Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2020 Filed Aug 3, 2020 20:26 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016311 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| August 01, 2020 Filed Aug 3, 2020 20:26 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-016311 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 22:20 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,278 | $6.29 | $14,317.23 |
DisclosureSEC source: 0000921895-20-001997 · form411238003_07162020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,782 F1 · price: The securities reported in Column 4 were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 16:34 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,069 | $6.29 | $13,003.67 |
DisclosureSEC source: 0001437749-20-015248 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,039 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 16:24 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 2,468 | $6.29 | $15,511.38 |
DisclosureSEC source: 0001437749-20-015245 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,093 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 16:13 UTC |
ROSENTHAL BOBDirector · Executive Chairman
|
GrantCommon Stock | 4,176 | $6.29 | $26,246.16 |
DisclosureSEC source: 0001437749-20-015242 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,886 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:44 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014490 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:44 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-014490 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:37 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014321 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,625 Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:30 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014318 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,970 Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:21 UTC |
ROSENTHAL BOBDirector · Executive Chairman
|
GrantCommon Stock | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014316 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,710 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:22 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-001902 · form411238003_07022020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,504 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:17 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 10,000 | $6.44 | $64,387.00 |
DisclosureSEC source: 0000921895-20-001769 · form411238003_06152020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 158,884 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.22 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:17 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 10,000 | $6.43 | $64,277.00 |
DisclosureSEC source: 0000921895-20-001769 · form411238003_06152020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 148,884 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.24 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 23:12 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 900 | $6.31 | $5,679.99 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 6 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 138,884 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:11 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-012267 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:11 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-012267 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 23:12 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 7,500 | $6.30 | $47,253.75 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 137,984 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.20 to $6.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 23:12 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 8,527 | $6.50 | $55,385.42 |
DisclosureSEC source: 0000921895-20-001666 · form411238003_06012020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 130,484 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $6.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2020 Filed May 26, 2020 23:00 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 7,947 | $6.52 | $51,831.92 |
DisclosureSEC source: 0000921895-20-001607 · form411238003_05262020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 121,957 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.60. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2020 Filed May 26, 2020 23:00 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 8,282 | $6.50 | $53,833.00 |
DisclosureSEC source: 0000921895-20-001607 · form411238003_05262020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 114,010 F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2020 Filed May 12, 2020 14:42 UTC |
ROSENTHAL BOBDirector · Executive Chairman
|
PurchaseCommon Stock | 2,343 | $6.40 | $14,995.20 |
DisclosureSEC source: 0001437749-20-010358 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,818 Read SEC document |
| May 06, 2020 Filed May 6, 2020 23:01 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 10,000 | $6.26 | $62,554.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 6 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 105,728 F6 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 7, 2020 14:19 UTC |
Herndon MarkSVP & Chief Financial Officer
|
PurchaseCommon Stock | 2,000 | $6.25 | $12,500.00 |
DisclosureSEC source: 0001437749-20-009729 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| May 05, 2020 Filed May 6, 2020 23:01 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 15,000 | $6.75 | $101,262.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 5 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 95,728 F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.42 to $7.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 04, 2020 Filed May 5, 2020 19:02 UTC |
SALZMAN ERICChief Restructuring Officer
|
GrantCommon Stock | 2,194 | $6.93 | $15,204.42 |
DisclosureSEC source: 0001437749-20-009418 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,527 F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $6.87 to $6.94. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 04, 2020 Filed May 6, 2020 23:01 UTC |
Manko Joseph M. Jr.Director
|
PurchaseCommon Stock, $0.10 par value | 15,000 | $6.95 | $104,295.00 |
DisclosureSEC source: 0000921895-20-001297 · form411238003_05062020.xml · nonDerivative · entry 4 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Horton Capital Partners Fund, LP Disclosed balance after: 80,728 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.80 to $7.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Securities owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of HCM, which serves as the investment manager of HCPF, and as the managing member of HCP, which serves as the general partner of HCPF, may be deemed to beneficially own the securities directly held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:38 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-009271 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. F2 · derivative.expiration_date: On April 10, 2020 the reporting person was granted 20,000 restricted stock units. The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:38 UTC |
