Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarim Acquisition Corp.CLRMU · Entity 143291 | Vice Chairman | January 28, 2021 | January 29, 2021 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | January 30, 2024 | January 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarim Acquisition Corp.
Report date January 28, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252086) under the heading "Description of Securities," the shares of Class B common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date. F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the issuer through his membership interest in Clarim Partners, LLC, over which the reporting person does not have voting or dispositive control. No securities are beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252086) under the heading "Description of Securities," the shares of Class B common stock of the issuer will automatically convert into shares of Class A common stock of the issuer at the time of the issuer's initial business combination or earlier at the option of the holders thereof, on a one-for-one basis, subject to certain adjustments described therein, and have no expiration date.
F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the issuer through his membership interest in Clarim Partners, LLC, over which the reporting person does not have voting or dispositive control. No securities are beneficially owned.
SAFEGUARD SCIENTIFICS INC
Report date January 30, 2024 · Filed January 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 186,400 |
Reported balance
After 2024-01-30 transaction · row 1
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 20,775 · Balance 186,400 F1: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2024 Filed Jan 31, 2024 14:01 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 20,775 | $0.71 | $14,750.25 |
DisclosureSEC source: 0001437749-24-002622 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,400 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 14:28 UTC Amendment | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 14,327 | $1.11 | $15,902.97 |
DisclosureSEC source: 0001437749-23-028335 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,625 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. The original Form 4 inadvertently omitted this footnote. Read SEC document |
| October 16, 2023 Filed Oct 17, 2023 14:19 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 14,327 | $1.11 | $15,902.97 |
DisclosureSEC source: 0001437749-23-028331 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,625 Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 16:26 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 9,407 | $1.44 | $13,499.05 |
DisclosureSEC source: 0001437749-23-020100 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,298 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 14:32 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 44,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-018973 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,891 Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 12:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Grantcommon stock | 8,613 | $1.90 | $16,364.70 |
DisclosureSEC source: 0001437749-23-010606 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,394 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:14 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 4,956 | $3.13 | $15,487.50 |
DisclosureSEC source: 0001437749-23-001204 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,781 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 14:19 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 3,981 | $3.59 | $14,291.79 |
DisclosureSEC source: 0001437749-22-024286 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,825 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2022 Filed Jul 18, 2022 16:40 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 4,325 | $3.86 | $16,694.50 |
DisclosureSEC source: 0001437749-22-017234 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,844 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 16:05 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 18,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-016423 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,519 Read SEC document |
| April 15, 2022 Filed Apr 18, 2022 11:47 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,945 | $4.94 | $14,533.58 |
DisclosureSEC source: 0001437749-22-009067 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,577 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 14:06 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,134 | $7.10 | $15,151.40 |
DisclosureSEC source: 0001437749-22-001022 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,632 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 13:46 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 1,765 | $8.30 | $14,649.50 |
DisclosureSEC source: 0001437749-21-023796 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,498 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 13:52 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,074 | $7.95 | $16,493.49 |
DisclosureSEC source: 0001437749-21-017048 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,733 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 16:45 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-016023 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:50 UTC Amendment | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,179 | $6.58 | $14,343.27 |
DisclosureSEC source: 0001437749-21-009096 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,236 F1 · price: 1. The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. The original Form 4 inadvertently omitted the price per share of the acquired shares. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:35 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-009093 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,236 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 13:27 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,335 | $6.63 | $15,478.48 |
DisclosureSEC source: 0001437749-21-000817 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,057 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 15:19 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,683 | $6.00 | $16,098.00 |
DisclosureSEC source: 0001437749-20-021211 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| July 15, 2020 Filed Jul 16, 2020 16:34 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,069 | $6.29 | $13,003.67 |
DisclosureSEC source: 0001437749-20-015248 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,039 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:30 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 10,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014318 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,970 Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 17:44 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,369 | $5.44 | $12,893.28 |
DisclosureSEC source: 0001437749-20-007858 · rdgdoc.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,078 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:28 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 1,148 | $10.91 | $12,524.68 |
DisclosureSEC source: 0000086115-20-000007 · wf-form4_157980770476240.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,709 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 16:10 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 6,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008469 · wf-form4_156199738843983.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,561 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 12:36 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 1,400 | $9.15 | $12,810.00 |
DisclosureSEC source: 0000086115-18-000091 · wf-form4_154453173683624.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,466 Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:03 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 6,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-18-000073 · wf-form4_153313576472374.xml · nonDerivative · entry 1 Glass Russell D · CIK 0001328013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,066 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.