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Nasdaq · USD

SFM

Sprouts Farmers Market, Inc.

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Tapewire entity
2456
SEC CIK
0001575515
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 2026245
Apr 202600
May 202601
Jun 202603
Jul 202602
Aug 202603
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:00 UTC
Coffin KimSVP, Chief Forager
Exercise / conversionCommon Stock, par value $0.001 per share 3,218 $16.47 $53,000.46
Disclosure

SEC source: 0001209191-23-019917 · doc4.xml · nonDerivative · entry 1

Coffin Kim · CIK 0001968688 · SVP, Chief Forager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC
Coffin KimSVP, Chief Forager
GrantStock Option (right to buy) · Derivative 8,320 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019089 · doc4.xml · derivative · entry 2

Coffin Kim · CIK 0001968688 · SVP, Chief Forager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Underlying: Common stock, par value $0.001 per share · 8,320 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC
Coffin KimSVP, Chief Forager
GrantCommon Stock, par value $0.001 per share 3,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019089 · doc4.xml · nonDerivative · entry 1

Coffin Kim · CIK 0001968688 · SVP, Chief Forager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,951

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 3,237 shares described in Note (1), 8,932 shares of common stock and 4,782 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,406 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 3,376 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Gmelich AlisaSVP, Chief Marketing Officer
GrantStock Option (right to buy) · Derivative 8,909 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019080 · doc4.xml · derivative · entry 2

Gmelich Alisa · CIK 0001957199 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909

Underlying: Common stock, par value $0.001 per share · 8,909 shares

Expires 2030-03-14

F2 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Gmelich AlisaSVP, Chief Marketing Officer
GrantCommon Stock, par value $0.001 per share 3,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019080 · doc4.xml · nonDerivative · entry 1

Gmelich Alisa · CIK 0001957199 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Sinclair JackDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 89,093 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019095 · doc4.xml · derivative · entry 2

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,093

Underlying: Common stock, par value $0.001 per share · 89,093 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Sinclair JackDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 87,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019095 · doc4.xml · nonDerivative · entry 1

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,296

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with 64,256 vesting on March 14, 2024; 11,556 vesting on March 14, 2025; and 11,556 vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 87,368 shares described in Note (1), 230,108 shares of common stock and 60,820 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 27,512 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 33,308 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest dates.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC
Sanders Dan JChief Store Operations Officer
GrantStock Option (right to buy) · Derivative 9,895 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019094 · doc4.xml · derivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Store Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,895

Underlying: Common stock, par value $0.001 per share · 9,895 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC
Sanders Dan JChief Store Operations Officer
GrantCommon Stock, par value $0.001 per share 3,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019094 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Store Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,202

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 3,850 shares described in Note (1), 21,906 shares of common stock and 7,446 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,431 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,015 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Molloy LawrenceChief Financial Officer
GrantStock Option (right to buy) · Derivative 21,654 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019090 · doc4.xml · derivative · entry 2

Molloy Lawrence · CIK 0001412065 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,654

Underlying: Common stock, par value $0.001 per share · 21,654 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Molloy LawrenceChief Financial Officer
GrantCommon Stock, par value $0.001 per share 8,426 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019090 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,050

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 8,426 shares described in Note (1), 56,436 shares of common stock and 177,188 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 168,137 restricted stock units will vest on September 20, 2023 and 9,051 restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC GrantCommon Stock, par value $0.001 per share 4,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019079 · doc4.xml · nonDerivative · entry 1

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,413

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,930 restricted stock units described in Note (1), 34,956 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC GrantCommon Stock, par value $0.001 per share 6,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019091 · doc4.xml · nonDerivative · entry 1

Anderson Joel D · CIK 0001329860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,538

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 6,471 restricted stock units described in Note (1), 29,540 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC GrantCommon Stock, par value $0.001 per share 4,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019088 · doc4.xml · nonDerivative · entry 1

O'Leary Joseph D · CIK 0001373817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,060

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,930 restricted stock units described in Note (1), 23,603 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 21:00 UTC GrantCommon Stock, par value $0.001 per share 6,779 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019085 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,395

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 6,779 restricted stock units described in Note (1), 37,721 shares of common stock and 7,895 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Hilgendorf Stacy W.VP, Controller
GrantCommon Stock, par value $0.001 per share 4,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019092 · doc4.xml · nonDerivative · entry 1

Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,091

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 4,640 shares described in Note (1), 2,633 shares of common stock and 6,818 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC GrantCommon Stock, par value $0.001 per share 4,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019087 · doc4.xml · nonDerivative · entry 1

Avula Hari K. · CIK 0001930053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,457

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,930 restricted stock units described in Note (1), 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC GrantCommon Stock, par value $0.001 per share 6,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019086 · doc4.xml · nonDerivative · entry 1

Rauch Douglas Gregory · CIK 0001724711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,671

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 6,163 restricted stock units described in Note (1), 7,981 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Zalatoris TimmiChief Human Resources Officer
GrantStock Option (right to buy) · Derivative 8,216 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019093 · doc4.xml · derivative · entry 2

Zalatoris Timmi · CIK 0001968423 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216

Underlying: Common stock, par value $0.001 per share · 8,216 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Zalatoris TimmiChief Human Resources Officer
GrantCommon Stock, par value $0.001 per share 3,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019093 · doc4.xml · nonDerivative · entry 1

Zalatoris Timmi · CIK 0001968423 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,142

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 3,197 shares described in Note (1), 8,429 shares of common stock and 3,516 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,189 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 2,327 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Lombardi Brandon F.Chief Legal Officer
GrantStock Option (right to buy) · Derivative 9,992 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019083 · doc4.xml · derivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

Underlying: Common stock, par value $0.001 per share · 9,992 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Lombardi Brandon F.Chief Legal Officer
GrantCommon Stock, par value $0.001 per share 3,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019083 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,607

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 3,888 shares described in Note (1), 18,189 shares of common stock and 7,530 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,476 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,054 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Neal John ScottChief Merchandising Officer
GrantStock Option (right to buy) · Derivative 12,541 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019084 · doc4.xml · derivative · entry 2

Neal John Scott · CIK 0001867641 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,541

Underlying: Common stock, par value $0.001 per share · 12,541 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Neal John ScottChief Merchandising Officer
GrantCommon Stock, par value $0.001 per share 4,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019084 · doc4.xml · nonDerivative · entry 1

Neal John Scott · CIK 0001867641 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,732

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 4,880 shares described in Note (1), 27,419 shares of common stock and 21,433 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 8,643 restricted stock units will vest on August 10, 2023; 4,391 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024; and 8,399 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Konat NicholasPresident & COO
GrantStock Option (right to buy) · Derivative 17,843 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019082 · doc4.xml · derivative · entry 2

Konat Nicholas · CIK 0001834427 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843

Underlying: Common stock, par value $0.001 per share · 17,843 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Konat NicholasPresident & COO
GrantCommon Stock, par value $0.001 per share 6,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019082 · doc4.xml · nonDerivative · entry 1

Konat Nicholas · CIK 0001834427 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,856

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 6,943 shares described in Note (1), 104,913 restricted stock units. 7,130 restricted stock units will vest evenly over three years on March 21, 2023, March 21, 2024 and March 21, 2025, 73,337 restricted stock units will vest on March 21, 2024 and 24,446 restricted stock units will vest on March 21, 2025, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Hurley Joseph LChief Supply Chain Officer
GrantStock Option (right to buy) · Derivative 8,216 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019081 · doc4.xml · derivative · entry 2

Hurley Joseph L · CIK 0001969019 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,216

Underlying: Common stock, par value $0.001 per share · 8,216 shares

Expires 2030-03-14

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
Hurley Joseph LChief Supply Chain Officer
GrantCommon Stock, par value $0.001 per share 3,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019081 · doc4.xml · nonDerivative · entry 1

Hurley Joseph L · CIK 0001969019 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,936

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 3,197 shares described in Note (1), 14,779 shares of common stock and 6,960 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,312 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 5,648 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC GrantCommon Stock, par value $0.001 per share 4,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019077 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,030

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on March 14, 2024, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,930 restricted stock units described in Note (1), 40,573 shares of common stock and 5,527 restricted stock units. These restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 01:00 UTC
McGlinchey DavidChief Strategy Officer
GrantStock Option (right to buy) · Derivative 9,992 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-23-019076 · doc4.xml · derivative · entry 3

McGlinchey David · CIK 0001747971 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

Underlying: Common stock, par value $0.001 per share · 9,992 shares

Expires 2030-03-14

F4 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and the remaining one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date.