SALZMAN ERICChief Restructuring Officer
|
Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-009271 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 18:14 UTC |
ROBERTS JOHN JOSEPHDirector
|
GrantCommon Stock | 2,843 | $5.44 | $15,473.03 |
DisclosureSEC source: 0001437749-20-007863 · rdgdoc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,109 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 18:26 UTC |
ROSENTHAL BOBDirector · Executive Chairman
|
GrantCommon Stock | 5,212 | $5.44 | $28,366.31 |
DisclosureSEC source: 0001437749-20-007867 · rdgdoc.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,475 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:56 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 3,080 | $5.44 | $16,762.90 |
DisclosureSEC source: 0001437749-20-007861 · rdgdoc.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,733 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:44 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 2,369 | $5.44 | $12,893.28 |
DisclosureSEC source: 0001437749-20-007858 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,078 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:39 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 2,369 | $5.44 | $12,893.28 |
DisclosureSEC source: 0000921895-20-001145 · form411238003_04172020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612 F1 · shares: These securities were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| April 10, 2020 Filed Apr 13, 2020 22:55 UTC |
SALZMAN ERICChief Restructuring Officer
|
GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007632 · rdgdoc.xml · derivative · entry 2 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Upon vesting, the restricted stock units are payable in Common Stock, on a one-for-one basis F1 · derivative.exercise_date: The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Upon vesting, the restricted stock units are payable in Common Stock, on a one-for-one basis F1 · derivative.expiration_date: The restricted stock units will vest pro rata on a monthly basis over the six-month period beginning May 1, 2020. Upon vesting, the restricted stock units are payable in Common Stock, on a one-for-one basis Read SEC document |
| April 10, 2020 Filed Apr 13, 2020 22:55 UTC |
SALZMAN ERICChief Restructuring Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007632 · rdgdoc.xml · nonDerivative · entry 1 SALZMAN ERIC · CIK 0001512117 · Chief Restructuring Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 16:13 UTC |
Sisko Brian JPresident & CEO
|
Tax withholdingCommon Stock | 633 | $6.24 | $3,946.76 |
DisclosureSEC source: 0000086115-20-000011 · wf-form4_158437519839252.xml · nonDerivative · entry 1 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,139 Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:33 UTC |
ROSENTHAL BOBDirector
|
GrantCommon Stock | 2,525 | $10.91 | $27,547.75 |
DisclosureSEC source: 0000086115-20-000010 · wf-form4_157980801318345.xml · nonDerivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:32 UTC |
ROBERTS JOHN JOSEPHDirector
|
GrantCommon Stock | 1,377 | $10.91 | $15,023.07 |
DisclosureSEC source: 0000086115-20-000009 · wf-form4_157980792701286.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,266 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:30 UTC |
Morrison Maureen FDirector
|
GrantCommon Stock | 1,492 | $10.91 | $16,277.72 |
DisclosureSEC source: 0000086115-20-000008 · wf-form4_157980782449940.xml · nonDerivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:28 UTC |
Glass Russell DDirector
|
GrantCommon Stock | 1,148 | $10.91 | $12,524.68 |
DisclosureSEC source: 0000086115-20-000007 · wf-form4_157980770476240.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,709 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:44 UTC |
Manko Joseph M. Jr.Director
|
GrantCommon Stock, $0.10 par value | 1,148 | $10.91 | $12,524.68 |
DisclosureSEC source: 0000921895-20-000173 · form411238003_01242020.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,243 F1 · shares: These securities were awarded to the Reporting Person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:58 UTC |
Morrison Maureen FDirector
|
GrantStock Option (right to buy) · Derivative | 8,333 | $0.00 Strike: $10.37 | $0.00 |
DisclosureSEC source: 0000086115-20-000004 · wf-form4_157893466859677.xml · derivative · entry 2 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 8,333 shares Expires 2025-12-29 F2 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. F3 · derivative.exercise_date: The option granted to reporting person is 50% vested and vests an additional 25% on each of December 29, 2020 and December 29, 2021. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:58 UTC |
Morrison Maureen FDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 8,333 | $0.00 Strike: $11.33 | $0.00 |
DisclosureSEC source: 0000086115-20-000004 · wf-form4_157893466859677.xml · derivative · entry 1 Morrison Maureen F · CIK 0001720970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,333 shares Expires 2025-12-29 F1 · derivative.exercise_date: The option was granted to reporting person on 12/29/2017 and vested in 4 equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:54 UTC |
ROSENTHAL BOBDirector
|
GrantStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0000086115-20-000002 · wf-form4_157893442383907.xml · derivative · entry 2 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-05-24 F1 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:54 UTC |
ROSENTHAL BOBDirector
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $15.06 | $0.00 |
DisclosureSEC source: 0000086115-20-000002 · wf-form4_157893442383907.xml · derivative · entry 1 ROSENTHAL BOB · CIK 0001203911 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-05-24 Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC |
Sisko Brian JPresident & CEO
|
GrantStock Option (right to buy) · Derivative | 3,672 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 6 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672 Underlying: Common Stock · 3,672 shares Expires 2020-10-02 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC |
Sisko Brian JPresident & CEO
|
GrantStock Option (right to buy) · Derivative | 358 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 5 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358 Underlying: Common Stock · 358 shares Expires 2021-09-20 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC |
Sisko Brian JPresident & CEO
|
GrantStock Option (right to buy) · Derivative | 810 | $0.00 Strike: $12.93 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 4 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 810 shares Expires 2020-12-05 F4 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 17:00 UTC |
Sisko Brian JPresident & CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 3,672 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0000086115-20-000005 · wf-form4_157893480955594.xml · derivative · entry 3 Sisko Brian J · CIK 0001323052 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,672 shares Expires 2020-10-02 F3 · derivative.exercise_date: The option was granted to reporting person on 10/2/12 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.