Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuverra Environmental Solutions, Inc.NONE · Entity 129943 | SEE REMARKS | August 07, 2017 | August 09, 2017 |
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | VP, Controller | March 20, 2026 | March 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuverra Environmental Solutions, Inc.
Report date August 07, 2017 · Filed August 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirect401(k) | 0 |
Reported balance
After 2017-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-08-07 · Other · Disposed 300 · Balance 0 F1: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases.
F2: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged.
Sprouts Farmers Market, Inc.
Report date March 20, 2026 · Filed March 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 9,389 |
Reported balance
After 2026-03-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-20 · Sale · Disposed 228 · Balance 9,389 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2: Includes 5,590 shares of common stock and 3,799 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 841 restricted stock units will vest on March 19, 2027, 738 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 2,220 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
F2: Includes 5,590 shares of common stock and 3,799 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 841 restricted stock units will vest on March 19, 2027, 738 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 2,220 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2026 Filed Mar 23, 2026 23:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 228 | $83.97 | $19,145.50 |
DisclosureSEC source: 0001630373-26-000006 · wk-form4_1774306805.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,389 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 5,590 shares of common stock and 3,799 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 841 restricted stock units will vest on March 19, 2027, 738 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 2,220 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 23:30 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 463 | $83.50 | $38,658.23 |
DisclosureSEC source: 0001630373-26-000004 · wk-form4_1773963028.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,617 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 4,977 shares of common stock and 4,640 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027, 738 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 2,220 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 23:14 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 119 | $79.38 | $9,446.20 |
DisclosureSEC source: 0001630373-26-000002 · wk-form4_1773702883.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,080 F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · balance_after: Includes, in addition to the 2,220 shares described in Note (1), 5,440 shares of common stock and 2,420 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027, and 738 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 23:14 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001630373-26-000002 · wk-form4_1773702883.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,199 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 12, 2027; one-third vesting on March 12, 2028; and one-third vesting on March 12, 2029, assuming continued employment through the applicable vest date. Read SEC document |
| May 02, 2025 Filed May 2, 2025 23:10 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 2,247 | $173.00 | $388,731.00 |
DisclosureSEC source: 0001575515-25-000181 · wk-form4_1746227440.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,979 F1 · balance_after: Includes 3,643 shares of common stock and 4,336 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,546 restricted stock units will vest on March 14, 2026, 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027 and 1,108 restricted stock units will vest evenly over three years on March 12, 2026, March 12, 2027 and March 12, 2028. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 23:21 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 229 | $139.43 | $31,928.60 |
DisclosureSEC source: 0001575515-25-000147 · wk-form4_1742599269.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,226 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.55 to $139.43 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 5,890 shares of common stock and 4,336 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,546 restricted stock units will vest on March 14, 2026, 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027 and 1,108 restricted stock units will vest evenly over three years on March 12, 2026, March 12, 2027 and March 12, 2028. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 22:42 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001575515-25-000091 · wk-form4_1742510559.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,455 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 12, 2026; one-third vesting on March 12, 2027; and one-third vesting on March 12, 2028, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 1,108 shares described in Note (1), 6,119 shares of common stock and 3,228 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,546 restricted stock units will vest on March 14, 2026 and 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 00:31 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 890 | $137.42 | $122,303.80 |
DisclosureSEC source: 0001575515-25-000066 · wk-form4_1742430655.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,347 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 6,119 shares of common stock and 3,228 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,546 restricted stock units will vest on March 14, 2026 and 1,682 restricted stock units will vest evenly over two years on March 19, 2026 and March 19, 2027. All such vests assume continued employment through the applicable vest date. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 22:10 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 1,904 | $101.12 | $192,532.48 |
DisclosureSEC source: 0001575515-24-000126 · wk-form4_1722636609.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,237 F1 · balance_after: Includes 3,030 shares of common stock and 7,207 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,590 restricted stock units will vest on March 15, 2025, 3,093 restricted stock units will vest evenly over two years on March 14, 2025 and March 14, 2026 and 2,524 restricted stock units will vest evenly over three years on March 19, 2025, March 19, 2026 and March 19, 2027. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 19, 2024 Filed Mar 22, 2024 00:27 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001575515-24-000082 · wk-form4_1711067250.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,141 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 19, 2025; one-third vesting on March 19, 2026; and one-third vesting on March 19, 2027, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 2,524 shares described in Note (1), 4,934 shares of common stock and 4,683 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,590 restricted stock units will vest March 15, 2025 and 3,093 restricted stock units will vest evenly over two years on March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 01:13 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 714 | $63.56 | $45,381.34 |
DisclosureSEC source: 0001575515-24-000036 · wk-form4_1710810797.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,617 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.43 to $63.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 4,934 shares of common stock and 4,683 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,590 restricted stock units will vest March 15, 2025 and 3,093 restricted stock units will vest evenly over two years on March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 01:13 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 417 | $62.47 | $26,051.20 |
DisclosureSEC source: 0001575515-24-000036 · wk-form4_1710810797.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,331 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.47 to $63.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 3,048 | $0.00 Strike: $24.42 | $0.00 |
DisclosureSEC source: 0001575515-24-000008 · wk-form4_1709334149.xml · derivative · entry 3 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,047 Underlying: Common Stock, par value $0.001 per share · 3,048 shares Expires 2028-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 16, 2024. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 3,774 | $62.26 | $234,955.28 |