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March 14, 2023 Filed Mar 16, 2023 01:00 UTC
McGlinchey DavidChief Strategy Officer
GrantCommon Stock, par value $0.001 per share 3,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019076 · doc4.xml · nonDerivative · entry 2

McGlinchey David · CIK 0001747971 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,417

F2 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and onethird vesting on March 14, 2026, assuming continued employment through the applicable vest date.

F3 · balance_after: Includes, in addition to the 3,888 shares described in Note (2), 14,099 shares of common stock and 7,430 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,376 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,054 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 13, 2023 Filed Mar 16, 2023 01:00 UTC
McGlinchey DavidChief Strategy Officer
SaleCommon Stock, par value $0.001 per share 21,622 $32.96 $712,628.69
Disclosure

SEC source: 0001209191-23-019076 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,529

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.83 to $33.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2023 Filed Mar 11, 2023 01:00 UTC
Sinclair JackDirector · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 66,709 $32.85 $2,191,277.24
Disclosure

SEC source: 0001209191-23-018027 · doc4.xml · nonDerivative · entry 2

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,928

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units and performance share awards, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 230,108 shares of common stock and 60,820 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 27,512 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 33,308 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest dates.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 20:00 UTC
Sanders Dan JChief Store Operations Officer
SaleCommon Stock, par value $0.001 per share 8,531 $32.85 $280,229.70
Disclosure

SEC source: 0001209191-23-018022 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Store Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,352

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units and performance share awards, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.435 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 21,906 shares of common stock and 7,446 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,431 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,015 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:00 UTC
McGlinchey DavidChief Strategy Officer
SaleCommon Stock, par value $0.001 per share 8,321 $32.85 $273,334.86
Disclosure

SEC source: 0001209191-23-018026 · doc4.xml · nonDerivative · entry 2

McGlinchey David · CIK 0001747971 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,151

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units and performance share awards, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.435 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 35,721 shares of common stock and 7,430 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,376 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,054 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:00 UTC
Lombardi Brandon F.Chief Legal Officer
SaleCommon Stock, par value $0.001 per share 31,607 $32.84 $1,037,973.88
Disclosure

SEC source: 0001209191-23-018025 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,719

F2 · kind: A portion of this transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units and performance share awards, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · balance_after: Includes 18,189 shares of common stock and 7,530 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 3,476 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,054 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:00 UTC
Hilgendorf Stacy W.VP, Controller
SaleCommon Stock, par value $0.001 per share 462 $32.85 $15,175.96
Disclosure

SEC source: 0001209191-23-018024 · doc4.xml · nonDerivative · entry 1

Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,451

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.395 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,633 shares of common stock and 6,818 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:00 UTC
Neal John ScottChief Merchandising Officer
SaleCommon Stock, par value $0.001 per share 3,216 $32.85 $105,640.45
Disclosure

SEC source: 0001209191-23-018023 · doc4.xml · nonDerivative · entry 2

Neal John Scott · CIK 0001867641 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,852

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of performance share awards, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.3929 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 27,419 shares of common stock and 21,433 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 8,643 restricted stock units will vest on August 10, 2023; 4,391 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024; and 8,399 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable dates.

Read SEC document
March 09, 2023 Filed Mar 11, 2023 01:00 UTC
Sinclair JackDirector · Chief Executive Officer
GrantCommon Stock, par value $0.001 per share 149,999 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018027 · doc4.xml · nonDerivative · entry 1

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,637

F1 · kind: On March 9, 2020, the reporting person was granted performance share awards covering 101,351 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2022 performance goals as certified by the Issuer's compensation committee, subject to award limitations set forth in the Issuer's equity incentive plan. Although the Issuer's compensation committee certified achievement of the performance criteria for fiscal 2022 at the 200% performance level, due to the plan award limitations, the reporting person's achievement was capped at the 148% performance level and accordingly, 149,999 shares vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 20:00 UTC
Sanders Dan JChief Store Operations Officer
GrantCommon Stock, par value $0.001 per share 28,096 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018022 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Store Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,883

