doc4.xml · nonDerivative · entry 2 Phipps Gilliam · CIK 0001809264 · Senior Marketing Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,636 F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · balance_after: Includes, in addition to the 4,137 shares described in Note (1), 6,896 shares of common stock and 19,603 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 15,944 restricted shares will vest evenly over two years on May 12, 2022 and May 12, 2023; and 3,659 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantStock Option (right to buy) · Derivative | 11,829 | $0.00 Strike: $31.47 | $0.00 |
DisclosureSEC source: 0001209191-22-019888 · doc4.xml · derivative · entry 3 Phipps Gilliam · CIK 0001809264 · Senior Marketing Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 Underlying: Common stock, par value $0.001 per share · 11,829 shares Expires 2029-03-15 F4 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and the remaining one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 4,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019888 · doc4.xml · nonDerivative · entry 1 Phipps Gilliam · CIK 0001809264 · Senior Marketing Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,179 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 18:07 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 2,364 | $25.72 | $60,802.08 |
DisclosureSEC source: 0001209191-21-032872 · doc4.xml · nonDerivative · entry 1 Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,042 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 5,609 shares of common stock and 21,433 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 15,944 shares will vest evenly over two years on May 12, 2022 and May 12, 2023, and 5,489 shares will vest over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest dates. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 18:27 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 5,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021869 · doc4.xml · nonDerivative · entry 1 Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,406 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 5,489 shares described in Note (1), 23,917 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The restricted shares will vest over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the applicable date. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:56 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantStock Option (right to buy) · Derivative | 15,569 | $0.00 Strike: $25.58 | $0.00 |
DisclosureSEC source: 0001209191-20-029326 · doc4.xml · derivative · entry 2 Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,569 Underlying: Common stock, par value $0.001 per share · 15,569 shares Expires 2027-05-12 F2 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the vest dates. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:56 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 23,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029326 · doc4.xml · nonDerivative · entry 1 Phipps Gilliam · CIK 0001809264 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,917 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. Of such grant, 18,223 restricted stock units are a one-time sign-on grant in connection with the hiring of the reporting person in April 2020. These restricted stock units will vest over three years, with one-third vesting on May 12, 2021; one-third vesting on May 12, 2022; and the remaining one-third vesting on May 12, 2023, assuming continued employment through the applicable vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.