Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Kinetics Holding CorpHKHC · Entity 1286 | Chief Financial Officer | August 19, 2026 | August 20, 2026 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | SVP & Chief Financial Officer | January 17, 2023 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Kinetics Holding Corp
Report date August 19, 2026 · Filed August 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 550 |
Ending reported balance
After 2026-08-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-19 · Purchase · Acquired 50 · Balance 350 Row 2 · 2026-08-20 · Purchase · Acquired 200 · Balance 550 |
SAFEGUARD SCIENTIFICS INC
Report date January 17, 2023 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 57,469 |
Ending reported balance
After 2023-01-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-17 · Grant · Acquired 26,835 · Balance 70,625 Row 2 · 2023-01-17 · Tax withholding · Disposed 13,156 · Balance 57,469 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 20, 2026 18:08 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 200 | $26.75 | $5,350.00 |
DisclosureSEC source: 0001437749-26-028621 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550 Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 18:08 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 50 | $26.50 | $1,325.00 |
DisclosureSEC source: 0001437749-26-028621 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350 Read SEC document |
| May 20, 2026 Filed May 21, 2026 15:04 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 100 | $27.85 | $2,785.00 |
DisclosureSEC source: 0001437749-26-018006 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Read SEC document |
| March 18, 2026 Filed Mar 19, 2026 16:31 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 80 | $33.03 | $2,642.40 |
DisclosureSEC source: 0001437749-26-008985 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200 Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 16:39 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 100 | $29.00 | $2,900.00 |
DisclosureSEC source: 0001437749-25-035929 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120 Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 16:03 UTC | Horizon Kinetics Holding Corp HKHC · Entity 1286 | PurchaseCommon Stock | 20 | $40.18 | $803.60 |
DisclosureSEC source: 0001437749-25-019487 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 14:51 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingcommon stock | 13,156 | $3.13 | $41,112.50 |
DisclosureSEC source: 0001437749-23-001288 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,469 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 14:51 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Grantcommon stock | 26,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-001288 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,625 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:21 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 5,348 | $7.10 | $37,970.80 |
DisclosureSEC source: 0001437749-22-001098 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,790 Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 21:21 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 11,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-001098 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,138 Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Tax withholdingCommon Stock | 3,711 | $6.57 | $24,399.08 |
DisclosureSEC source: 0001437749-21-000997 · rdgdoc.xml · nonDerivative · entry 2 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,612 Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 20:02 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000997 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,323 Read SEC document |
| May 06, 2020 Filed May 7, 2020 14:19 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 2,000 | $6.25 | $12,500.00 |
DisclosureSEC source: 0001437749-20-009729 · rdgdoc.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:23 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 10,000 | $9.44 | $94,400.00 |
DisclosureSEC source: 0000086115-18-000089 · wf-form4_154446259143531.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $9.41 to $9.50. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 18:24 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-18-000084 · wf-form4_154049183194528.xml · nonDerivative · entry 1 Herndon Mark · CIK 0001754318 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.