F1 · kind: On March 9, 2020, the reporting person was granted performance share awards covering 14,048 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2022 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2022 by the Issuer's compensation committee at the 200% performance level, 28,096 shares vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 11, 2023 01:00 UTC
McGlinchey DavidChief Strategy Officer
GrantCommon Stock, par value $0.001 per share 27,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018026 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,472

F1 · kind: On March 9, 2020, the reporting person was granted performance share awards covering 13,820 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2022 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2022 by the Issuer's compensation committee at the 200% performance level, 27,640 shares vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 11, 2023 01:00 UTC
Lombardi Brandon F.Chief Legal Officer
GrantCommon Stock, par value $0.001 per share 29,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018025 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,326

F1 · kind: On March 9, 2020, the reporting person was granted performance share awards covering 14,588 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2022 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2022 by the Issuer's compensation committee at the 200% performance level, 29,176 shares vested on March 9, 2023.

Read SEC document
March 09, 2023 Filed Mar 11, 2023 01:00 UTC
Neal John ScottChief Merchandising Officer
GrantCommon Stock, par value $0.001 per share 11,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018023 · doc4.xml · nonDerivative · entry 1

Neal John Scott · CIK 0001867641 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,068

F1 · kind: On August 10, 2020, the reporting person was granted performance share awards covering 5,762 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2022 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2022 by the Issuer's compensation committee at the 200% performance level, 11,524 shares vested on March 9, 2023.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC
Hilgendorf Stacy W.VP, Controller
Exercise / conversionStock Option (right to buy) · Derivative 3,048 $0.00 Strike: $24.42 $0.00
Disclosure

SEC source: 0001209191-23-015844 · doc4.xml · derivative · entry 3

Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,095

Underlying: Common stock, par value $0.001 per share · 3,048 shares

Expires 2028-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 16, 2023 and March 16, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC
Hilgendorf Stacy W.VP, Controller
SaleCommon Stock, par value $0.001 per share 4,037 $35.00 $141,295.00
Disclosure

SEC source: 0001209191-23-015844 · doc4.xml · nonDerivative · entry 2

Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,913

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 1,688 shares of common stock and 8,225 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,407 restricted stock units will vest on March 9, 2023; 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC
Hilgendorf Stacy W.VP, Controller
Exercise / conversionCommon Stock, par value $0.001 per share 3,048 $24.42 $74,432.16
Disclosure

SEC source: 0001209191-23-015844 · doc4.xml · nonDerivative · entry 1

Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 23:01 UTC GiftCommon Stock, par value $0.001 per share 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061731 · doc4.xml · nonDerivative · entry 1

Rauch Douglas Gregory · CIK 0001724711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,508

F1 · kind: The reported transaction represents an irrevocable transfer of common stock by gift to a charitable foundation. No payment or consideration was received by the reporting person.

F2 · balance_after: Includes 7,981 shares of common stock and 5,527 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 5,527 restricted stock units will vest on June 7, 2023, assuming continued service through such vest date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 23:07 UTC
Sinclair JackDirector · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 85,953 $33.77 $2,902,615.62
Disclosure

SEC source: 0001209191-22-060230 · doc4.xml · nonDerivative · entry 1

Sinclair Jack · CIK 0001719121 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,638

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.58 to $34.325 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 129,927 shares of common stock and 77,711 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 16,891 restricted stock units will vest on March 9, 2023; 27,512 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024; and 33,308 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest dates.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:00 UTC
Molloy LawrenceChief Financial Officer
GiftCommon Stock, par value $0.001 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058673 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,624

F1 · kind: The reported transaction represents an irrevocable transfer of common stock by gift to a charitable trust. No payment or consideration was received by the reporting person.

F2 · balance_after: Includes 56,436 shares of common stock and 177,188 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 168,137 restricted stock units will vest on September 20, 2023 and 9,051 restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
November 16, 2022 Filed Nov 16, 2022 23:00 UTC
Lombardi Brandon F.Chief Legal Officer
SaleCommon Stock, par value $0.001 per share 5,000 $34.09 $170,444.00
Disclosure

SEC source: 0001209191-22-057372 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,150

F1 · balance_after: Includes 18,189 shares of common stock and 9,961 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,431 restricted shares will vest on March 9, 2023; 3,476 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,054 restricted shares will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.