DisclosureSEC source: 0001575515-24-000008 · wk-form4_1709334149.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,748 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.22 to $62.265 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,904 shares of common stock and 8,844 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,024 restricted stock units will vest on March 16, 2024, 3,180 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 4,640 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,048 | $24.42 | $74,432.16 |
DisclosureSEC source: 0001575515-24-000008 · wk-form4_1709334149.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 22:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 4,719 | $0.00 Strike: $16.47 | $0.00 |
DisclosureSEC source: 0001209191-23-049474 · doc4.xml · derivative · entry 3 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 per share · 4,719 shares Expires 2027-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All such options are presently exercisable. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 22:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 6,626 | $39.99 | $264,973.74 |
DisclosureSEC source: 0001209191-23-049474 · doc4.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,474 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 2,630 shares of common stock and 8,844 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,024 restricted stock units will vest on March 16, 2024, 3,180 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 4,640 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 22:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,719 | $16.47 | $77,721.93 |
DisclosureSEC source: 0001209191-23-049474 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 00:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 278 | $32.96 | $9,162.77 |
DisclosureSEC source: 0001209191-23-019919 · doc4.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,381 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.8623 to $32.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 4,537 shares of common stock and 8,844 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,024 restricted stock units will vest on March 16, 2024, 3,180 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 4,640 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 16, 2023 Filed Mar 18, 2023 00:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 432 | $33.13 | $14,312.42 |
DisclosureSEC source: 0001209191-23-019919 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,659 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.13 to $33.255 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 01:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 4,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019092 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,091 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 14, 2024; one-third vesting on March 14, 2025; and one-third vesting on March 14, 2026, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 4,640 shares described in Note (1), 2,633 shares of common stock and 6,818 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 01:00 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 462 | $32.85 | $15,175.96 |
DisclosureSEC source: 0001209191-23-018024 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,451 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.84 to $33.395 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,633 shares of common stock and 6,818 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024 and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:46 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 3,048 | $0.00 Strike: $24.42 | $0.00 |
DisclosureSEC source: 0001209191-23-015844 · doc4.xml · derivative · entry 3 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,095 Underlying: Common stock, par value $0.001 per share · 3,048 shares Expires 2028-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 16, 2023 and March 16, 2024. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:46 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 4,037 | $35.00 | $141,295.00 |
DisclosureSEC source: 0001209191-23-015844 · doc4.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,913 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 1,688 shares of common stock and 8,225 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,407 restricted stock units will vest on March 9, 2023; 2,048 restricted stock units will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,770 restricted stock units will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:46 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,048 | $24.42 | $74,432.16 |
DisclosureSEC source: 0001209191-23-015844 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 9,440 | $0.00 Strike: $16.47 | $0.00 |
DisclosureSEC source: 0001209191-22-056451 · doc4.xml · derivative · entry 3 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,719 Underlying: Common stock, par value $0.001 per share · 9,440 shares Expires 2027-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 9, 2023. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 9,440 | $32.00 | $302,080.00 |
DisclosureSEC source: 0001209191-22-056451 · doc4.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 2,677 shares of common stock and 8,225 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 1,407 restricted shares will vest on March 9, 2023; 2,048 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,770 restricted shares will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 23:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,440 | $16.47 | $155,476.80 |
DisclosureSEC source: 0001209191-22-056451 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 00:59 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 298 | $31.16 | $9,285.68 |
DisclosureSEC source: 0001209191-22-019893 · doc4.xml · nonDerivative · entry 2 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · balance_after: Includes, in addition to the 4,770 shares described in Note (1), 2,677 shares of common stock and 3,455 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 1,407 restricted shares will vest on March 9, 2023; and 2,048 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 00:59 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 4,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019893 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 23:06 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 445 | $30.83 | $13,719.35 |
DisclosureSEC source: 0001209191-22-018262 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,430 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 1,951 shares of common stock and 4,479 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 1,407 restricted shares will vest on March 9, 2023; and 3,072 restricted shares will vest evenly over three years on March 16, 2022, March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 22:23 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 3,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021859 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 16, 2022; one-third vesting on March 16, 2023; and the remaining one-third vesting on March 16, 2024, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 3,072 shares described in Note (1), 989 shares of common stock and 2,814 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The restricted shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 22:23 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 419 | $23.17 | $9,708.23 |
DisclosureSEC source: 0001209191-21-020241 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,803 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 989 shares of common stock and 2,814 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. The restricted shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:53 UTC | Nuverra Environmental Solutions, Inc. NONE · Entity 129943 | OtherCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019926 · doc4.xml · nonDerivative · entry 1 Hilgendorf Stacy W. · CIK 0001630373 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · kind: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · kind: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. F1 · price: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · price: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.